0001568214-23-000007.txt : 20230328
0001568214-23-000007.hdr.sgml : 20230328
20230328214713
ACCESSION NUMBER: 0001568214-23-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230320
FILED AS OF DATE: 20230328
DATE AS OF CHANGE: 20230328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burns William S
CENTRAL INDEX KEY: 0001458372
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40751
FILM NUMBER: 23771564
MAIL ADDRESS:
STREET 1: C/O CONNECTONE BANCORP, INC.
STREET 2: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-03-20
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001458372
Burns William S
C/O CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
0
1
0
0
Senior EVP & CFO
0
Common Stock
2023-03-20
4
A
0
13268
0
A
110398
D
Common Stock
2023-03-20
4
A
0
17967
0
A
128365
D
Common Stock
2023-03-20
4
F
0
8983
17.93
D
119382
D
Common Stock
2023-03-20
4
F
0
2995
17.93
D
116387
D
Common Stock
2023-03-23
4
F
0
1065
17.35
D
115322
D
Common Stock
2023-03-27
4
F
0
1064
18
D
114258
D
Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26.
Shares acquired pursuant to earned performance units granted on March 20, 2020.
Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020.
Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021.
Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.
/s/ Laura Criscione, POA
2023-03-28