0001193125-13-044948.txt : 20130208 0001193125-13-044948.hdr.sgml : 20130208 20130208083552 ACCESSION NUMBER: 0001193125-13-044948 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130208 DATE AS OF CHANGE: 20130208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) CENTRAL INDEX KEY: 0001168164 IRS NUMBER: 421537593 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79116 FILM NUMBER: 13584796 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET STREET 2: CPH0326 CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 866-787-2257 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET STREET 2: CPH0326 CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STREETTRACKS INDEX SHARES FUNDS (Formerly Fresco Index Shares Funds) DATE OF NAME CHANGE: 20041202 FORMER COMPANY: FORMER CONFORMED NAME: FRESCO INDEX SHARES FUNDS DATE OF NAME CHANGE: 20020225 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC DATE OF NAME CHANGE: 20000327 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 SC 13G/A 1 d478093dsc13ga.htm SC 13G/A - FINAL SC 13G/A - Final

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

(RULE 13D-102)

INFORMATION STATEMENT PURSUANT TO RULE 13D-1

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(FINAL AMENDMENT)

 

 

SPDR Index Shares Funds

(Name of Issuer)

SPDR Russell/Nomura Prime Japan ETF

(Title of Class of Securities)

78463X830

(CUSIP Number)

December 31, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

 

CUSIP No. 78463X830    Page 1 of 5 Pages

 

  1)   

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

The PNC Financial Services Group, Inc. 25-1435979

  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨        b)  ¨

 

  3)  

SEC USE ONLY

 

  4)  

Citizenship or Place of Organization

 

    Pennsylvania

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    

Sole Voting Power

 

    *

   6)   

Shared Voting Power

 

    *

   7)   

Sole Dispositive Power

 

    *

   8)   

Shared Dispositive Power

 

    *

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    *

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions  ¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

    *

12)  

Type of Reporting Person (See Instructions)

 

    HC

 

* See the response to Item 5.

CUSIP No. 78463X830    Page 2 of 5 Pages

 

  1)   

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

PNC Bancorp, Inc. 51-0326854

  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨        b)  ¨

 

  3)  

SEC USE ONLY

 

  4)  

Citizenship or Place of Organization

 

    Delaware

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    

Sole Voting Power

 

    *

   6)   

Shared Voting Power

 

    *

   7)   

Sole Dispositive Power

 

    *

   8)   

Shared Dispositive Power

 

    *

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    *

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions  ¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

    *

12)  

Type of Reporting Person (See Instructions)

 

    HC

 

* See the response to Item 5.

CUSIP No. 78463X830    Page 3 of 5 Pages

 

  1)   

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

PNC Bank, National Association 22-1146430

  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨        b)  ¨

 

  3)  

SEC USE ONLY

 

  4)  

Citizenship or Place of Organization

 

    United States

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    

Sole Voting Power

 

    *

   6)   

Shared Voting Power

 

    *

   7)   

Sole Dispositive Power

 

    *

   8)   

Shared Dispositive Power

 

    *

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    *

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions  ¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

    *

12)  

Type of Reporting Person (See Instructions)

 

    BK

 

* See the response to Item 5.

   Page 4 of 5 Pages

 

ITEM 4   -    OWNERSHIP:      
   The following information is as of December 31, 2012:      
   (a)    Amount Beneficially Owned:      
      *      
   (b)    Percent of Class:      
      *      
   (c)    Number of shares to which such person has:      
      (i)    sole power to vote or to direct the vote      
         *      
      (ii)    shared power to vote or to direct the vote      
         *      
      (iii)    sole power to dispose or to direct the disposition of      
         *      
      (iv)    shared power to dispose or to direct the disposition of      
         *      
ITEM 5   -    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:   
  

Each reporting person has ceased to beneficially own more than 5% of the stock of the issuer.

   
ITEM 10 -    CERTIFICATION:      
  

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

      

 

* See the response to Item 5.

   Page 5 of 5 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 8, 2013

Date
By:  

/s/ William S. Demchak

Signature - The PNC Financial Services Group, Inc.

William S. Demchak, President

Name & Title

February 8, 2013

Date
By:  

/s/ Nicholas M. Marsini, Jr.

Signature - PNC Bancorp, Inc.

Nicholas M. Marsini, Jr., Chairman

Name & Title

February 8, 2013

Date
By:  

/s/ William S. Demchak

Signature - PNC Bank, National Association

William S. Demchak, President

Name & Title

AN AGREEMENT TO FILE A JOINT STATEMENT WAS PREVIOUSLY FILED