0001513162-17-000255.txt : 20170908
0001513162-17-000255.hdr.sgml : 20170908
20170908182808
ACCESSION NUMBER: 0001513162-17-000255
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170906
FILED AS OF DATE: 20170908
DATE AS OF CHANGE: 20170908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fox Dale
CENTRAL INDEX KEY: 0001617902
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37492
FILM NUMBER: 171077566
MAIL ADDRESS:
STREET 1: 929 NOWITA PLACE
CITY: VENICE
STATE: CA
ZIP: 90291
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ITUS Corp
CENTRAL INDEX KEY: 0000715446
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 112622630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3150 ALMADEN EXPRESSWAY, SUITE 250
CITY: SAN JOSE
STATE: CA
ZIP: 95118
BUSINESS PHONE: 310-484-5200
MAIL ADDRESS:
STREET 1: 3150 ALMADEN EXPRESSWAY, SUITE 250
CITY: SAN JOSE
STATE: CA
ZIP: 95118
FORMER COMPANY:
FORMER CONFORMED NAME: COPYTELE INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-06
0
0000715446
ITUS Corp
ITUS
0001617902
Fox Dale
C/O ITUS CORPORATION
3150 ALMADEN EXPRESSWAY, SUITE 250
SAN JOSE
CA
95118
1
0
0
0
Employee Stock Option
2.575
2017-09-06
4
D
0
6000
D
2024-08-08
Common Stock
6000
0
D
Employee Stock Option
0.67
2017-09-06
4
A
0
6000
A
2024-08-08
Common Stock
6000
6000
D
Employee Stock Option
2.575
2017-09-06
4
D
0
12000
D
2025-01-02
Common Stock
12000
0
D
Employee Stock Option
0.67
2017-09-06
4
A
0
12000
A
2025-01-02
Common Stock
12000
12000
D
Employee Stock Option
2.92
2017-09-06
4
D
0
12000
D
2026-01-14
Common Stock
12000
0
D
Employee Stock Option
0.67
2017-09-06
4
A
0
12000
A
2026-01-14
Common Stock
12000
12000
D
Employee Stock Option
5.3
2017-09-06
4
D
0
12000
D
2027-01-03
Common Stock
12000
0
D
Employee Stock Option
0.67
2017-09-06
4
A
0
12000
A
2027-01-03
Common Stock
12000
12000
D
These transactions involved an amendment of outstanding stock options for the sole purpose of lowering the exercise price, resulting in the deemed cancellation of the "old" options and the grant of replacement options. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting periods of the options, and the expiration dates of the options.
The option was originally granted on August 8, 2014 and vested 50% on September 30, 2016 and 50% on December 31, 2016.
The option was originally granted on January 2, 2015 and vested in four (4) equal installments on each of March 31, 2015, June 30, 2015, September 30, 2015 and December 31, 2015.
The option was originally granted on February 18, 2016 and vested in four (4) equal installments on each of March 31, 2016, June 30, 2016, September 30, 2016 and December 31, 2016.
The option was originally granted on January 3, 2017 and vests and become exercisable in four (4) equal installments on each March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017.
/s/ Dale Fox
2017-09-08