0000930413-14-003103.txt : 20140701 0000930413-14-003103.hdr.sgml : 20140701 20140701200705 ACCESSION NUMBER: 0000930413-14-003103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140701 FILED AS OF DATE: 20140701 DATE AS OF CHANGE: 20140701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huttle Frank III CENTRAL INDEX KEY: 0001568217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 14954074 MAIL ADDRESS: STREET 1: CONNECTONE BANCORP, INC. STREET 2: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 4 1 c78033_4.xml X0306 4 2014-07-01 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001568217 Huttle Frank III C/O CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 0 0 0 Common Stock 2014-07-01 4 A 0 146447 A 146447 D Common Stock 2014-07-01 4 A 0 13080 A 13080 I Held by spouse Common Stock 2014-07-01 4 A 0 13000 A 13000 I Held as trustee Common Stock 2014-07-01 4 A 0 6500 A 6500 I See footnote Stock Option 3.85 2014-07-01 4 A 0 39000 A 2014-07-01 2015-06-21 Common Stock 39000 39000 D Stock Option 6.15 2014-07-01 4 A 0 4282 A 2014-07-01 2016-11-11 Common Stock 4282 4282 D Stock Option 6.15 2014-07-01 4 A 0 3882 A 2014-07-01 2018-01-22 Common Stock 3882 3882 D Stock Option 4.62 2014-07-01 4 A 0 18104 A 2014-07-01 2018-11-26 Common Stock 18104 18104 D Stock Option 6.99 2014-07-01 4 A 0 1578 A 2014-07-01 2022-01-24 Common Stock 1578 1578 D Represents shares received in connection with the merger of ConnectOne Bancorp, Inc. into Center Bancorp, Inc. (the "Merger"). Held by an LLC in which Mr. Huttle's spouse is a member. Represents options to acquire shares of common stock converted in the Merger. /s/ Laura Criscione, POA 2014-07-01