0001568214-23-000006.txt : 20230328
0001568214-23-000006.hdr.sgml : 20230328
20230328213903
ACCESSION NUMBER: 0001568214-23-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230320
FILED AS OF DATE: 20230328
DATE AS OF CHANGE: 20230328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sorrentino Frank III
CENTRAL INDEX KEY: 0001568273
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40751
FILM NUMBER: 23771547
MAIL ADDRESS:
STREET 1: CONNECTONE BANCORP, INC.
STREET 2: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-03-20
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001568273
Sorrentino Frank III
CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
1
0
0
Chairman, President & CEO
0
Common Stock
2023-03-20
4
A
0
49411
0
A
821354
D
Common Stock
2023-03-20
4
A
0
57452
0
A
878806
D
Common Stock
2023-03-20
4
F
0
34471
17.93
D
844335
D
Common Stock
2023-03-20
4
F
0
11491
17.93
D
832844
D
Common Stock
2023-03-23
4
F
0
4086
17.35
D
828758
D
Common Stock
2023-03-27
4
F
0
4528
18
D
824230
D
Common Stock
416
I
IRA for spouse
Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26.
Shares acquired pursuant to earned performance units granted on March 20, 2020.
Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020.
Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021.
Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.
/s/ Laura Criscione, POA
2023-03-28