0001209191-11-054967.txt : 20111108 0001209191-11-054967.hdr.sgml : 20111108 20111108164419 ACCESSION NUMBER: 0001209191-11-054967 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111104 FILED AS OF DATE: 20111108 DATE AS OF CHANGE: 20111108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glassman Newton CENTRAL INDEX KEY: 0001531075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111188294 MAIL ADDRESS: STREET 1: 77 KING STREET, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levin Jonathan A. CENTRAL INDEX KEY: 0001531076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111188292 MAIL ADDRESS: STREET 1: 77 KING STREET WEST, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Alba Gabriel CENTRAL INDEX KEY: 0001531077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111188293 MAIL ADDRESS: STREET 1: 77 KING STREET, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YRC Worldwide Inc. CENTRAL INDEX KEY: 0000716006 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 480948788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10990 ROE AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66211 BUSINESS PHONE: 913-696-6100 MAIL ADDRESS: STREET 1: 10990 ROE AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: YRC WORLDWIDE INC DATE OF NAME CHANGE: 20060103 FORMER COMPANY: FORMER CONFORMED NAME: YELLOW ROADWAY CORP DATE OF NAME CHANGE: 20031212 FORMER COMPANY: FORMER CONFORMED NAME: YELLOW CORP DATE OF NAME CHANGE: 19930506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catalyst Fund Limited Partnership II CENTRAL INDEX KEY: 0001472815 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111188298 BUSINESS ADDRESS: STREET 1: 77 KING STREET WEST, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 BUSINESS PHONE: (416)945-3030 MAIL ADDRESS: STREET 1: 77 KING STREET WEST, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catalyst Capital Group Inc. CENTRAL INDEX KEY: 0001531078 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111188295 BUSINESS ADDRESS: STREET 1: 77 KING STREET WEST, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 BUSINESS PHONE: (416) 945-3000 MAIL ADDRESS: STREET 1: 77 KING STREET WEST, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CCGI Holdings II Inc. CENTRAL INDEX KEY: 0001531079 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111188296 BUSINESS ADDRESS: STREET 1: 77 KING STREET WEST, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 BUSINESS PHONE: (416) 945-3000 MAIL ADDRESS: STREET 1: 77 KING STREET WEST, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catalyst Fund General Partner II Inc. CENTRAL INDEX KEY: 0001531080 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111188297 BUSINESS ADDRESS: STREET 1: 77 KING STREET WEST, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 BUSINESS PHONE: (416) 945-3000 MAIL ADDRESS: STREET 1: 77 KING STREET WEST, SUITE 4320 STREET 2: P.O. BOX 212 CITY: TORONTO STATE: A6 ZIP: M5K 1J3 4 1 c24463_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-11-04 0000716006 YRC Worldwide Inc. YRCW 0001472815 Catalyst Fund Limited Partnership II 77 KING STREET WEST, SUITE 4320 P.O. BOX 212 TORONTO A6 M5K 1J3 ONTARIO, CANADA 0 0 1 0 0001531080 Catalyst Fund General Partner II Inc. 77 KING STREET WEST, SUITE 4320 P.O. BOX 212 TORONTO A6 M5K 1J3 ONTARIO, CANADA 0 0 1 0 0001531079 CCGI Holdings II Inc. 77 KING STREET WEST, SUITE 4320 P.O. BOX 212 TORONTO A6 M5K 1J3 ONTARIO, CANADA 0 0 1 0 0001531078 Catalyst Capital Group Inc. 77 KING STREET WEST, SUITE 4320 P.O. BOX 212 TORONTO A6 M5K 1J3 ONTARIO, CANADA 0 0 1 0 0001531075 Glassman Newton 77 KING STREET WEST, SUITE 4320 P.O. BOX 212 TORONTO A6 M5K 1J3 ONTARIO, CANADA 0 0 1 0 0001531077 de Alba Gabriel 77 KING STREET WEST, SUITE 4320 P.O. BOX 212 TORONTO A6 M5K 1J3 ONTARIO, CANADA 0 0 1 0 0001531076 Levin Jonathan A. 77 KING STREET WEST, SUITE 4320 P.O. BOX 212 TORONTO A6 M5K 1J3 ONTARIO, CANADA 0 0 1 0 Common Stock 2011-11-04 4 S 0 1370314 .0573 D 58194363 D The reporting persons disclaim beneficial ownership of these shares except to the extent of the reporting persons' pecuniary interest in the shares. Catalyst Fund Limited Partnership II, directly beneficially owns these shares; Catalyst Fund General Partner II Inc. indirectly beneficially owns these shares, is the general partner of Catalyst Fund Limited Partnership II and has the power to direct the affairs of Catalyst Fund Limited Partnership II; Catalyst Fund General Partner II Inc. is a wholly-owned sub of CCGI Holdings II Inc., and CCGI Holdings II Inc. indirectly beneficially owns the shares through its ownership of Catalyst Fund General Partner II Inc.; The Catalyst Capital Group Inc. serves as the manager of Catalyst Fund Limited Partnership II and has the power to direct the affairs of Catalyst Fund Limited Partnership II; and Newton Glassman, Gabriel de Alba and Jonathan A. Levin are the officers and Newton Glassman is the director of The Catalyst Capital Group Inc. and Newton Glassman and Gabriel de Alba are President & Managing Partner and Managing Director & Partner, respectively, of The Catalyst Capital Group Inc. /s/ Newton Glassman, Director, on behalf of Catalyst Fund General Partner II Inc., on behalf of Catalyst Fund Limited Partnership II 2011-11-08 /s/ Newton Glassman, Director, on behalf of Catalyst Fund General Partner II Inc. 2011-11-08 /s/ Newton Glassman, Director, on behalf of CCGI Holdings II Inc. 2011-11-08 /s/ Newton Glassman, President/Managing Partner/Director, on behalf of The Catalyst Capital Group Inc. 2011-11-08 /s/ Newton Glassman 2011-11-08 /s/ Gabriel de Alba 2011-11-08 /s/ Jonathan A. Levin 2011-11-08