-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ULA0SP40szL3swUmsqBDfvlO+3ZggQ5zv75jWcb5p+nXdkiOQ10Hv5wQUFYeAfWl r1RRwmeWAObLJUP1aPQF1g== 0000931763-98-001680.txt : 19980629 0000931763-98-001680.hdr.sgml : 19980629 ACCESSION NUMBER: 0000931763-98-001680 CONFORMED SUBMISSION TYPE: NT 11-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980626 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SOFTWARE INC CENTRAL INDEX KEY: 0000713425 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 581098795 STATE OF INCORPORATION: GA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: NT 11-K SEC ACT: SEC FILE NUMBER: 000-12456 FILM NUMBER: 98654592 BUSINESS ADDRESS: STREET 1: 470 E PACES FERRY RD NE CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 4042614381 MAIL ADDRESS: STREET 1: 470 EAST PACES FERRY ROAD NE CITY: ATLANTA STATE: GA ZIP: 30305 NT 11-K 1 FORM 12B-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12B-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ X ] Form 11-K [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: DECEMBER 31, 1997 --------------------------------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: -------------------------------------- - ------------------------------------------------------------------------------- Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. - ------------------------------------------------------------------------------- If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: THE ENTIRE FORM 11-K, WHICH CONSISTS VIRTUALLY ENTIRELY OF FINANCIAL STATEMENTS. - ------------------------------------------------------------------------------- PART I - REGISTRANT INFORMATION - ------------------------------------------------------------------------------- Full Name of Registrant: AMERICAN SOFTWARE, INC. 401(k)/PROFIT SHARING PLAN Former Name if Applicable: N/A Address of Principal Executive Office (Street and Number) 470 East Paces Ferry Road, N. E, Atlanta, Georgia 30305 Attention: Vincent C. Klinges - ------------------------------------------------------------------------------- PART II - RULES 12B-25(B) AND (C) - ------------------------------------------------------------------------------- If the subject report could not be filed without unreasonable effort or expense and the Registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed (Check box if appropriate) (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [ X ] YES [ ] NO (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [ X ] YES [ ] NO (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. [ ] YES [X ] NO - ------------------------------------------------------------------------------- PART III - NARRATIVE - ------------------------------------------------------------------------------- State below in reasonable detail the reasons why Form 10-K and Form 10-KSB, 20- F, 11-K, 10-Q and Form 10-QSB, N-SAR, or the transition report or portion thereof could not be filed within the prescribed period. The preparation of the financial statements required for Form 11-K has been delayed due to the inability of the Plan Sponsor to obtain timely financial information from the third-party Plan Administrator. - ------------------------------------------------------------------------------- PART IV - OTHER INFORMATION - ------------------------------------------------------------------------------- (1) Name and telephone number of person to contact in regard to this notification: VINCENT C. KLINGES 404/261-4381 --------------------------------------------------------------------- (Name) (Area Code)(Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the Registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [ X ] YES [ ] NO (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof: [ ] YES [ X ] NO If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. N/A AMERICAN SOFTWARE, INC. 401(K)/PROFIT SHARING PLAN (Name of Registrant as specified in charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: June 25, 1998 By: /s/ Vincent C. Klinges ---------------------------------------------------- Name and Title: Vincent C. Klinges, Controller of Plan Sponsor (American Software, Inc.) -----END PRIVACY-ENHANCED MESSAGE-----