-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HHZ+w/B/7krng72GSQfD3QBwsIjTJNyOnCKWpWa1LxDvb7+3SiMwhEm22RrRTUmC dA7mMcku/kpUqVAUPX7nhQ== 0000713671-03-000015.txt : 20030423 0000713671-03-000015.hdr.sgml : 20030423 20030423163324 ACCESSION NUMBER: 0000713671-03-000015 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030423 FILED AS OF DATE: 20030423 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DNB FINANCIAL CORP /PA/ CENTRAL INDEX KEY: 0000713671 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232222567 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16667 FILM NUMBER: 03660347 BUSINESS ADDRESS: STREET 1: 4 BRANDYWINE AVE CITY: DOWNINGTOWN STATE: PA ZIP: 19335 BUSINESS PHONE: 6102691040 MAIL ADDRESS: STREET 1: 4 BRANDYWINE AVENUE CITY: DOWNINGTOWN STATE: PA ZIP: 19335 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: DNB FINANCIAL CORP /PA/ CENTRAL INDEX KEY: 0000713671 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] RELATIONSHIP: DIRECTOR IRS NUMBER: 232222567 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 4 BRANDYWINE AVE CITY: DOWNINGTOWN STATE: PA ZIP: 19335 BUSINESS PHONE: 6102691040 MAIL ADDRESS: STREET 1: 4 BRANDYWINE AVENUE CITY: DOWNINGTOWN STATE: PA ZIP: 19335 3 1 koegel_form-3.txt FORM 3 JAMES KOEGEL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response...0.5 FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Tickler or Trading Symbol Statement (Month/Day/Year) DNB Financial Corporation "DNBF.OB" Koegel James J. - ------------------------------------------ April 22, 2003 (Last) (First) (Middle) 525 Timberline Trail - ------------------------------------------ 3. I.R.S. 5. Relationship of Reporting 6. If Amendment, (Street) Identification Person(s) to Issuer Date of Original Number of (Check all applicable) (Month/Day/Year) West Chester, PA 19382 Reporting _X_ Director __ 10% Owner - ------------------------------------------ Person, if an __ Officer __ Other - (City) (State) (Zip) entity (voluntary) (give title below) (specify below) 7. Individual or Joint/Group Filing (Check Applicable ------------------------------------------ Line) X__ Form filed by One Reporting Person __ Form filed by More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1.Title of Security 2. Amount of Securities Beneficially Owned 3. Ownership Form: Direct (D) 4. Nature of Indirect (Instr. 4) (Instr. 4) or Indirect (I) Beneficial Ownership (Instr. 5) (Instr. 5) ----------------------------------------------------------------------------------------------------------------------------------- Common Stock-DNBF 2,250 shares Indirect Spouse ----------------------------------------------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Date Exercisable and 3. Title and Amount of 4. Conversion or 5. Ownership Form 6. Nature of Derivative Expiration Date Securities Underlying Exercise Price of of Derivative Indirect Security (Month/Day/Year) Derivative Security Derivative Security Securities: Direct Beneficial (Instr. 4) (Instr. 4) (D) or Indirect (I) Ownership (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Date Expir- Amount or Exerc- ation Number isable Date Title of Shares - ------------------------------------------------------------------------------------------------------------------------------------ None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses:
/s/ James J. Koegel April 23, 2003 - ---------------------------------------- ------------------------ **Signature of Reporting Person Date * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----