0001209191-13-053352.txt : 20131120 0001209191-13-053352.hdr.sgml : 20131120 20131120171001 ACCESSION NUMBER: 0001209191-13-053352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC DATE OF NAME CHANGE: 20000327 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEFFES LORENE K CENTRAL INDEX KEY: 0001196961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09718 FILM NUMBER: 131233524 MAIL ADDRESS: STREET 1: INTL BUS MACHINES CORP OFF 1S 501 STREET 2: 1133 WESTCHESTER AVE CITY: WHITE PLAINS STATE: NY ZIP: 10604 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-18 0 0000713676 PNC FINANCIAL SERVICES GROUP, INC. PNC 0001196961 STEFFES LORENE K ONE PNC PLAZA 249 FIFTH AVENUE PITTSBURGH PA 15222-2707 1 0 0 0 $5 Par Common Stock 2013-11-18 4 M 0 1000 52.64 A 3041 D $5 Par Common Stock 2013-11-18 4 S 0 1000 75.50 D 2041 D Non-Employee Director Non-Statutory Stock Option 52.64 2013-11-18 4 M 0 1000 52.64 D 2006-04-26 2015-04-26 $5 Par Common Stock 1000 1000 D Phantom Stock Unit $5 Par Common Stock 5010 5010 I Deferred Compensation Plan Phantom Stock Unit $5 Par Common Stock 19744 19744 I Deferred Stock Unit Plan All shares sold were filled at 75.50. One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. Includes an aggregate of 30 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Directors Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Includes an aggregate of 118 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4. See attached footnotes. Christi Davis, Attorney-in-Fact for Lorene K. Steffes 2013-11-20