Senior Vice President

MA/A 0000712807 XXXXXXXX Laura Lewandowski 312-595-6238 laura.lewandowski@mesirow.com laura.lewandowski@mesirow.com emily.smith@mesirow.com maryjo.hayes@mesirow.com MESIROW FINANCIAL, INC. 2764 36-3194849 866-00253-00 867-01042 008-28816 2764 353 N. Clark Street Chicago IL 60654 312-595-6000 312-595-7208 N https://www.mesirowfinancial.com MaryJo Moon Hayes

353 N. Clark Street Chicago IL 60654

312-595-6512 312-595-7208 maryjo.hayes@mesirow.com Laura Dorothy Lewandowski Senior Vice President

353 N. Clark Street Chicago IL 60654

312-595-6238 312-595-7208 laura.lewandowski@mesirow.com Add Iron Mountain 1301 S. Rockwell Chicago IL 60608 773-522-2826 Document storage vendor Add HP Autonomy US Headquarters One Market Street Spear Tower, Suite 1900 San Francisco CA 94105 415-979-3703 415-979-3708 email storage and automated compliance review program Add Global Relay Communications, Inc. 220 Cambie Street 2nd Floor Vancouver A1 V6B 2M9 888888888 email storage and automated compliance review program March DE 10-12-1982 N 147 5 5 0 0 1 Municipal Entities 0 0 0 Other local municipalities Contingent Fees Not Applicable Advice Insurance Of MS Advice Use Of MD Other sales and underwriting of municipal bonds Y Y N 0 N N N N N N N N N N N N N Mesirow Financial Services, Inc. is owned 100% by Mesirow Financial Holdings, Inc. No individual directly or indirectly owns 25% or more of Mesirow Financial Holdings, Inc., the parent corporation N N N N N Y N Y Y N N N N N N Y N N N N N N N Y N N Mesirow Financial Holdings, Inc. N 36-3498919 Majority Owner 10-30-1992 E N Mesirow Financial Services, Inc. N 36-2933608 Minority Owner 01-01-1994 B N Richard Scott Price Director 09-25-2012 NA Y 367760 Mary Jo Moon Hayes Chief Compliance Officer 04-01-2021 NA N 1196353 Todd E Waldrop Senior Managing Director 04-01-2016 NA N 4194147 Natalie A Brown Chief Financial Officer, Director 08-28-2018 NA Y 4194147 Jeffrey Michael Levine CEO, President, COO, Director 05-10-2021 NA Y 5627249 Mesirow Financial Holdings, Inc. N 36-3498919 Majority Owner 10-30-1992 E N Mesirow Financial Services, Inc. N 36-2933608 Minority Owner 01-01-1994 B N Richard Scott Price Director 09-25-2012 NA Y 367760 Mary Jo Moon Hayes Chief Compliance Officer 04-01-2021 NA N 1196353 Todd E Waldrop Senior Managing Director 04-01-2016 NA N 4194147 Natalie A Brown Chief Financial Officer, Director 08-28-2018 NA Y 4194147 Jeffrey Michael Levine CEO, President, COO, Director 05-10-2021 NA Y 5627249 9-E2 Mesirow Financial, Inc. 2764 1707198 9-E2 Mesirow Financial, Inc. 2764 1641756 9-E2 Mesirow Financial, Inc. 2764 1513909 9-E2 Mesirow Financial, Inc. 2764 1479861 9-E2 Mesirow Financial, Inc. 2764 1431616 9-E2 Mesirow Financial, Inc. 2764 1370309 9-E2 Mesirow Financial, Inc. 2764 1155402 9-E2 Mesirow Financial, Inc. 2764 1076749 9-E2 Mesirow Financial, Inc. 2764 1001049 9-E2 Mesirow Financial, Inc. (former affiliate Mesirow Investment Services, Inc. that merged into firm) 2765 677868 9-E2 Mesirow Financial, Inc. 2764 278982 9-E2 Mesirow Financial, Inc. 2764 234368 9-E2 Mesirow Financial, Inc. 2764 233545 9-E2 Mesirow Financial, Inc. 2764 109575 9-E2 Mesirow Financial, Inc. 2764 109570 9-C2 9-C4 9-C5 Mesirow Financial, Inc. 2764 1826186 9-E2 Mesirow Financial, Inc. 2764 1877853 9-H2 Mesirow Financial, Inc. 2764 2035024 Jeff Levine Jeff Levine COO, President 12-01-2021 5627249 N N N N N Y N N N N Y N N N N N N N N N N