0001568214-23-000001.txt : 20230201 0001568214-23-000001.hdr.sgml : 20230201 20230201112409 ACCESSION NUMBER: 0001568214-23-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230131 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON WILLIAM CENTRAL INDEX KEY: 0001089892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40751 FILM NUMBER: 23575423 MAIL ADDRESS: STREET 1: C/O CENTER BANCORP INC STREET 2: 2455 MORRIS AVENUE CITY: UNION STATE: NJ ZIP: 07083 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2023-01-31 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001089892 THOMPSON WILLIAM C/O CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 0 0 0 Common Stock 2023-01-31 4 M 0 3000 12.52 A 95558.0402 D Common Stock 8476.29 I By Spouse Stock Option 12.52 2023-01-31 4 M 0 3000 0 D 2023-03-01 Common Stock 3000 0 D Also includes 76.0748 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017 /s/ Laura Criscione, POA 2023-02-01