0001181431-11-059919.txt : 20111212 0001181431-11-059919.hdr.sgml : 20111212 20111212171248 ACCESSION NUMBER: 0001181431-11-059919 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20111205 FILED AS OF DATE: 20111212 DATE AS OF CHANGE: 20111212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YRC Worldwide Inc. CENTRAL INDEX KEY: 0000716006 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 480948788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10990 ROE AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66211 BUSINESS PHONE: 913-696-6100 MAIL ADDRESS: STREET 1: 10990 ROE AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: YRC WORLDWIDE INC DATE OF NAME CHANGE: 20060103 FORMER COMPANY: FORMER CONFORMED NAME: YELLOW ROADWAY CORP DATE OF NAME CHANGE: 20031212 FORMER COMPANY: FORMER CONFORMED NAME: YELLOW CORP DATE OF NAME CHANGE: 19930506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlyle Strategic Partners II LP CENTRAL INDEX KEY: 0001409201 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111256761 BUSINESS ADDRESS: STREET 1: 1001 Pennsylvania Avenue, N.W. STREET 2: Suite 220 South CITY: Washington STATE: DC ZIP: 20004-2505 BUSINESS PHONE: (202) 729-5626 MAIL ADDRESS: STREET 1: 1001 Pennsylvania Avenue, N.W. STREET 2: Suite 220 South CITY: Washington STATE: DC ZIP: 20004-2505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DBD Cayman, Ltd. CENTRAL INDEX KEY: 0001427002 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111256766 BUSINESS ADDRESS: STREET 1: C/O WALKERS STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9001 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: C/O WALKERS STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CSP II COINVESTMENT, L.P. CENTRAL INDEX KEY: 0001458156 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111256760 BUSINESS ADDRESS: STREET 1: THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-729-5626 MAIL ADDRESS: STREET 1: THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER NAME: FORMER CONFORMED NAME: CSP II COINVESTMENT LP DATE OF NAME CHANGE: 20090310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCG HOLDINGS CAYMAN II, L.P. CENTRAL INDEX KEY: 0001459899 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111256765 BUSINESS ADDRESS: STREET 1: THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-729-5626 MAIL ADDRESS: STREET 1: THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER NAME: FORMER CONFORMED NAME: TCG HOLDINGS CAYMAN II LP DATE OF NAME CHANGE: 20090326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group Cayman Investment Holdings, L.P. CENTRAL INDEX KEY: 0001475444 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111256764 BUSINESS ADDRESS: STREET 1: C/O WALKERS STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9001 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: C/O WALKERS STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DBD Cayman Holdings, Ltd. CENTRAL INDEX KEY: 0001510768 STATE OF INCORPORATION: F3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111256767 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group CSP II, LLC CENTRAL INDEX KEY: 0001511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111256763 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-729-5219 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CSP II General Partner, LP CENTRAL INDEX KEY: 0001511176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12255 FILM NUMBER: 111256762 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-729-5219 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 4/A 1 rrd327716.xml FORM 4/A X0304 4/A 2011-12-05 2011-12-07 0 0000716006 YRC Worldwide Inc. YRCW 0001510768 DBD Cayman Holdings, Ltd. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW SUITE 220 S WASHINGTON DC 20004 0 0 1 0 0001427002 DBD Cayman, Ltd. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE., NW, SUITE 220 S WASHINGTON DC 20004 0 0 1 0 0001459899 TCG HOLDINGS CAYMAN II, L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE., NW, SUITE 220 S WASHINGTON DC 20004 0 0 1 0 0001475444 TC Group Cayman Investment Holdings, L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE., NW, SUITE 220 S WASHINGTON DC 20004 0 0 1 0 0001511173 TC Group CSP II, LLC C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW SUITE 220 S WASHINGTON DC 20004 0 0 1 0 0001511176 CSP II General Partner, LP C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW SUITE 220 S WASHINGTON DC 20004 0 0 1 0 0001409201 Carlyle Strategic Partners II LP C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW SUITE 220 S WASHINGTON DC 20004 0 0 1 0 0001458156 CSP II COINVESTMENT, L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW SUITE 220 S WASHINGTON DC 20004 0 0 1 0 Common Stock 429843 I See Footnotes 10% Series B Convertible Senior Secured Notes due 2015 18.5334 2011-12-05 4 P 0 1767213 1952770 A 2011-09-16 2015-03-31 Common Stock 134171 12085003 I See Footnotes 10% Series B Convertible Senior Secured Notes due 2015 18.5334 2011-12-06 4 P 0 1169467 1286414 A 2011-09-16 2015-03-31 Common Stock 88789 13254470 I See Footnotes 10% Series B Convertible Senior Secured Notes due 2015 18.5334 2011-12-06 4 P 0 3356638 3683910 A 2011-09-16 2015-03-31 Common Stock 254844 16611108 I See Footnotes Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P. are the record holders of 415,404 and 14,439 shares, respectively, of the Issuer's common stock and $15,590,544 and $1,020,564, respectively, in aggregate principal amount of the Issuer's 10% Series B Convertible Senior Secured Notes due 2015 (the "Series B Notes"). DBD Cayman Holdings, Ltd. exercises investment discretion and control over the shares and notes held by each of Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P. through its indirect subsidiary, CSP II General Partner, L.P., which is the general partner of each of Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P. DBD Cayman Holdings, Ltd. is the sole shareholder of DBD Cayman, Ltd. DBD Cayman, Ltd. is the general partner of TCG Holdings Cayman II, L.P. TCG Holdings Cayman II, L.P. is the general partner of TC Group Cayman Investment Holdings, L.P. TC Group Cayman Investment Holdings, L.P. is the managing member of TC Group CSP II, L.L.C. TC Group CSP II, L.L.C. is the general partner of CSP II General Partner, L.P. Accordingly, each of DBD Cayman Holdings, Ltd., DBD Cayman, Ltd., TCG Holdings Cayman II, L.P., TC Group Cayman Investment Holdings, L.P., TC Group CSP II, L.L.C. and CSP II General Partner, L.P. may be deemed to be beneficial owners of the shares and notes held of record by Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P. Each entity expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. DBD Cayman Holdings, Ltd. is controlled by its ordinary members, and all action relating to the voting or disposition of the shares and notes requires approval of a majority of the ordinary members. William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein, as the ordinary members of DBD Cayman Holdings, Ltd., may be deemed to share beneficial ownership of shares and notes beneficially owned by DBD Cayman Holdings, Ltd. Such individuals expressly disclaim any such beneficial ownership. Includes Series B Notes payable as a make-whole amount equal to the sum of the interest that would have been paid in pay-in-kind Notes on the principal amount of Series B Notes from the last date interest was paid on such Series B Notes through and including March 31, 2015 (the "PIK Notes"). The make-whole amount is payable upon conversion of the Series B Notes in shares of Common Stock at a price per share equal to the conversion price of the Series B Notes. This Form 4 is being amended to reflect the reverse stock split of the Issuer's common stock at a ratio of one-for-three hundred, effective December 2, 2011. The original Form 4 reported the pre-split share amounts. Exhibit List Exhibit 99 - Joint Filer Information /s/ John Beczak, attorney-in-fact for David M. Rubenstein 2011-12-09 EX-99.1 2 rrd293515_331216.htm EXHIBIT rrd293515_331216.html 
                                                                    Exhibit 99.1

                            Joint Filer Information

Date of Event
Requiring Statement:       December 5, 2011

Issuer Name and Ticker
or Trading Symbol:         YRC Worldwide Inc. [ YRCW ]

Designated Filer:          DBD Cayman Holdings, Ltd.

Other Joint Filers:        DBD Cayman, Ltd.
                           TCG Holdings Cayman II, L.P.
                           TC Group Cayman Investment Holdings, L.P.
                           TC Group CSP II, L.L.C.
                           CSP II General Partner, L.P.
                           Carlyle Strategic Partners II, L.P.
                           CSP II Coinvestment, L.P.

Addresses:                 The principal business address of each of DBD Cayman,
                           Ltd., TCG Holdings Cayman II, L.P. and TC Group
                           Cayman Investment Holdings, L.P. is c/o Walkers
                           Corporate Services Limited, Walker House, 87 Mary
                           Street, George Town, Grand Cayman KY1-9001, Cayman
                           Islands.

                           The principal business address of each of  TC Group
                           CSP II, L.L.C., CSP II General Partner, L.P., Carlyle
                           Strategic Partners II, L.P. and CSP II Coinvestment,
                           L.P. is c/o The Carlyle Group, 1001 Pennsylvania Ave.,
                           N.W., Suite 220 South, Washington, DC 20004-2505.

Signatures:

Dated: December 9, 2011
                           DBD Cayman Holdings, Ltd.

                           by:     /s/ John Beczak,
                                   ---------------
                                   attorney in fact for David M. Rubenstein
                                   --------------------------------------------
                           Name:   David M. Rubenstein
                           Title:  Ordinary Member

                           DBD Cayman, Ltd.

                           by: DBD Cayman Holdings, Ltd., its sole shareholder

                           by:     /s/ John Beczak,
                                   ---------------
                                   attorney in fact for David M. Rubenstein
                                   --------------------------------------------
                           Name:   David M. Rubenstein
                           Title:  Ordinary Member

                           TCG Holdings Cayman II, L.P.

                           by: DBD Cayman, Ltd., its general partner
                           by: DBD Cayman Holdings, Ltd., its sole shareholder

                           by:     /s/ John Beczak,
                                   ------------------
                           attorney in fact for David M. Rubenstein
                           ----------------------------------------------------
                           Name:   David M. Rubenstein
                           Title:  Ordinary Member

                           TC Group Cayman Investment Holdings, L.P.

                           by: TCG Holdings Cayman II, L.P., its general partner
                           by: DBD Cayman, Ltd., its general partner
                           by: DBD Cayman Holdings, Ltd., its sole shareholder

                           by:     /s/ John Beczak,
                                   ------------------
                                   attorney in fact for David M. Rubenstein
                                   --------------------------------------------
                           Name:   David M. Rubenstein
                           Title:  Ordinary Member

                           TC Group CSP II, L.L.C.

                           by: TC Group Cayman Investment Holdings, L.P.,
                               its managing member
                           by: TCG Holdings Cayman II, L.P., its general partner
                           by: DBD Cayman, Ltd., its general partner
                           by: DBD Cayman Holdings, Ltd., its sole shareholder

                           by:     /s/ John Beczak,
                                   ------------------
                                   attorney in fact for David M. Rubenstein
                                   --------------------------------------------
                           Name:   David M. Rubenstein
                           Title:  Ordinary Member

                           CSP II General Partner, L.P.

                           by: TC Group CSP II, L.L.C., its general partner
                           by: TC Group Cayman Investment Holdings, L.P.,
                               its managing member
                           by: TCG Holdings Cayman II, L.P., its general partner
                           by: DBD Cayman, Ltd., its general partner
                           by: DBD Cayman Holdings, Ltd., its sole shareholder

                           by:     /s/ John Beczak,
                                   ------------------
                                   attorney in fact for David M. Rubenstein
                                   --------------------------------------------
                           Name:   David M. Rubenstein
                           Title:  Ordinary Member

                           Carlyle Strategic Partners II, L.P.

                           by: CSP II General Partner, L.P., its general partner
                           by: TC Group CSP II, L.L.C., its general partner
                           by: TC Group Cayman Investment Holdings, L.P.,
                               its sole shareholder
                           by: TCG Holdings Cayman II, L.P., its general partner
                           by: DBD Cayman, Ltd., its general partner
                           by: DBD Cayman Holdings, Ltd., its sole shareholder

                           by:     /s/ John Beczak,
                                   ------------------
                                   attorney in fact for David M. Rubenstein
                                   --------------------------------------------
                           Name:   David M. Rubenstein
                           Title:  Ordinary Member

                           CSP II Coinvestment, L.P.

                           by: CSP II General Partner, L.P., its general partner
                           by: TC Group CSP II, L.L.C., its general partner
                           by: TC Group Cayman Investment Holdings, L.P.,
                               its sole shareholder
                           by: TCG Holdings Cayman II, L.P., its general partner
                           by: DBD Cayman, Ltd., its general partner
                           by: DBD Cayman Holdings, Ltd., its sole shareholder

                           by:     /s/ John Beczak,
                                   ------------------
                                   attorney in fact for David M. Rubenstein
                                   --------------------------------------------
                           Name:   David M. Rubenstein
                           Title:  Ordinary Member