0000712807-19-000007.txt : 20190822
0000712807-19-000007.hdr.sgml : 20190822
20190822111411
ACCESSION NUMBER: 0000712807-19-000007
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MUKHERJEE,ADRIVIT,NMN,
FILED AS OF DATE: 20190822
DATE AS OF CHANGE: 20190822
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MESIROW FINANCIAL, INC.
CENTRAL INDEX KEY: 0000712807
IRS NUMBER: 363194849
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04109
FILM NUMBER: 191044695
BUSINESS ADDRESS:
STREET 1: 353 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-595-6072
MAIL ADDRESS:
STREET 1: 353 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: MESIROW FINANCIAL INC /BD
DATE OF NAME CHANGE: 20020516
FORMER COMPANY:
FORMER CONFORMED NAME: MESIROW CAPITAL INC /IL/ /BD
DATE OF NAME CHANGE: 19910807
FORMER COMPANY:
FORMER CONFORMED NAME: PEMBROKE CLEARING CORP /BD
DATE OF NAME CHANGE: 19890815
MA-I
1
primary_doc.xml
MA-I
0000712807
XXXXXXXX
Laura Lewandowski
3125956238
llewandowski@mesirowfinancial.com
esmith@mesirowfinancial.com
N
N
Adrivit
NMN
Mukherjee
6707573
Y
1
0000712807
MESIROW FINANCIAL, INC.
09-24-2018
N
867-01042
LOCATED
SUPERVISED
09-24-2018
353 N. CLARK STREET
CHICAGO
IL
60654
09-2018
Mesirow Financial, Inc.
Chicago
IL
60654
Y
Y
Senior Analyst
09-2016
09-2018
Piper Jaffray & Co.
Chicago
IL
60606
Y
Y
Public Finance
07-2014
08-2016
A.C. Advisory
Chicago
IL
60606
N
Y
Quantitative Analyst
05-2009
06-2014
Duke University
Durham
NC
27710
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-21-2019
Laura Lewandowski
SVP, Legal/Compliance