-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EEuI/V6jFzhCLY0BtoOO5TGDchMKfmAJVQMA1Ff1P/FKhSuGY+sYgjEIYTnKdKy3 5XiVGT94ghBWNof/gOmOFw== 0001024152-02-000002.txt : 20021011 0001024152-02-000002.hdr.sgml : 20021011 20021011144342 ACCESSION NUMBER: 0001024152-02-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021011 FILED AS OF DATE: 20021011 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HELLER LEONARD E CENTRAL INDEX KEY: 0001188997 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O NEOGEN CORP STREET 2: 620 LESHER PLACE CITY: LANSING STATE: MI ZIP: 48912 BUSINESS PHONE: 5173729200 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEOGEN CORP CENTRAL INDEX KEY: 0000711377 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 382367843 STATE OF INCORPORATION: MI FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17988 FILM NUMBER: 02787348 BUSINESS ADDRESS: STREET 1: 620 LESHER PLACE CITY: LANSING STATE: MI ZIP: 48912 BUSINESS PHONE: 5173729200 MAIL ADDRESS: STREET 2: 620 LESHER PLACE CITY: LANSING STATE: MI ZIP: 48912 4 1 form4papesh.htm Form 4 DOC

FORM 4

[    ]    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1.    Name and Address of Reporting Person*
Papesh G. Bruce

2.    Issuer Name and Ticker or Trading Symbol
Neogen Corporation    (NEOG)

6.    Relationship of Reporting Person to Issuer

(Check all applicable)

     (Last)        (First)       (Middle)
Dart, Papesh & Co. Inc.
4572 S. Hagadorn Road
     (Street)   
East Lansing MI 48823
     (City)        (State)       (Zip)

3.    IRS Identification Number of Reporting Person, if an Entity (Voluntary)

4.    Statement for Month/Day/Year

October 10, 2002

5.    If Amendment, Date of Original (Month/Day/Year)

X     Director            10% Owner
      Officer (give title below)           Other (specify below)
  

7.    Individual or Joint/Group Filing (Check applicable line)
X     Form filed by One Reporting Person
      Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.    Title of Security
  (Instr. 3)

2.    Transaction Date

2A. Deemed Transaction Date, if any

3.    Transac- tion Code
  (Instr. 8)

4.    Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

5.    Amount of Securities Beneficially Owned Following Reported

6. Owner- ship Form: Direct

7.    Nature of
Indirect
Beneficial

  

(Month/Day/Year)

(Month/Day/Year)

Code

V

Amount

(A) or (D)

Price

Transaction(s) (Instr. 3 and 4)

(D) or In- direct (I)
(Instr. 4)

Ownership
(Instr. 4)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly
*    If the form is filed by more than one reporting person, see Instruction 4(b)(v).


Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1.    Title of Derivative Security
  (Instr. 3)

2.  Conver- sion or Exercise Price of Derivative Security

3.    Transaction
Date
(Month/Day/Year)

3A.    Deemed Execution
Date, if any
(Month/Day/Year)

4.    Transaction
Code
  (Instr. 8)

5.    Number of Derivative Securities Acquired (A) or Disposed of (D)
  (Instr. 3, 4 and 5)

6.    Date Exercisable and Expiration Date
(Month/Day/Year)

7.    Title and Amount of Underlying Securities
  (Instr. 3 and 4)

8.    Price of Derivative Security
  (Instr. 5)

9.    Number of Derivative Securities Beneficially Owned at End of Month
  (Instr. 4)

10.  Ownership Form of Derivative Security.
Direct (D) or Indirect (I)
  (Instr. 4)

11.    Nature of Indirect Beneficial Ownership
  (Instr. 4)

 

 

 

 

Code

V

(A)

(D)

Date
Exer-
cisable

Expira-
tion
Date

Title

Amount or Number of Shares

 

 

 

 

Stock Option

$13.25

10/09/1998

10/09/2007

Common Stock

2,000

2,000

D

Stock Option

$6.25

10/07/2000

10/07/2009

Common Stock

667

667

D

Stock Option

$6.88

10/05/2001

10/05/2010

Common stock

1,334

1,334

D

Stock Option

$13.90

10/05/2002

10/05/2011

Common stock

2,000

2,000

D

Stock Option

$11.90

10/09/2002

A

2,000

10/09/2003

10/09/2012

Common stock

2,000

2,000

D

Explanation of Responses:

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff.(a)

    /s/ Richard R. Current    
        Richard R. Current
**Signature of Reporting Person
(Power of Attorney)

    October 11, 2002    
Date


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