0001193125-23-232587.txt : 20230911 0001193125-23-232587.hdr.sgml : 20230911 20230911171626 ACCESSION NUMBER: 0001193125-23-232587 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20230911 DATE AS OF CHANGE: 20230911 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Exchange-Traded Fund Trust II CENTRAL INDEX KEY: 0001378872 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83054 FILM NUMBER: 231248474 BUSINESS ADDRESS: STREET 1: 3500 LACEY ROAD STREET 2: SUITE 700 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 800-983-0903 MAIL ADDRESS: STREET 1: 3500 LACEY ROAD STREET 2: SUITE 700 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 FORMER COMPANY: FORMER CONFORMED NAME: PowerShares Exchange-Traded Fund Trust II DATE OF NAME CHANGE: 20070919 FORMER COMPANY: FORMER CONFORMED NAME: PowerShares Global Exchange-Traded Fund Trust DATE OF NAME CHANGE: 20061023 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: THE TOWER AT PNC PLAZA STREET 2: 300 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222-2401 BUSINESS PHONE: 888-762-2265 MAIL ADDRESS: STREET 1: THE TOWER AT PNC PLAZA STREET 2: 300 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222-2401 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC DATE OF NAME CHANGE: 20000327 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 SC 13G 1 d501682dsc13g.htm SC 13G SC 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

 

Invesco Short Term Treasury ETF

(Name of Issuer)

Exchange-Traded Fund

(Title of Class of Securities)

46138G888

(CUSIP Number)

August 31, 2023

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

 

 

CUSIP No. 46138G888       Page 1 of 6 Pages

 

  1)    

  Names of Reporting Persons

  IRS Identification No. Of Above Persons

 

  The PNC Financial Services Group, Inc. 25-1435979

  2)  

  Check the Appropriate Box if a Member of a Group (See Instructions)

  a)  ☐        b)  ☐

 

  3)  

  SEC USE ONLY

 

  4)  

  Citizenship or Place of Organization

 

  Pennsylvania

Number of

Shares

 Beneficially 

Owned By

Each

Reporting

Person

With

    5)    

  Sole Voting Power

 

  1,336,864

   6)  

  Shared Voting Power

 

  -0-

   7)  

  Sole Dispositive Power

 

  1,284,717

   8)  

  Shared Dispositive Power

 

  52,647

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,337,364

10)  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

  ☐

11)  

  Percent of Class Represented by Amount in Row (9)

 

  10.00

12)  

  Type of Reporting Person (See Instructions)

 

  HC

CUSIP No. 46138G888       Page 2 of 6 Pages

 

  1)    

  Names of Reporting Persons

  IRS Identification No. Of Above Persons

 

  PNC Bank, National Association 22-1146430

  2)  

  Check the Appropriate Box if a Member of a Group (See Instructions)

  a)  ☐        b)  ☐

 

  3)  

  SEC USE ONLY

 

  4)  

  Citizenship or Place of Organization

 

  United States

Number of

Shares

 Beneficially 

Owned By

Each

Reporting

Person

With

    5)    

  Sole Voting Power

 

  1,336,864

   6)  

  Shared Voting Power

 

  -0-

   7)  

  Sole Dispositive Power

 

  1,284,717

   8)  

  Shared Dispositive Power

 

  52,647

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,337,364

10)  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

  ☐

11)  

  Percent of Class Represented by Amount in Row (9)

 

  10.00

12)  

  Type of Reporting Person (See Instructions)

 

  BK

   Page 3 of 6 Pages

 

ITEM 1(a) - NAME OF ISSUER:

Invesco Short Term Treasury ETF

ITEM 1(b) - ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

c/o Invesco Exchange-Traded Fund Trust II

3500 Lacey Road, Suite 700

Downers Grove, IL 60515

ITEM 2(a) - NAME OF PERSON FILING:

The PNC Financial Services Group, Inc.; and PNC

Bank, National Association

ITEM 2(b) - ADDRESS OF PRINCIPAL BUSINESS OFFICE:

The PNC Financial Services Group, Inc. - 300 Fifth Avenue, Pittsburgh, PA 15222-2401

PNC Bank, National Association - 300 Fifth Avenue, Pittsburgh, PA 15222-2401

ITEM 2(c) - CITIZENSHIP:

The PNC Financial Services Group, Inc. - Pennsylvania

PNC Bank, National Association - United States

ITEM 2(d) - TITLE OF CLASS OF SECURITIES:

Exchange-Traded Fund

ITEM 2(e) - CUSIP NUMBER:

46138G888

ITEM 3 - IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A:

 

(a)    ☐

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b)    ☒

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c)    ☐

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d)    ☐

Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e)    ☐

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f)    ☐

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g)    ☒

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)    ☐

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)    ☐

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);

 

(j)    ☐

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k)    ☐

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

   Page 4 of 6 Pages

 

ITEM 4 - OWNERSHIP:

The following information is as of August 31, 2023:

 

(a) Amount Beneficially Owned:

      1,337,364  

(b) Percent of Class:

      10.00  

(c) Number of fund shares to which such person has:

   

 

(i) sole power to vote or to direct the vote

      1,336,864  

(ii) shared power to vote or to direct the vote

      -0-  

(iii) sole power to dispose or to direct the disposition of

      1,284,717  

(iv) shared power to dispose or to direct the disposition of

      52,647  

All of the fund shares reported herein are held in accounts at PNC Bank, National Association in a fiduciary capacity for clients.

The inclusion of the reporting persons and such securities in this report shall not be deemed an admission of beneficial ownership by the reporting persons for the purposes of Section 13(d) or 13(g) of the Act, or for any other purposes.

ITEM 5 - OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

Not Applicable.

ITEM 6 - OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

Not Applicable.

 

ITEM 7 -

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC:

PNC Bank, National Association - BK

ITEM 8 - IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

Not Applicable.

ITEM 9 - NOTICE OF DISSOLUTION OF GROUP:

Not Applicable.

   Page 5 of 6 Pages

 

ITEM 10 - CERTIFICATION:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

September 11, 2023
Date
By:   /s/ Gregory H. Kozich
Signature - The PNC Financial Services Group, Inc.
Gregory H. Kozich, Senior Vice President & Controller
Name & Title
September 11, 2023
Date
By:   /s/ Gregory H. Kozich
Signature - PNC Bank, National Association
Gregory H. Kozich, Executive Vice President & Controller
Name & Title

AN AGREEMENT TO FILE A JOINT STATEMENT

IS INCLUDED HEREWITH AS EXHIBIT A

EX-99.A 2 d501682dex99a.htm EX-99.A EX-99.A
   Page 6 of 6 Pages

 

EXHIBIT A

AGREEMENT

September 11, 2023

The undersigned hereby agree to file a joint statement on Schedule 13G under the Securities and Exchange Act of 1934, as amended (the “Act”) with respect to the fund shares issued by Invesco Short Term Treasury ETF.

Each of the undersigned states that it is entitled to individually use Schedule 13G pursuant to Rule 13d-1(b) of the Act.

Each of the undersigned is responsible for the timely filing of the statement and any amendments thereto, and for the completeness and accuracy of the information concerning each of them contained therein but none is responsible for the completeness or accuracy of the information concerning the others.

This Agreement applies to any amendments to this Schedule 13G.

 

THE PNC FINANCIAL SERVICES GROUP, INC.
By:   /s/ Gregory H. Kozich
  Gregory H. Kozich, Senior Vice President & Controller
PNC BANK, NATIONAL ASSOCIATION
By:   /s/ Gregory H. Kozich
  Gregory H. Kozich, Executive Vice President & Controller