0000930413-14-003105.txt : 20140701 0000930413-14-003105.hdr.sgml : 20140701 20140701200836 ACCESSION NUMBER: 0000930413-14-003105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140701 FILED AS OF DATE: 20140701 DATE AS OF CHANGE: 20140701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Criscione Laura CENTRAL INDEX KEY: 0001568214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 14954078 MAIL ADDRESS: STREET 1: CONNECTONE BANCORP, INC. STREET 2: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 4 1 c78029_4.xml X0306 4 2014-07-01 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001568214 Criscione Laura C/O CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 0 1 0 0 EVP & Chief Compliance Officer Common Stock 2014-07-01 4 A 0 17927 A 17927 D Common Stock 2014-07-01 4 A 0 780 A 780 I As custodian for daughter Stock Option 3.85 2014-07-01 4 A 0 26000 A 2014-07-01 2015-06-21 Common Stock 26000 26000 D Stock Option 4.81 2014-07-01 4 A 0 3120 A 2014-07-01 2016-05-23 Common Stock 3120 3120 D Stock Option 6.15 2014-07-01 4 A 0 6204 A 2014-07-01 2018-01-11 Common Stock 6204 6204 D Stock Option 6.15 2014-07-01 4 A 0 7800 A 2014-07-01 2018-01-21 Common Stock 7800 7800 D Stock Option 4.61 2014-07-01 4 A 0 5218 A 2014-07-01 2019-01-01 Common Stock 5218 5218 D Stock Option 4.61 2014-07-01 4 A 0 3900 A 2014-07-01 2019-02-25 Common Stock 3900 3900 D Stock Option 6.99 2014-07-01 4 A 0 5616 A 2014-07-01 2022-01-24 Common Stock 5616 5616 D Represents shares received in connection with the merger of ConnectOne Bancorp, Inc. into Center Bancorp, Inc. (the "Merger"). Represents options to acquire shares of common stock converted in the Merger. /s/ Laura Criscione 2014-07-01