0001437749-13-016506.txt : 20131230 0001437749-13-016506.hdr.sgml : 20131230 20131230143333 ACCESSION NUMBER: 0001437749-13-016506 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131126 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20131230 DATE AS OF CHANGE: 20131230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARMERS CAPITAL BANK CORP CENTRAL INDEX KEY: 0000713095 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 611017851 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14412 FILM NUMBER: 131302650 BUSINESS ADDRESS: STREET 1: PO BOX 309 STREET 2: 202 W MAIN ST CITY: FRANKFORT STATE: KY ZIP: 40602 BUSINESS PHONE: 5022271668 MAIL ADDRESS: STREET 1: P O BOX 309 STREET 2: 202 WEST MAIN STREET CITY: FRANKFORT STATE: KY ZIP: 40602 8-K 1 ffkt20131227_8k.htm FORM 8-K ffkt20131227_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) – November 26, 2013

 

 

Farmers Capital Bank Corporation

(Exact name of registrant as specified in charter)

 

     

Kentucky

0-14412

61-1017851

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification No.)

     

 

P.O. Box 309 Frankfort, KY

40602

(Address of principal executive offices)

(Zip Code)

 

Registrant’s telephone number, including area code: (502) 227-1668

 

Not Applicable

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
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ITEM 5.02(e) Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On November 26, 2013, Farmers Capital Bank Corporation (the "Company") amended its Employment Agreement (the “Agreement”) dated December 10, 2012 with Lloyd C. Hillard, Jr., the Company’s President and Chief Executive Officer. The amendment consists of updating the term of the Agreement from forty-eight (48) months to sixty (60) months.

 

The above summary of the Agreement is qualified in its entirety by reference to the text of the amendment, a copy of which is attached, and incorporated herein by reference, as Exhibit 10.1 to this Current Report on 8-K.

 

 

 

ITEM 9.01     FINANCIAL STATEMENTS AND EXHIBITS

 

(d)     Exhibits

 

Exhibit 10.1 – Amendment No. 1 dated November 26, 2013 to Employment Agreement between Farmers Capital Bank Corporation and Lloyd C. Hillard, Jr., dated December 10, 2012.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

   

Farmers Capital Bank Corporation

     
     

Date: December 30, 2013

 

/s/ Doug Carpenter

   

C. Douglas Carpenter

   

Executive Vice President, Secretary and Chief Financial Officer

     

 

 

 

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EX-10 2 ex10-1.htm EXHIBIT 10.1 ex10-1.htm

Exhibit 10.1 –

Amendment No. 1 dated November 26, 2013 to Employment Agreement between Farmers Capital Bank Corporation and Lloyd C. Hillard, Jr., dated December 10, 2012.

 

 

AMENDMENT NO. 1

Dated as of November 26, 2013
to
Employment Agreement
Between
Farmers Capital Bank Corporation
and
Lloyd C. Hillard, Jr.
Dated December 10, 2012

 

Farmers Capital Bank Corporation (“Company”) and Lloyd C. Hillard, Jr. (“Employee”) (collectively the “Parties”) agree as follows:

 

PRELIMINARY STATEMENT

 

The Parties entered into a certain Employment Agreement dated December 10, 2012 (the “Agreement”). The Parties have agreed to amend the Agreement in the manner set forth below.

 

Section I.     Cross-References and Definitions.

 

(a)   Reference is made to the Agreement. Upon and after the effective date of this Amendment all references to the Agreement in that document, or in any related document, shall mean the Agreement as amended by this Amendment. Except as expressly provided in this Amendment, the execution and delivery of this Amendment does not and will not amend, modify or supplement any provision of, or constitute a consent to or waiver of any noncompliance with the provisions of, the Agreement, and, except as specifically provided in this Amendment, the Agreement shall remain in full force and effect.

 

(b)   Unless otherwise defined herein, terms used in this Amendment which are defined in the Agreement shall have the same meaning herein as therein.

 

Section II.     Amendments.

 

(a)   Section 3 of the Agreement is hereby amended as of the date hereof by supplanting in its entirety the first sentence thereof with the following:

 

Unless terminated earlier in accordance with the provisions of Section 7, Executive’s employment under this Agreement shall begin on January 1, 2013 (the “Effective Date”) and shall continue for sixty (60) months (the “Employment Term”).

 

 
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Section III.     Governing Law. This Amendment shall be construed in accordance with, and governed by, the laws of the Commonwealth of Kentucky, without reference to its principles of conflicts of law or choice of law.

  

Section IV.     Counterparts. This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and shall be binding upon all parties and their respective successors and assigns and all of which taken together shall constitute one and the same agreement.

 

Section V.      Binding Effect; Benefit. This Amendment shall be binding on, and inure to the benefit of, the parties hereto, and their respective heirs, successors, legal representatives and permitted assigns.

 

IN WITNESS WHEREOF, the parties hereto have executed this Amendment, or have caused this Amendment to be executed by their duly authorized officers or agents, all as of the day and year first above written.

 

 

FARMERS CAPITAL BANK CORPORATION

   

By:

/s/ Terry Bennett

 

Terry Bennett

 

Chairman of the Board of Directors

   
   
 

LLOYD C. HILLARD, JR.

 

/s/ Lloyd C. Hillard, Jr.

 

Lloyd C. Hillard, Jr.

   

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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