MA/A 0000712807 XXXXXXXX Laura Lewandowski 312-595-6238 laura.lewandowski@mesirow.com maryjo.hayes@mesirow.com jamie.shields@mesirow.com alexis.dalton@mesirow.com maria.kaufman@mesirow.com MESIROW FINANCIAL, INC. 2764 36-3194849 866-00253-00 867-01042 008-28816 2764 353 N. Clark Street Chicago IL 60654 312-595-6000 312-595-7208 Add 140 E. 45th Street 30th Floor New York NY 10017 2124253200 2124255617 Add 46 Prospect Street Hartford CT 06103 8004530600 Add 125 West Street Suite 200 Annapolis MD 21401 8004530600 Add 8004530600 Add 7133339375 N https://www.mesirowfinancial.com Add https://www.mesirow.com JAMES PHILIP Shields

353 N. Clark Street Chicago IL 60654

312-595 312-595-7208 jamie.shields@mesirow.com MARIA SOLEDAD KAUFMAN

353 N. Clark Street Chicago IL 60654

312-595-7291 312-595-7208 maria.kaufman@mesirow.com Add Iron Mountain 1301 S. Rockwell Chicago IL 60608 773-522-2826 Document storage vendor Add Global Relay Communications, Inc. 220 Cambie Street 2nd Floor Vancouver A1 V6B 2M9 888888888 email storage and automated compliance review program Add Quest CE 10100 W. Innovation Dr. Suite 200 Milwaukee WI 53226 8775933366 Employee disclosure due to code of ethics; annual compliance interview; firm element CE Add Red Oak 1320 Arrow Point Dr. Cedar Park TX 78613 8883024594 Electronic books and records storage of presentation, marketing and advertising materials. Add Star Compliance 9200 Corporate Blvd Suite 440 ROckville MD 20850 3013403900 Maintains an employee conflicts of interest ("ECOI") platform, an application that receives, stores and archives certain data in electronic form March DE 10-12-1982 N 166 1 14 14 0 0 3 Municipal Entities Other Developers 0 0 0 Other local municipalities Hourly Charges Contingent Fees Not Applicable Advice Insurance Of MS Advice Use Of MD Other sales and underwriting of municipal bonds Y Y N 0 N N N N N N N N N N N N N Mesirow Financial Services, Inc. is owned 100% by Mesirow Financial Holdings, Inc. No individual directly or indirectly owns 25% or more of Mesirow Financial Holdings, Inc., the parent corporation N N N N N Y N Y Y N N N N N N Y N N N N N N N N N N Mesirow Financial Holdings, Inc. N 36-3498919 Majority Owner 10-30-1992 E N Mesirow Financial Services, Inc. N 36-2933608 Minority Owner 01-01-1994 B N Richard Scott Price Director 09-25-2012 NA Y 367760 Mary Jo Moon Hayes Chief Compliance Officer 04-01-2021 NA N 1196353 Todd E Waldrop Senior Managing Director 04-01-2016 NA N 4194147 Jeffrey Michael Levine President, COO 05-10-2021 NA Y 5627249 Chris Dwayne Farr CFO 08-01-2025 NA N 3239925 Jesse Joseph Keig Director 08-01-2025 NA Y 5268961 Mesirow Financial Holdings, Inc. N 36-3498919 Majority Owner 10-30-1992 E N Mesirow Financial Services, Inc. N 36-2933608 Minority Owner 01-01-1994 B N Richard Scott Price Director 09-25-2012 NA Y 367760 Delete Mary Jo Moon Hayes Chief Compliance Officer 04-01-2021 NA N 1196353 Todd E Waldrop Senior Managing Director 04-01-2016 NA N 4194147 Jeffrey Michael Levine President, COO 05-10-2021 NA Y 5627249 Delete Chris Dwayne Farr CFO 08-01-2025 NA N 3239925 Amend Jesse Joseph Keig CFO 02-01-2026 NA Y 5268961 NewAdd JAMES PHILIP SHIELDS CHIEF COMPLIANCE OFFICER 04-01-2026 NA N 2927398 9-E2 Mesirow Financial, Inc. 2764 1707198 9-E2 Mesirow Financial, Inc. 2764 1641756 9-E2 Mesirow Financial, Inc. 2764 1513909 9-E2 Mesirow Financial, Inc. 2764 1479861 9-E2 Mesirow Financial, Inc. 2764 1431616 9-E2 Mesirow Financial, Inc. 2764 1370309 9-E2 Mesirow Financial, Inc. 2764 1155402 9-E2 Mesirow Financial, Inc. 2764 1076749 9-E2 Mesirow Financial, Inc. 2764 1001049 9-E2 Mesirow Financial, Inc. (former affiliate Mesirow Investment Services, Inc. that merged into firm) 2765 677868 9-E2 Mesirow Financial, Inc. 2764 278982 9-E2 Mesirow Financial, Inc. 2764 234368 9-E2 Mesirow Financial, Inc. 2764 233545 9-E2 Mesirow Financial, Inc. 2764 109575 9-E2 Mesirow Financial, Inc. 2764 109570 9-C2 9-C4 9-C5 Mesirow Financial, Inc. 2764 1826186 9-E2 Mesirow Financial, Inc. 2764 1877853 9-E2 Mesirow Financial, Inc. 2764 1743815 9-E2 Mesirow Financial Inc. 2764 1997368 MARIA KAUFMAN MARIA KAUFMAN SVP- LEGAL & COMPLIANCE 04-06-2026 N N N N N Y N Y N Y Y N N N N N N N N N N