-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KODLuQNK97PPynjpAs1p+QQHEzCtLilA4zSSWjjLFfErD1t5bn9PRLauG2hEYe6b ELNCnMrg5ujJc4w5QTGwuQ== 0000891839-06-000046.txt : 20060605 0000891839-06-000046.hdr.sgml : 20060605 20060605180536 ACCESSION NUMBER: 0000891839-06-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060601 FILED AS OF DATE: 20060605 DATE AS OF CHANGE: 20060605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTHRUP STEPHEN P CENTRAL INDEX KEY: 0001249729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 06887366 BUSINESS ADDRESS: BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 5034 BARRVILLE ROAD CITY: ELBA STATE: NY ZIP: 14058 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE STREET 2: POST OFFICE BOX 719 CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE STREET 2: POST OFFICE BOX 719 CITY: BATAVIA STATE: NY ZIP: 14021-0719 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-06-01 0000716314 GRAHAM CORP GHM 0001249729 NORTHRUP STEPHEN P C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 VP of Asia Operations Common Stock 16000 D Common Stock 2710 I See footnote Stock Option (Right to Buy) 19.94 2006-06-01 4 A 0 6000 0 A 2016-06-01 Common Stock 6000 6000 D Shares held by the trustee of the Employee Stock Ownership Plan of Graham Corporation and allocated to Mr. Northrup's account, as to which Mr. Northrup has sole voting power but no dispositive power, except in limited circumstances. This option was granted under the 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and will be exercisable pro rata on the first, second, third and fourth anniversaries of the grant date. /s/ Carole M. Anderson, Attorney-in-fact for Stephen P. Northrup 2006-06-05 -----END PRIVACY-ENHANCED MESSAGE-----