0000712807-19-000007.txt : 20190822 0000712807-19-000007.hdr.sgml : 20190822 20190822111411 ACCESSION NUMBER: 0000712807-19-000007 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MUKHERJEE,ADRIVIT,NMN, FILED AS OF DATE: 20190822 DATE AS OF CHANGE: 20190822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MESIROW FINANCIAL, INC. CENTRAL INDEX KEY: 0000712807 IRS NUMBER: 363194849 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04109 FILM NUMBER: 191044695 BUSINESS ADDRESS: STREET 1: 353 N. CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-595-6072 MAIL ADDRESS: STREET 1: 353 N. CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: MESIROW FINANCIAL INC /BD DATE OF NAME CHANGE: 20020516 FORMER COMPANY: FORMER CONFORMED NAME: MESIROW CAPITAL INC /IL/ /BD DATE OF NAME CHANGE: 19910807 FORMER COMPANY: FORMER CONFORMED NAME: PEMBROKE CLEARING CORP /BD DATE OF NAME CHANGE: 19890815 MA-I 1 primary_doc.xml MA-I 0000712807 XXXXXXXX Laura Lewandowski 3125956238 llewandowski@mesirowfinancial.com esmith@mesirowfinancial.com N N Adrivit NMN Mukherjee 6707573 Y 1 0000712807 MESIROW FINANCIAL, INC. 09-24-2018 N 867-01042 LOCATED SUPERVISED 09-24-2018 353 N. CLARK STREET CHICAGO IL 60654 09-2018 Mesirow Financial, Inc. Chicago IL 60654 Y Y Senior Analyst 09-2016 09-2018 Piper Jaffray & Co. Chicago IL 60606 Y Y Public Finance 07-2014 08-2016 A.C. Advisory Chicago IL 60606 N Y Quantitative Analyst 05-2009 06-2014 Duke University Durham NC 27710 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-21-2019 Laura Lewandowski SVP, Legal/Compliance