0001568214-20-000010.txt : 20200331
0001568214-20-000010.hdr.sgml : 20200331
20200331165514
ACCESSION NUMBER: 0001568214-20-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200315
FILED AS OF DATE: 20200331
DATE AS OF CHANGE: 20200331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burns William S
CENTRAL INDEX KEY: 0001458372
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11486
FILM NUMBER: 20762495
MAIL ADDRESS:
STREET 1: C/O CONNECTONE BANCORP, INC.
STREET 2: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-03-15
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001458372
Burns William S
C/O CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2020-03-15
4
F
0
524
15.3
D
68870
D
Common Stock
2020-03-19
4
F
0
1010
10.75
D
67860
D
Common Stock
2020-03-20
4
A
0
5024
0
A
72884
D
Common Stock
2020-03-20
4
F
0
2009
10.77
D
70875
D
Common Stock
2020-03-20
4
A
0
17967
0
A
88842
D
Reflects tax withholding of shares acquired on March 15, 2020, pursuant to a grant of restricted stock units issued on March 15, 2018.
Reflects tax withholding of shares acquired on March 19, 2020, pursuant to a grant of restricted stock units issued on March 19, 2019.
Shares acquired pursuant to earned performance units granted on March 23, 2017.
Reflects tax withholding of shares acquired pursuant to performance units reported above.
Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/21, 1/3 vesting on 3/20/22, and the final 1/3 vesting on 3/20/23.
/s/ Laura Criscione, POA
2020-03-31