0001568214-21-000008.txt : 20210325 0001568214-21-000008.hdr.sgml : 20210325 20210325151813 ACCESSION NUMBER: 0001568214-21-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210325 DATE AS OF CHANGE: 20210325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burns William S CENTRAL INDEX KEY: 0001458372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 21772078 MAIL ADDRESS: STREET 1: C/O CONNECTONE BANCORP, INC. STREET 2: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-03-15 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001458372 Burns William S C/O CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 0 1 0 0 EVP & CFO Common Stock 2021-03-15 4 F 0 656 26.57 D 88186 D Common Stock 2021-03-19 4 F 0 1263 26.45 D 86923 D Common Stock 2021-03-19 4 F 0 2995 26.45 D 83928 D Common Stock 2021-03-23 4 A 0 3933 0 A 87861 D Common Stock 2021-03-23 4 F 0 1966 26.24 D 85895 D Common Stock 2021-03-23 4 A 0 5111 0 A 92284 D Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018. Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019. Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020. Shares acquired pursuant to earned performance units granted on March 23, 2018. Reflects tax withholding of shares acquired pursuant to performance units reported above. Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24. /s/ Laura Criscione, POA 2021-03-25