-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BP6AIVbDaru/NKUv81h/NzP18p1oUd08gWG4ZFYzfc8s3zcgyTaKvs9GzAC/VD1Z dg0ay6N6B+m47ugUGzsXLA== 0000713671-02-000006.txt : 20020710 0000713671-02-000006.hdr.sgml : 20020710 20020710170508 ACCESSION NUMBER: 0000713671-02-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DNB FINANCIAL CORP /PA/ CENTRAL INDEX KEY: 0000713671 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232222567 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16667 FILM NUMBER: 02700376 BUSINESS ADDRESS: STREET 1: 4 BRANDYWINE AVE CITY: DOWNINGTOWN STATE: PA ZIP: 19335 BUSINESS PHONE: 6102691040 MAIL ADDRESS: STREET 1: 4 BRANDYWINE AVENUE CITY: DOWNINGTOWN STATE: PA ZIP: 19335 COMPANY DATA: COMPANY CONFORMED NAME: DNB FINANCIAL CORP /PA/ CENTRAL INDEX KEY: 0000713671 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] OFFICER IRS NUMBER: 232222567 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4 BRANDYWINE AVE CITY: DOWNINGTOWN STATE: PA ZIP: 19335 BUSINESS PHONE: 6102691040 MAIL ADDRESS: STREET 1: 4 BRANDYWINE AVENUE CITY: DOWNINGTOWN STATE: PA ZIP: 19335 4 1 ladowform_4.txt KRISTEN LADOW FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person KRISTEN LADOW P.O. BOX 516 UNIONVILLE, PA 19375 2. Issuer Name and Ticker or Trading Symbol DNB FINANCIAL CORPORATION DNBF 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) ###-##-#### 4. Statement for Month/Year JUNE 2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) SVP/ Lending 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
- -------------------------------------------------------------------------------------------------------------------------------- Table I- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - -------------------------------------------------------------------------------------------------------------------------------- 6 4 5 Owner- Security Acquired (A) or Amount of ship Disposed of (D) Securities Form: 7 2 ------------------------------- Beneficially Direct Nature of Transaction 3 (A) Owned at End (D) or Indirect 1 Date Transaction or of Issuer's Indirect Beneficial Title of Security (mm/dd/yy) Code Amount (D) Price Fiscal Year (I) Ownership - ------------------------------------------------------------------------------------------------------------------------------- Common Stock- DNBF 100 I Spouse - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- ================================================================================================================================
- ------------------------------------------------------------------------------------------------------------------------------------ Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 9 10 2 Number Owner- Conver- of ship sion Deriv- of or 5 6 ative Deriv- 11 Exer- Number of Date Secur- ative Nature cise 3 Derivative Exercisable and 7 8 ities Secur- of Price Trans- Securities Expiration Date Title and Amount of Price Bene- ity: In- of action Acquired (A) (Month/Day/Year) Underlying Securities of ficially Direct direct 1 Deriv- Date 4 or Disposed ---------------- ----------------------- Deriv- Owned (D) or Bene- Title of ative (Month/ Trans- of (D) Date Expira- Amount or ative at End In- ficial Derivative Secur- Day/ action ------------ Exer- tion Number of Secur- of direct Owner- Security ity Year) Code (A) (D) cisable Date Title Shares ity Year (I) ship - ----------- ------- --------- ------ ------------ ---------------- ------------- ------------------ ---------- --------- ------- Stock 22.55 6/30/2002 A 2,813 12/31/02 6/30/12 DNB Fin.Corp. 2,813 2,813 D Option Common Stock to Purchase - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: Signature of Reporting Person /s/ Bruce E. Moroney for Kristen LaDow DATE July 10, 2002 -----END PRIVACY-ENHANCED MESSAGE-----