0001568214-17-000022.txt : 20170530 0001568214-17-000022.hdr.sgml : 20170529 20170530181836 ACCESSION NUMBER: 0001568214-17-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070601 FILED AS OF DATE: 20170530 DATE AS OF CHANGE: 20170530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON WILLIAM CENTRAL INDEX KEY: 0001089892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 17878939 MAIL ADDRESS: STREET 1: C/O CENTER BANCORP INC STREET 2: 2455 MORRIS AVENUE CITY: UNION STATE: NJ ZIP: 07083 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2007-06-01 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001089892 THOMPSON WILLIAM C/O CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 0 0 0 Common Stock 2017-05-27 4 M 0 3473 15.73 A 72179.825 D Common Stock 2017-05-27 4 M 0 3473 11.15 A 76652.825 D Common Stock 2017-05-27 4 S 0 4350 21.704 D 71302.825 D Stock Option 15.73 2007-06-01 4 A 0 3473 0 A 2017-06-01 Common Stock 3473 3473 D Stock Option 15.73 2017-05-27 4 M 0 3473 0 D 2017-06-01 Common Stock 3473 0 D Stock Option 11.15 2017-05-27 4 M 0 3473 0 D 2018-03-01 Common Stock 3473 0 D Also includes 39.1404 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options, also reported herein. The option became exercisable in four equal annual installments on June 1, 2008, 2009, 2010, and 2011 Due to an administrative error, a Form 4 reflecting this option grant was inadvertently omitted. The option became exercisable in four equal annual installments on March 1, 2009, 2010, 2011, and 2012 /s/ Laura Criscione, POA 2017-05-30