0001493152-22-017926.txt : 20220628 0001493152-22-017926.hdr.sgml : 20220628 20220628102132 ACCESSION NUMBER: 0001493152-22-017926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220624 FILED AS OF DATE: 20220628 DATE AS OF CHANGE: 20220628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titterton Lewis H jr CENTRAL INDEX KEY: 0001499254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37492 FILM NUMBER: 221047237 MAIL ADDRESS: STREET 1: 6 AUTUMN LANE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anixa Biosciences Inc CENTRAL INDEX KEY: 0000715446 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112622630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3150 ALMADEN EXPRESSWAY, SUITE 250 CITY: SAN JOSE STATE: CA ZIP: 95118 BUSINESS PHONE: 408-708-9808 MAIL ADDRESS: STREET 1: 3150 ALMADEN EXPRESSWAY, SUITE 250 CITY: SAN JOSE STATE: CA ZIP: 95118 FORMER COMPANY: FORMER CONFORMED NAME: ITUS Corp DATE OF NAME CHANGE: 20140902 FORMER COMPANY: FORMER CONFORMED NAME: COPYTELE INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2022-06-24 0 0000715446 Anixa Biosciences Inc ANIX 0001499254 Titterton Lewis H jr C/O ANIXA BIOSCIENCES, INC. 3150 ALMADEN EXPRESSWAY, SUITE 250 SAN JOSE, CA 95118 1 0 0 0 Common Stock 2022-06-24 4 M 0 30000 2.575 A 1018070 D Common Stock 2022-06-24 4 M 0 16000 2.575 A 1034070 D Employee Stock Option 2.575 2022-06-24 4 M 0 30000 0.00 D 2012-09-19 2022-09-19 Common Stock 30000 0 D Employee Stock Option 2.575 2022-06-24 4 M 0 16000 0.00 D 2013-03-28 2022-12-31 Common Stock 16000 0 D Right-To-Buy, pursuant to a stock option grant dated September 19, 2012. Right-To-Buy, pursuant to a stock option grant dated March 28, 2013. /s/ Lewis H. Titterton, Jr. 2022-06-28