0001568214-19-000002.txt : 20190102 0001568214-19-000002.hdr.sgml : 20190102 20190102143640 ACCESSION NUMBER: 0001568214-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190102 DATE AS OF CHANGE: 20190102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rifkin Daniel E CENTRAL INDEX KEY: 0001762603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 19501196 MAIL ADDRESS: STREET 1: C/O CONNECTONE BANK, 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-01-02 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001762603 Rifkin Daniel E C/O CONNECTONE BANK, 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 0 0 0 Common Stock 2019-01-02 4 A 0 179142 A 179142 D Common Stock 2019-01-02 4 A 0 16856 A 16856 I By spouse Received in exchange for 731,200 shares of Greater Hudson Bank ("GHB") common stock in connection with merger of GHB into ConnectOne Bancorp, Inc. ("CNOB"). On the effective date of the merger, the closing price of GHB's common stock was $4.25 per share and the closing price of CNOB's common stock was $18.47 per share. Received in exchange for 68,800 GHB common stock in connection with merger of GHB into CNOB. On the effective date of the merger, the closing price of GHB's common stock was $4.25 per share and the closing price of CNOB's common stock was $18.47 per share. /s/ Laura Criscione 2019-01-02