0001209191-13-057743.txt : 20131218 0001209191-13-057743.hdr.sgml : 20131218 20131218164759 ACCESSION NUMBER: 0001209191-13-057743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131216 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC DATE OF NAME CHANGE: 20000327 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROHR JAMES E CENTRAL INDEX KEY: 0001194846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09718 FILM NUMBER: 131285713 MAIL ADDRESS: STREET 1: 249 FIFTH AVE STREET 2: P1-POPP-30-1 CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-16 0 0000713676 PNC FINANCIAL SERVICES GROUP, INC. PNC 0001194846 ROHR JAMES E ONE PNC PLAZA 249 FIFTH AVENUE PITTSBURGH PA 15222-2707 1 0 0 0 $5 Par Common Stock 2013-12-16 4 M 0 30974 74.645 A 264014 D $5 Par Common Stock 2013-12-16 4 S 0 30974 75.6503 D 233040 D $5 Par Common Stock 38359 I 401(k) Plan Employee Stock Option (Right-to-Buy) Reload 74.645 2013-12-16 4 M 0 30974 74.645 D 2008-05-17 2014-01-06 $5 Par Common Stock 30974 175533 D Phantom Stock Unit $5 Par Common Stock 30088 30088 I Deferred Compensation Plan Phantom Stock Unit $5 Par Common Stock 70214 70214 I Supplemental Incentive Savings Plan Stock option exercise and sale of underlying shares effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2011. Represents the weighted average price of shares sold in multiple transactions with prices ranging from $75.65 to $75.66. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price. The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. Each phantom stock unit is the economic equivalent of one share of PNC Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. Includes dividend reinvestment shares acquired at various prices. See attached footnotes page. Christi Davis, Attorney-in-Fact for James E. Rohr 2013-12-18