0001209191-13-057743.txt : 20131218
0001209191-13-057743.hdr.sgml : 20131218
20131218164759
ACCESSION NUMBER: 0001209191-13-057743
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131216
FILED AS OF DATE: 20131218
DATE AS OF CHANGE: 20131218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC.
CENTRAL INDEX KEY: 0000713676
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 251435979
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PNC PLAZA
STREET 2: 249 FIFTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 412-762-2000
MAIL ADDRESS:
STREET 1: ONE PNC PLAZA
STREET 2: 249 FIFTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC
DATE OF NAME CHANGE: 20000327
FORMER COMPANY:
FORMER CONFORMED NAME: PNC BANK CORP
DATE OF NAME CHANGE: 19930505
FORMER COMPANY:
FORMER CONFORMED NAME: PNC BANK CORP /PA/
DATE OF NAME CHANGE: 19930428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROHR JAMES E
CENTRAL INDEX KEY: 0001194846
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09718
FILM NUMBER: 131285713
MAIL ADDRESS:
STREET 1: 249 FIFTH AVE
STREET 2: P1-POPP-30-1
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-12-16
0
0000713676
PNC FINANCIAL SERVICES GROUP, INC.
PNC
0001194846
ROHR JAMES E
ONE PNC PLAZA
249 FIFTH AVENUE
PITTSBURGH
PA
15222-2707
1
0
0
0
$5 Par Common Stock
2013-12-16
4
M
0
30974
74.645
A
264014
D
$5 Par Common Stock
2013-12-16
4
S
0
30974
75.6503
D
233040
D
$5 Par Common Stock
38359
I
401(k) Plan
Employee Stock Option (Right-to-Buy) Reload
74.645
2013-12-16
4
M
0
30974
74.645
D
2008-05-17
2014-01-06
$5 Par Common Stock
30974
175533
D
Phantom Stock Unit
$5 Par Common Stock
30088
30088
I
Deferred Compensation Plan
Phantom Stock Unit
$5 Par Common Stock
70214
70214
I
Supplemental Incentive Savings Plan
Stock option exercise and sale of underlying shares effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2011.
Represents the weighted average price of shares sold in multiple transactions with prices ranging from $75.65 to $75.66. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund.
Each phantom stock unit is the economic equivalent of one share of PNC Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
Includes dividend reinvestment shares acquired at various prices.
See attached footnotes page.
Christi Davis, Attorney-in-Fact for James E. Rohr
2013-12-18