0001568214-17-000022.txt : 20170530
0001568214-17-000022.hdr.sgml : 20170529
20170530181836
ACCESSION NUMBER: 0001568214-17-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20070601
FILED AS OF DATE: 20170530
DATE AS OF CHANGE: 20170530
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc.
CENTRAL INDEX KEY: 0000712771
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 521273725
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 2018168900
MAIL ADDRESS:
STREET 1: 301 SYLVAN AVENUE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: CENTER BANCORP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON WILLIAM
CENTRAL INDEX KEY: 0001089892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11486
FILM NUMBER: 17878939
MAIL ADDRESS:
STREET 1: C/O CENTER BANCORP INC
STREET 2: 2455 MORRIS AVENUE
CITY: UNION
STATE: NJ
ZIP: 07083
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2007-06-01
0
0000712771
ConnectOne Bancorp, Inc.
CNOB
0001089892
THOMPSON WILLIAM
C/O CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
ENGLEWOOD CLIFFS
NJ
07632
1
0
0
0
Common Stock
2017-05-27
4
M
0
3473
15.73
A
72179.825
D
Common Stock
2017-05-27
4
M
0
3473
11.15
A
76652.825
D
Common Stock
2017-05-27
4
S
0
4350
21.704
D
71302.825
D
Stock Option
15.73
2007-06-01
4
A
0
3473
0
A
2017-06-01
Common Stock
3473
3473
D
Stock Option
15.73
2017-05-27
4
M
0
3473
0
D
2017-06-01
Common Stock
3473
0
D
Stock Option
11.15
2017-05-27
4
M
0
3473
0
D
2018-03-01
Common Stock
3473
0
D
Also includes 39.1404 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options, also reported herein.
The option became exercisable in four equal annual installments on June 1, 2008, 2009, 2010, and 2011
Due to an administrative error, a Form 4 reflecting this option grant was inadvertently omitted.
The option became exercisable in four equal annual installments on March 1, 2009, 2010, 2011, and 2012
/s/ Laura Criscione, POA
2017-05-30