-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FDu4j9jHwCWmwsYUqQ/rYthMJOlvC5hnLCO8ZdmMZpiFfbka3c78bt9CodOk/WPP T7qOb9DHzlGVtcONZINI6Q== 0000891839-05-000072.txt : 20050812 0000891839-05-000072.hdr.sgml : 20050812 20050812164745 ACCESSION NUMBER: 0000891839-05-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050810 FILED AS OF DATE: 20050812 DATE AS OF CHANGE: 20050812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTHRUP STEPHEN P CENTRAL INDEX KEY: 0001249729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 051022310 BUSINESS ADDRESS: BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 5034 BARRVILLE ROAD CITY: ELBA STATE: NY ZIP: 14058 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE STREET 2: POST OFFICE BOX 719 CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE STREET 2: POST OFFICE BOX 719 CITY: BATAVIA STATE: NY ZIP: 14021-0719 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-08-10 0000716314 GRAHAM CORP GHM 0001249729 NORTHRUP STEPHEN P C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 VP & Chief Technology Officer Common Stock 2005-08-10 4 M 0 200 21.4375 A 8200 D Common Stock 2005-08-10 4 S 0 200 35.50 D 8000 D Common Stock 2005-08-12 4 M 0 4000 21.4375 A 12000 D Common Stock 2005-08-12 4 M 0 3000 11.00 A 15000 D Common Stock 2005-08-12 4 M 0 3000 11.70 A 18000 D Common Stock 2005-08-12 4 M 0 3000 8.80 A 21000 D Common Stock 2005-08-12 4 M 0 3000 12.50 A 24000 D Common Stock 2005-08-12 4 S 0 16000 35.50 D 8000 D Common Stock 1355 I See footnote Option (Right to Buy) 21.4375 2005-08-10 4 M 0 200 0 D 1998-04-24 2007-10-23 Common Stock 4200 4000 D Option (Right to Buy) 21.4375 2005-08-12 4 M 0 4000 0 D 1998-04-24 2007-10-23 Common Stock 4000 0 D Option (Right to Buy) 11.00 2005-08-12 4 M 0 3000 0 D 2001-05-03 2010-11-02 Common Stock 3000 0 D Option (Right to Buy) 11.70 2005-08-12 4 M 0 3000 0 D 2002-01-07 2011-07-26 Common Stock 3000 0 D Option (Right to Buy) 8.80 2005-08-12 4 M 0 3000 0 D 2004-04-25 2013-10-24 Common Stock 3000 0 D Option (Right to Buy) 12.50 2005-08-12 4 M 0 3000 0 D 2005-04-29 2014-10-28 Common Stock 3000 0 D Shares held by the trustee of the Employee Stock Ownership Plan of Graham Corporation and allocated to Mr. Northrup's account, as to which Mr. Northrup has sole voting power but no dispositive power, except in limited circumstances. This option was previously reported by Mr. Northrup. Stephen P. Northrup 2005-08-12 -----END PRIVACY-ENHANCED MESSAGE-----