0001127602-13-014920.txt : 20130501 0001127602-13-014920.hdr.sgml : 20130501 20130501142211 ACCESSION NUMBER: 0001127602-13-014920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120111 FILED AS OF DATE: 20130501 DATE AS OF CHANGE: 20130501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cobb Richard Monroe CENTRAL INDEX KEY: 0001443200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11448 FILM NUMBER: 13802350 MAIL ADDRESS: STREET 1: P. O. BOX 18807 CITY: GREENSBORO STATE: NC ZIP: 27419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWBRIDGE BANCORP CENTRAL INDEX KEY: 0000714530 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561348147 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P O BOX 867 STREET 2: ONE LSB PLZ CITY: LEXINGTON STATE: NC ZIP: 27293-0867 BUSINESS PHONE: 3362486500 MAIL ADDRESS: STREET 1: P O BOX 867 CITY: LEXINGTON STATE: NC ZIP: 27293-0867 FORMER COMPANY: FORMER CONFORMED NAME: LSB BANCSHARES INC /NC/ DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-01-11 0000714530 NEWBRIDGE BANCORP NBBC 0001443200 Cobb Richard Monroe P. O. BOX 18807 GREENSBORO NC 27419 1 SVP, CAO, & Controller Class A Common Stock 27781 I By 401(k) Class A Common Stock 9000 I By IRA Class A Common Stock 12000 D Restricted Stock Units 2012-01-11 4 A 0 5263 0 A 2015-01-01 Class A Common Stock 5263 5263 D Restricted Stock Units 2013-01-16 4 A 0 4316 0 A 2016-01-01 Class A Common Stock 4316 4316 D Incentive Stock Option (Right to Buy) 9.82 2009-01-22 2018-01-22 Class A Common Stock 3000 3000 D Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit. The restricted stock units vest as follows: (i) up to 50% on 1/1/2015, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016; and in each case subject to (a) final vesting on the TARP Vesting Date, if later; and (b) the recipient's continued employment through the applicable vesting date. Until 4/29/2013, the TARP Vesting Date was unknown; therefore it was not possible to report the final vesting of the restricted stock units. No expiration date. The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016; and in each case subject to (a) final vesting on the TARP Vesting Date, if later; and (b) the recipient's continued employment through the applicable vesting date. /s/ Richard Monroe Cobb 2013-05-01