0001493152-23-026127.txt : 20230731 0001493152-23-026127.hdr.sgml : 20230731 20230731183613 ACCESSION NUMBER: 0001493152-23-026127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230727 FILED AS OF DATE: 20230731 DATE AS OF CHANGE: 20230731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titterton Lewis H jr CENTRAL INDEX KEY: 0001499254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37492 FILM NUMBER: 231128933 MAIL ADDRESS: STREET 1: 6 AUTUMN LANE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anixa Biosciences Inc CENTRAL INDEX KEY: 0000715446 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112622630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3150 ALMADEN EXPRESSWAY, SUITE 250 CITY: SAN JOSE STATE: CA ZIP: 95118 BUSINESS PHONE: 408-708-9808 MAIL ADDRESS: STREET 1: 3150 ALMADEN EXPRESSWAY, SUITE 250 CITY: SAN JOSE STATE: CA ZIP: 95118 FORMER COMPANY: FORMER CONFORMED NAME: ITUS Corp DATE OF NAME CHANGE: 20140902 FORMER COMPANY: FORMER CONFORMED NAME: COPYTELE INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0508 4 2023-07-27 0 0000715446 Anixa Biosciences Inc ANIX 0001499254 Titterton Lewis H jr C/O ANIXA BIOSCIENCES, INC. 3150 ALMADEN EXPRESSWAY, SUITE 250 SAN JOSE, CA 95118 1 0 0 0 0 Common Stock 2023-07-27 4 M 0 120000 2.575 A 894070 D Common Stock 2023-07-27 4 F 0 87042 3.55 D 807028 D Employee Stock Option (Right to Buy) 2.575 2023-07-27 4 M 0 120000 0 D 2013-11-08 2023-11-08 Common Stock 120000 0 D The reporting persons exercised the stock options at this time due to their expiration on November 8, 2023. The disposal of shares reported herein represents shares withheld by Anixa Biosciences, Inc. (the "registrant") to cover the exercise price of the stock options. Right-To-Buy, pursuant to a stock option grant dated November 8, 2013. /s/ Lewis H. Titterton, Jr. 2023-07-31