0001513162-17-000255.txt : 20170908 0001513162-17-000255.hdr.sgml : 20170908 20170908182808 ACCESSION NUMBER: 0001513162-17-000255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170906 FILED AS OF DATE: 20170908 DATE AS OF CHANGE: 20170908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fox Dale CENTRAL INDEX KEY: 0001617902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37492 FILM NUMBER: 171077566 MAIL ADDRESS: STREET 1: 929 NOWITA PLACE CITY: VENICE STATE: CA ZIP: 90291 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITUS Corp CENTRAL INDEX KEY: 0000715446 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 112622630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3150 ALMADEN EXPRESSWAY, SUITE 250 CITY: SAN JOSE STATE: CA ZIP: 95118 BUSINESS PHONE: 310-484-5200 MAIL ADDRESS: STREET 1: 3150 ALMADEN EXPRESSWAY, SUITE 250 CITY: SAN JOSE STATE: CA ZIP: 95118 FORMER COMPANY: FORMER CONFORMED NAME: COPYTELE INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-09-06 0 0000715446 ITUS Corp ITUS 0001617902 Fox Dale C/O ITUS CORPORATION 3150 ALMADEN EXPRESSWAY, SUITE 250 SAN JOSE CA 95118 1 0 0 0 Employee Stock Option 2.575 2017-09-06 4 D 0 6000 D 2024-08-08 Common Stock 6000 0 D Employee Stock Option 0.67 2017-09-06 4 A 0 6000 A 2024-08-08 Common Stock 6000 6000 D Employee Stock Option 2.575 2017-09-06 4 D 0 12000 D 2025-01-02 Common Stock 12000 0 D Employee Stock Option 0.67 2017-09-06 4 A 0 12000 A 2025-01-02 Common Stock 12000 12000 D Employee Stock Option 2.92 2017-09-06 4 D 0 12000 D 2026-01-14 Common Stock 12000 0 D Employee Stock Option 0.67 2017-09-06 4 A 0 12000 A 2026-01-14 Common Stock 12000 12000 D Employee Stock Option 5.3 2017-09-06 4 D 0 12000 D 2027-01-03 Common Stock 12000 0 D Employee Stock Option 0.67 2017-09-06 4 A 0 12000 A 2027-01-03 Common Stock 12000 12000 D These transactions involved an amendment of outstanding stock options for the sole purpose of lowering the exercise price, resulting in the deemed cancellation of the "old" options and the grant of replacement options. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting periods of the options, and the expiration dates of the options. The option was originally granted on August 8, 2014 and vested 50% on September 30, 2016 and 50% on December 31, 2016. The option was originally granted on January 2, 2015 and vested in four (4) equal installments on each of March 31, 2015, June 30, 2015, September 30, 2015 and December 31, 2015. The option was originally granted on February 18, 2016 and vested in four (4) equal installments on each of March 31, 2016, June 30, 2016, September 30, 2016 and December 31, 2016. The option was originally granted on January 3, 2017 and vests and become exercisable in four (4) equal installments on each March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017. /s/ Dale Fox 2017-09-08