-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AFNk1RIgZfWdNsv8LaHYF/erY2XCse2RXEVjssUsrWCfqMqP9JdWe/B0ziGaPRCB 2f/PaOgwOygqmlrefKbQSw== 0000950128-00-000379.txt : 20000214 0000950128-00-000379.hdr.sgml : 20000214 ACCESSION NUMBER: 0000950128-00-000379 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN TREATY AMERICAN CORP CENTRAL INDEX KEY: 0000814181 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 231664166 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-38689 FILM NUMBER: 532730 BUSINESS ADDRESS: STREET 1: 3440 LEHIGH ST CITY: ALLENTOWN STATE: PA ZIP: 18103 BUSINESS PHONE: 6109652222 MAIL ADDRESS: STREET 1: 3440 LEHIGH ST STREET 2: 3440 LEHIGH ST CITY: ALLENTOWN STATE: PA ZIP: 18103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC BANK CORP CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15265 BUSINESS PHONE: 4127621553 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: FIFTH AVENUE & WOOD STREET CITY: PITTSBURGH STATE: PA ZIP: 15265 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP DATE OF NAME CHANGE: 19920703 SC 13G/A 1 PENN TREATY AMERICAN CORP. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (FINAL AMENDMENT) PENN TREATY AMERICAN CORPORATION -------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 707874103 --------- (CUSIP Number) December 31, 1999 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 707874103 Page 1 of 6 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Bank Corp. 25-1435979 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Pennsylvania Number of Shares 5) Sole Voting Power * *See the response to Item 5. Beneficially Owned 6) Shared Voting Power * *See the response to Item 5. By Each Reporting 7) Sole Dispositive Power * *See the response to Item 5. Person With 8) Shared Dispositive Power * *See the response to Item 5. 9) Aggregate Amount Beneficially Owned by Each Reporting Person * *See the response to Item 5. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) * *See the response to Item 5. 12) Type of Reporting Person (See Instructions) HC 2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (FINAL AMENDMENT) PENN TREATY AMERICAN CORPORATION -------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 707874103 --------- (CUSIP Number) December 31, 1999 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 707874103 Page 2 of 6 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Bancorp, Inc. 51-0326854 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power * *See the response to Item 5. Beneficially Owned 6) Shared Voting Power * *See the response to Item 5. By Each Reporting 7) Sole Dispositive Power * *See the response to Item 5. Person With 8) Shared Dispositive Power * *See the response to Item 5. 9) Aggregate Amount Beneficially Owned by Each Reporting Person * *See the response to Item 5. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) * *See the response to Item 5. 12) Type of Reporting Person (See Instructions) HC 3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (FINAL AMENDMENT) PENN TREATY AMERICAN CORPORATION -------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 707874103 --------- (CUSIP Number) December 31, 1999 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 707874103 Page 3 of 6 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Bank, National Association 22-1146430 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization United States Number of Shares 5) Sole Voting Power * *See the response to Item 5. Beneficially Owned 6) Shared Voting Power * *See the response to Item 5. By Each Reporting 7) Sole Dispositive Power * *See the response to Item 5. Person With 8) Shared Dispositive Power * *See the response to Item 5. 9) Aggregate Amount Beneficially Owned by Each Reporting Person * *See the response to Item 5. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) * *See the response to Item 5. 12) Type of Reporting Person (See Instructions) BK 4 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (FINAL AMENDMENT) PENN TREATY AMERICAN CORPORATION -------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 707874103 --------- (CUSIP Number) December 31, 1999 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 707874103 Page 4 of 6 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons BlackRock Advisors, Inc. 23-2784752 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power * *See the response to Item 5. Beneficially Owned 6) Shared Voting Power * *See the response to Item 5. By Each Reporting 7) Sole Dispositive Power * *See the response to Item 5. Person With 8) Shared Dispositive Power * *See the response to Item 5. 9) Aggregate Amount Beneficially Owned by Each Reporting Person * *See the response to Item 5. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) * *See the response to Item 5. 12) Type of Reporting Person (See Instructions) IA 5 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (FINAL AMENDMENT) PENN TREATY AMERICAN CORPORATION -------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 707874103 --------- (CUSIP Number) December 31, 1999 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 707874103 Page 5 of 6 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons BlackRock Financial Management, Inc. 13-3806691 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power * *See the response to Item 5. Beneficially Owned 6) Shared Voting Power * *See the response to Item 5. By Each Reporting 7) Sole Dispositive Power * *See the response to Item 5. Person With 8) Shared Dispositive Power * *See the response to Item 5. 9) Aggregate Amount Beneficially Owned by Each Reporting Person * *See the response to Item 5. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) * *See the response to Item 5. 12) Type of Reporting Person (See Instructions) IA 6 Page 6 of 6 Pages ITEM 5 - OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Each reporting person has ceased to own beneficially more than 5% of the stock of the issuer. ITEM 10 - CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 2000 Date By: /s/ Robert L. Haunschild - ----------------------------- Signature - PNC Bank Corp. Robert L. Haunschild, Senior Vice President and Chief Financial Officer Name & Title February 11, 2000 Date By: /s/ James B. Yahner - ----------------------------- Signature - PNC Bancorp, Inc. James B. Yahner, Vice President Name & Title February 11, 2000 Date By: /s/ Thomas R. Moore - ----------------------------- Signature - PNC Bank, National Association Thomas R. Moore, Vice President and Secretary Name & Title February 11, 2000 Date By: /s/ Daniel B. Eagan - ----------------------------- Signature - BlackRock Advisors, Inc. Daniel B. Eagan, Managing Director Name & Title February 11, 2000 Date By: /s/ Daniel B. Eagan - ----------------------------- Signature - BlackRock Financial Management, Inc. Daniel B. Eagan, Managing Director Name & Title AN AGREEMENT TO FILE A JOINT STATEMENT WAS PREVIOUSLY FILED AS EXHIBIT A TO SCHEDULE 13G. -----END PRIVACY-ENHANCED MESSAGE-----