0000711377-17-000031.txt : 20171006 0000711377-17-000031.hdr.sgml : 20171006 20171006171421 ACCESSION NUMBER: 0000711377-17-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171006 FILED AS OF DATE: 20171006 DATE AS OF CHANGE: 20171006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT JAMES L CENTRAL INDEX KEY: 0001168789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17988 FILM NUMBER: 171128052 MAIL ADDRESS: STREET 1: NEOGEN CORP STREET 2: 620 LESHER PLACE CITY: LANSING STATE: MI ZIP: 48912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGEN CORP CENTRAL INDEX KEY: 0000711377 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 382367843 STATE OF INCORPORATION: MI FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 620 LESHER PLACE CITY: LANSING STATE: MI ZIP: 48912 BUSINESS PHONE: 5173729200 MAIL ADDRESS: STREET 1: 620 LESHER PLACE CITY: LANSING STATE: MI ZIP: 48912 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-10-06 0 0000711377 NEOGEN CORP NEOG 0001168789 HERBERT JAMES L NEOGEN CORP 620 LESHER PLACE LANSING MI 48912 1 1 0 0 Executive Chairman Common Stock 2017-10-04 4 M 0 14513 28.6667 A 883725 D Common Stock 2017-10-04 4 M 0 2218 28.6667 A 885943 D Common Stock 2017-10-04 4 S 0 14513 78.3191 D 871430 D Common Stock (Right to Buy) 28.6667 2012-10-04 4 M 0 18000 0 D 2017-10-04 Common Stock 18000 254425 D Options were granted on 10/4/2012, have five year lives, and vest in equal annual 20% installments on the first five anniversary dates of the grant The option plan provides for the exchange of outstanding options for shares in an amount equal to the employee's equity in the options held Steven J Quinlan (Attorney in Fact) 2017-10-06