EX-99.77O RULE 10F-3 2 attach77o.txt 77O For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. 20/20 Focus, Prudential Jennison, Equity (Salomon), SP Davis Value Portfolios 1. Name of Issuer Kraft Foods Inc. 2. Date of Purchase 06/12/2001 3. Number of Securities Purchased 280 Million 4. Dollar Amount of Purchase $8.68 Billion 5. Price Per Unit $31.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Credit Suisse First Boston 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Salomon Smith Barney Inc. Deutsche Banc Alex. Brown Inc. J.P. Morgan Securities Inc. Morgan Stanley & Co. Incorporated UBS Warburg LLC BNP Paribas HSBC Securities (USA) Inc. Lehman Brothers Inc. Blaylock & Partners, L.P. Dresdner Kleinwort Wasserstein Securities LLC Prudential Securities Incorporated Ramirez & Co., Inc. Sanford C. Bernstein & Co., Inc. Utendahl Capital Partners, L.P. ABN AMRO Rothschild LLC Credit Lyonnais Securities (USA) Inc. ING Barings Corp. Robertson Stephens, Inc. SG Cowen Securities Corporation Muriel Siebert & Co., Inc. BNY Capital Markets, Inc. Dain Rauscher Incorporated Davenport & Co. LLC A.G. Edwards & Sons, Inc. Invemed Associates, LLC Adams, Harness & Hill, Inc. Advest Inc. Robert W. Baird & Co. Incorporated Banca Akros S.p.A.-Gruppo Banca Populare di Milano S.c.a.r.l. BB&T Capital Markets, a Division of Scott & Stringfellow, Inc. BBVA Securities Inc. M.R. Beal & Company William Blair & Company, L.L.C. BOE Securities, Inc. The Chapman Company Chatsworth Securities LLC Crowell, Weedon & Co. CSFBdirect Inc. Danske Securities D.A. Davidson & Co. Doley Securities, Inc. Fahnestock & Co. Inc. Gardner Rich & Company, Inc. Gruntal &Co., L.L.C. Guzman & Company Intesa Bci Jackson Securities Incorporated Janney Montgomery Scott LLC C.L. King & Associates, Inc. Lebenthal & Co., Inc. Legg Mason Wood Walker, Incorporated Loop Capital Markets McDonald Investments Inc., a KeyCorp Company Melvin Securities, LLC Mizuho International plc Neuberger Berman, LLC Ormes Capital Markets, Inc. Parker/Hunter Incorporated Pryor, Counts & Co., Inc. Raymond James & Associates, Inc. Redwood Securities Group Inc. Sanders Morris Harris Santander Securities Stephens Inc. Stifel, Nicolaus & Company, Incorporated Sturdivant & Co., Inc. Tucker Anthony Incorporated The Williams Capital Group, L.P. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Diversified Conservative Growth, Value (Jennison), SP U.S. Emerging Growth, and SP Alliance Large Cap Growth Portfolios 1. Name of Issuer Anthem, Inc. 2. Date of Purchase 10/29/2001 3. Number of Securities Purchased 48 Million 4. Dollar Amount of Purchase $1.728 Billion 5. Price Per Unit $36.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. Incorporated J.P. Morgan Securities Inc. Banc of America Securities LLC Credit Suisse First Boston Corporation Lehman Brothers Inc. UBS Warburg LLC ABN AMRO Rothschild LLC Dresdner Kleinwort Wasserstein Securities LLC A.G. Edwards & Sons, Inc. McDonald Investements Inc. Utendahl Capital Partners, L.P. BNY Capital Markets, Inc. Dain Rauscher Incorporated Epoch Securities, Inc. First Union Securities, Inc. Edward D. Jones & Co., L.P. Keefe, Bruyette & Woods, Inc. Prudential Securities Incorporated Sandler O'Neill & Partners, L.P. SunTrust Capital Markets, Inc. Wells Fargo Van Kasper, LLC Advest, Inc. Robert W. Baird & Co. Incorporated William Blair & Company, L.L.C. Blaylock & Partners, L.P. Dowling & Partners Securities, LLC C.L. King & Associates, Inc. Legg Mason Wood Walker, Incorporated Loop Capital Markets, LLC Melvin Securities, L.L.C. NatCity Investments, Inc. Neuberger Berman, LLC Ramirez & Co., Inc. Stephens Inc. Stifel, Nicholaus & Company, Incorporated May Davis Group, Inc. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Equity and Diversified Conservative Growth Portfolios 1. Name of Issuer CarrAmerica 2. Date of Purchase 12/13/2001 3. Number of Securities Purchased 16,872,537 4. Dollar Amount of Purchase $478,673,875 5. Price Per Unit $28.37 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Salomon Smith Barney Inc. First Union Securities, Inc. Legg Mason Wood Walker, Incorporated Banc of America Securities LLC Deutsche Banc Alex. Brown Inc. A.G. Edwards & Sons, Inc. Commerzbank Capital Markets Corporation Credit Suisse First Boston Corporation Prudential Securities Incorporated For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Equity (Salomon) and SP Small Company Growth Portfolios 1. Name of Issuer Accenture Ltd. 2. Date of Purchase 07/18/2001 3. Number of Securities Purchased 115 Million 4. Dollar Amount of Purchase $1.6675 Billion 5. Price Per Unit $14.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs & Co. 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A UNDERWRITERS Morgan Stanley & Co. Incorporated Credit Suisse First Boston Corporation Deutsche Banc Alex. Brown Inc. J.P. Morgan Securities Inc. Salomon Smith Barney Inc. Banc of America Securities LLC Lehman Brothers Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated UBS Warburg LLC ABN AMRO Rothschild LLC Advest, Inc. Robert W. Baird & Co. Incorporated M.R. Beal & Company Bear, Stearns & Co. Inc. Chatsworth Securities LLC Dresdner Kleinwort Wasserstein Securities LLC A.G. Edwards & Sons, Inc. Epoch Securities, Inc. Janney Montgomery Scott LLC Edward D. Jones & Co. L.P. Legg Mason Wood Walker, Incorporated McDonald Investments Inc., A Keycorp Company Needham & Company, Inc. Prudential Securities Incorporated Muriel Siebert & Co., Inc. Sturdivant & Co., Inc. Thomas Weisel Partners LLC Wit Soundview Corporation For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Equity Portfolio 1. Name of Issuer Raytheon 2. Date of Purchase 05/03/2001 3. Number of Securities Purchased 12.5 Million 4. Dollar Amount of Purchase $343.75 Million 5. Price Per Unit $27.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Credit Suisse First Boston Corporation 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Credit Suisse First Boston Corporation Salomon Smith Barney Inc. Banc of America Securities LLC J.P. Morgan Securities Inc. Morgan Stanley & Co. Incorporated First Union Securities, Inc. Robertson Stephens, Inc. SG Cowen Securities Corporation Commerzbank Capital Markets Corp. Credit Lyonnais Securities (USA) Inc. Mellon Financial Markets, LLC Scotia Capital (USA) Inc. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Equity Portfolio (Salomon) 1. Name of Issuer Electronic Data Systems 2. Date of Purchase 06/20/2001 3. Number of Securities Purchased 28 Million 4. Dollar Amount of Purchase $1.4 Billion 5. Price Per Unit $50.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Merrill Lynch, Pierce, Fenner & Smith Incorporated 7. Other Members of the Underwriting Syndicate See Attached Exhibit A For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Equity Portfolio 1. Name of Issuer Danaher Corp. 2. Date of Purchase 05/03/2001 3. Number of Securities Purchased 5 Million 4. Dollar Amount of Purchase $270 Million 5. Price Per Unit $54.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Merrill Lynch 7. Other Members of the Underwriting Syndicate For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Natural Resources, SP U.S. Emerging Growth, Value (Jennison), Diversified Conservative Growth, MFS Small/Mid Cap, SP MFS Capital Opportunities Portfolios 1. Name of Issuer Aquila Inc. 2. Date of Purchase 04/23/2001 3. Number of Securities Purchased 17.5 Million 4. Dollar Amount of Purchase $420 Million 5. Price Per Unit $24.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Merrill Lynch & Co. 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Lehman Brothers Inc. Salomon Smith Barney Inc. Credit Lyonnais Securities (USA) Inc. J.P. Morgan Securities Inc. Banc of America Securities LLC Dain Rauscher Incorporated Deutsche Banc Alex. Brown Inc. A.G. Edwards & Sons, Inc. Fidelity Capital Markets, A Division of National Financial Services LLC First Union Securities, Inc. Lazard Freres & Co. LLC Prudential Securities Incorporated UBS Warburg LLC Robert W. Baird & Co. Incorporated Blaylock & Partners, L.P. Chatsworth Securities LLC Fahnestock & Co. Inc. Janney Montgomery Scott LLC Edward D. Jones & Co., L.P. Legg Mason Wood Walker, Incoporated Neuberger Berman, LLC Petrie Parkman & Co., Inc. Pryor, McClendon, Counts & Co., Inc. Ragen MacKenzie Incorporated Raymond James & Associates, Inc. Sanders Morris Harris Security Investment Company of Kansas City Simmons & Company International Stifel, Nicolaus & Company, Incorporated Utendahl Capital Partners, L.P. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP U.S. Emerging Growth, SP MFS Capital Opportunities, SP MFS Mid Cap Growth, and SP INVESCO Small Company Growth Portfolios 1. Name of Issuer Netscreen Technologies Inc. 2. Date of Purchase 12/12/2001 3. Number of Securities Purchased 10 Million 4. Dollar Amount of Purchase $160 Million 5. Price Per Unit $16.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs, J.P. Morgan 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters UBS Warburg LLC First Union Securities, Inc. Needham & Company, Inc. Pacific Crest Securities Prudential Securities Incorporated Salomon Smith Barney Inc. SoundView Technology Corporation For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Diversified Conservative Growth, Value and SP Alliance Large Cap Growth Portfolios 1. Name of Issuer Principal Financial Group, Inc. 2. Date of Purchase 10/22/2001 3. Number of Securities Purchased 10 Million 4. Dollar Amount of Purchase $1.85 Billion 5. Price Per Unit $18.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Credit Suisse First Boston Corporation Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. Banc of America Securities LLC Bear, Stearns & Co. Inc. A.G. Edwards & Sons, Inc. Fox-Pitt, Kelton Inc. J.P. Morgan Securities Inc. Lehman Brothers Inc. Samuel A. Ramirez & Company, Inc. UBS Warburg LLC ABN AMRO Rothschild LLC Sanford C. Bernstein & Co., Inc. Dain Rauscher Incorporated Epoch Securties, Inc. First Union Securities, Inc. Keefe, Bruyette & Woods, Inc. Prudential Securities Incorporated Putnam Lovell Securities Inc. RBC Dominion Securities Corporation Robertson Stephens, Inc. Sandler O'Neill & Partners, L.P. Utendahl Capital Partners, L.P. Wells Fargo Van Kasper, LLC The Williams Capital Group, L.P. BNY Capital Markets, Inc. M.R. Beal & Company Chatsworth Securities LLC Doley Securities, Inc. Guzman & Company Legg Mason Wood Walker, Incorporated Mitchell Securities Corporation of Oregon Neuberger Berman, LLC Raymond James & Associates, Inc. Muriel Siebert & Co., Inc. Sturdivant & Co., Inc. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Value (Deutsche AM), SP Alliance Technology, MFS Mid Cap Growth Portfolios 1. Name of Issuer Instinet Group Incorporated 2. Date of Purchase 05/17/2001 3. Number of Securities Purchased 32 Million 4. Dollar Amount of Purchase $464 Million 5. Price Per Unit $14.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Credit Suisse First Boston 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Deutsche Banc Alex. Brown Inc. Bear, Stearns & Co. Inc. J.P. Morgan Securities Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. WR Hambrecht & Co. Banc of America Securities LLC William Blair & Company, L.L.C. CIBC World Markets Corp. Dain Rauscher Incorporated First Union Securities, Inc. Prudential Securities Incorporated Robertson Stephens, Inc. SG Cowen Securities Corporation U.S. Bancorp Piper Jaffray Inc. Thomas Weisel Partners LLC For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Natural Resources Portfolio 1. Name of Issuer Encore Acquisition Company 2. Date of Purchase 03/08/2001 3. Number of Securities Purchased 7.15 Million 4. Dollar Amount of Purchase $100.1 Million 5. Price Per Unit $14.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs & Co. 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Credit Suisse First Boston Corporation Dain Rauscher Incorporated Petrie Parkman & Co., Inc. First Union Securities, Inc. Josephthal & Co., Inc. Prudential Securities Incorporated Raymond James & Associates, Inc. Robertson Stephens Inc. Sanders Morris Mundy inc. Stephens Inc. Wasserstein Perella Securities, Inc. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Natural Resources Portfolio 1. Name of Issuer Peabody Energy Corporation 2. Date of Purchase 05/21/2001 3. Number of Securities Purchased 15 Million 4. Dollar Amount of Purchase $420 Million 5. Price Per Unit $28.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Lehman Brothers 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Bear, Stearns & Co. Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. Incorporated UBS Warburg LLC A.G. Edwards & Sons, Inc. ABN AMRO Rothschild LLC Fidelity Capital Markets, a division of National Financial Servies LLC Prudential Securities Incorporated Robertson Stephens, Inc. Scotia Captial (USA) Inc. SG Cowen Securities Corporation Stifel, Nicolaus & Company, Incorporated Cazenove Inc. Chatsworth Securities LLC Fahnestock & Co. Inc. First Southwest Company Johnson Rice & Company L.L.C. Edward D. Jones & Co. L.P. Petrie Parkman & Co. Sanders Morris Harris For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP Deutsche International Equity 1. Name of Issuer GOTO.com 2. Date of Purchase 06/28/2001 3. Number of Securities Purchased 7.5 Million 4. Dollar Amount of Purchase $123.75 Million 5. Price Per Unit $16.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Credit Suisse First Boston, U.S. Bancorp Piper Jaffray Inc. 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A UNDERWRITERS Salomon Smith Barney Inc. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP Deutsche International Equity Portfolio 1. Name of Issuer Sprint Corporation 2. Date of Purchase 05/30/2001 3. Number of Securities Purchased 152,032,238 4. Dollar Amount of Purchase $2,888,612,522 5. Price Per Unit $19.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased UBS Warburg, Lehman Brothers 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Goldman, Sachs & Co. Morgan Stanley & Co. Incorporated Deutsche Bank Alex. Brown Inc. Salomon Smith Barney Inc. Credit Suisse First Boston Corporation J.P. Morgan Securities Inc. Lehman Brothers Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Allen & Company Incorporated Robert W. Baird & Co. Incorporated Dresdner Kleinwort Wasserstein A.G. Edwards & Sons, Inc. First Union Securities, Inc. Edward D. Jones & Co. L.P. Prudential Securities Incorporated Samuel A. Ramirez & Company, Inc. Muriel Siebert & Co., Inc. The Williams Capital Group, L.P. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP Deutsche International Equity Portfolio 1. Name of Issuer Buhrman 2. Date of Purchase 03/27/2001 3. Number of Securities Purchased 24 Million 4. Dollar Amount of Purchase eur 600 Million 5. Price Per Unit eur 25 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Merrill Lynch, Pierce, Fenner & Smith Incorporated 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Dresdner Kleinwort Benson North America LLC Deutsche ABN AMRO Rothschild LLC Fortis Morgan Stanley For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP Prudential U.S. Emerging Growth Portfolio 1. Name of Issuer The Hartford Financial Services Group Inc. 2. Date of Purchase 02/12/2001 3. Number of Securities Purchased 10 Million 4. Dollar Amount of Purchase $640 Million 5. Price Per Unit $64.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs & Co. 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Bear, Stearns & Co. Inc. Credit Suisse First Boston Corporation A.G. Edwards & Sons, Inc. Edward D. Jones & Co., L.P. Salomon Smith Barney Inc. UBS Warburg LLC Robert W. Baird & Co. Incoporated Banc of America Securities LLC Dowling & Partners Securities, LLC First Union Securities, Inc. Fox-Pitt, Kelton Inc. J.J.B. Hilliard, W.L. Lyons, Inc. Janney Montgomery Scott LLC Legg Mason Wood Walker, Incorporated Prudential Securities Incorporated Raymond James & Associates, Inc. Regions Investment Company, Inc. Scott & Stringfellow, Inc. U.S. Bancorp Piper Jaffray Inc. Wells Fargo Van Kasper, LLC For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP U.S. Emerging Growth Portfolio 1. Name of Issuer GOTO.com 2. Date of Purchase 06/28/2001 3. Number of Securities Purchased 7.5 Million 4. Dollar Amount of Purchase $123.75 Million 5. Price Per Unit $16.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Credit Suisse First Boston, U.S. Bancorp Piper Jaffray Inc. 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A UNDERWRITERS Salomon Smith Barney Inc. William Blair & Company, L.L.C. First Union Securities, Inc. Invemed Associates LLC Kaufman Bros., L.P. Lazard Freres & Co. LLC Needham & Company, Inc. Pacific Crest Securities Inc. Prudential Securities Incorporated Sands Brothers & Co., Ltd. C.E. Unterberg, Towbin Wedbush Morgan Securities Inc. Thomas Weisel Partners LLC For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP Prudential U.S. Emerging Growth Portfolio 1. Name of Issuer NRG Energy Inc. 2. Date of Purchase 03/07/2001 3. Number of Securities Purchased 16 Million 4. Dollar Amount of Purchase $432 Million 5. Price Per Unit $27.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Credit Suisse First Boston 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Merrill Lynch, Pierce, Fenner & Smith Incorporated Goldman, Sachs & Co. Salomon Smith Barney Inc. ABN AMRO Rothschild LLC Banc of America Securities LLC CIBC World Markets Corp. Credit Lyonnaise Securities (USA) Inc. Dain Rauscher Incorporated D.A. Davidson & Co. Dresdner Kleinwort Benson North America LLC Gerard Klauer Mattison & Co., Inc. Invemed Associates LLC Lazard Freres & Co. LLC J.P. Morgan Securities Inc. Prudential Securities Incorporated Ragen MacKenzie Incorporated Raymond James & Associates, Inc. Sanders Morris Harris Inc. U.S. Bancorp Piper Jaffray Inc. UBS Warburg LLC The Williams Capital Group, L.P. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP High Yield Portfolio 1. Name of Issuer Armkell Finance 2. Date of Purchase 08/14/2001 3. Number of Securities Purchased 2.265 Million 4. Dollar Amount of Purchase $225 Million 5. Price Per Unit $99.32 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased J.P. Morgan, Deutsche Banc Alex. Brown Inc. 7. Other Members of the Underwriting Syndicate For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP INVESCO Small Company Growth Portfolio 1. Name of Issuer Pemstar Inc. 2. Date of Purchase 06/07/2001 3. Number of Securities Purchased 6 Million 4. Dollar Amount of Purchase $81 Million 5. Price Per Unit $13.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Lehman Brothers 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Lehman Brothers Inc. J.P. Morgan Securities Inc. CIBC World Markets Corp. Robertson Stephens, Inc. A.G. Edwards & Sons, Inc. Fidelity Capital Markets, a division of National Financial Services LLC Merrill Lynch, Pierce, Fennor & Smith Incorporated Prudential Securities Incorporated Robert W. Baird & Co. Incorporated Edward D. Jones & Co., L.P. Kaufman Bros., L.P. C.L. King & Associates, Inc. Legg Mason Wood Walker, Inc. Needham & Company, Inc. Raymond James & Associates, Inc. C.E. Unterberg, Towbin For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP INVESCO Small Company Growth 1. Name of Issuer Lawson Software 2. Date of Purchase 12/06/2001 3. Number of Securities Purchased 14 Million 4. Dollar Amount of Purchase $196 Million 5. Price Per Unit $14.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Lehman Brothers 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters J.P. Morgan Securities Inc. U.S. Bancorp Piper Jaffray Inc. Fidelity Capital Markets, a division of National Financial Services LLC A.G. Edwards & Sons, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Prudential Securities Incorporated RBC Dain Rauscher Inc. SG Cowen Securities Corporation Chatsworth Securities LLC First Albany Corporation Jefferies & Company, Inc. Legg Mason Wood Walker, Incorporated Needham & Company, Inc. SunTrust Capital Markets, Inc. Wells Fargo Van Kasper, LLC For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP INVESCO Small Company Growth Portfolio 1. Name of Issuer United Surgical Partners International 2. Date of Purchase 06/07/2001 3. Number of Securities Purchased 9 Million 4. Dollar Amount of Purchase $126,000,000 5. Price Per Unit $14.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased SG Cowen Securities Corporation, Credit Suisse First Boston, Lehman Bros 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Advest, Inc. Banc of America Securities LLC The Chapman Company CIBC World Markets Corp. Deutsche Banc Alex. Brown Inc. Fahnestock & Co. Inc. Gerard Klauer Mattison & Co., Inc. Gruntal & Co., L.L.C. Inverned Associates LLC Jefferies & Company, Inc. Legg Mason Wood Walker, Incorporated McDonald Investments Inc. Prudential Securities Incorporated Raymond James & Associates, Inc. Sanders Morris Harris Stephens Inc. SunTrust Equitable Securities Corporation U.S. Bancorp Piper Jaffrey Inc. H.C. Wainwright & Co., Inc. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP PIMCO High Yield Portfolio 1. Name of Issuer LIN Televisision Corporation 2. Date of Purchase 06/07/2001 3. Number of Securities Purchased 2.164 Million 4. Dollar Amount of Purchase $210 Million 5. Price Per Unit $97.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased JP Morgan 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Deutsche Bank Alex. Brown Inc. J.P. Morgan Securities Inc. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP PIMCO High Yield Portfolio 1. Name of Issuer Stone Container 2. Date of Purchase 01/18/2001-01/25/2001 3. Number of Securities Purchased 7.5 Million 4. Dollar Amount of Purchase $750 Million 5. Price Per Unit $100 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Morgan Stanley 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Deutsche Bank Alex Brown For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP PIMCO High Yield Portfolio 1. Name of Issuer Six Flags Inc 144A SR NT 2. Date of Purchase 01/30/2001-02/02/2001 3. Number of Securities Purchased 7.5 Million 4. Dollar Amount of Purchase $350 Million 5. Price Per Unit $99.314 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Lehman Brothers 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Credit Lyonnais SA For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP PIMCO High Yield Portfolio 1. Name of Issuer AT&T Corp 2. Date of Purchase 11/15/2001 3. Number of Securities Purchased 27.8 Million 4. Dollar Amount of Purchase $2.75 Billion 5. Price Per Unit $98.92 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Salomon Smith Barney 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Credit Suisse First Boston Corp. Goldman Sachs & Co. Deutsche Banc Alex. Brown Inc. Banc of America Securities LLC Banc One Capital Markets Banca Commerciale Italiana Bank of Tokyo-Mitsubishi Ltd, Lond Barclays Capital BNP Paribas HSBC Securities Mizuho International PLC Royal Bank of Scotland PLC (US) Wachovia Securities Inc. Williams Capital Group LP For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP PIMCO High Yield Portfolio 1. Name of Issuer AT&T Corp 2. Date of Purchase 11/15/2001 3. Number of Securities Purchased 27.6 Million 4. Dollar Amount of Purchase $2.75 Billion 5. Price Per Unit $99.65 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Credit Suisse First Boston Corp. Goldman Sachs & Co. Deutsche Banc Alex. Brown Inc. Salomon Smith Barney Banc of America Securities LLC Banc One Capital Markets Banca Commerciale Italiana Bank of Tokyo-Mitsubishi Ltd, Lond Barclays Capital BNP Paribas HSBC Securities Mizuho International PLC Royal Bank of Scotland PLC (US) Wachovia Securities Inc. Williams Capital Group LP For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP PIMCO High Yield Portfolio 1. Name of Issuer BRL Universal Equipments 2. Date of Purchase 10/16/2001 3. Number of Securities Purchased 995,024 4. Dollar Amount of Purchase $100 Million 5. Price Per Unit $100.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased First Union 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Deutsche Banc Alex. Brown Inc. Banc One Capital Markets Scotia Capital Wachovia Securities Inc. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP PIMCO High Yield Portfolio 1. Name of Issuer Dimon Incorporated 2. Date of Purchase 10/25/2001 3. Number of Securities Purchased 2 Million 4. Dollar Amount of Purchase $200 Million 5. Price Per Unit $100 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased First Union 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Wachovia Securities Inc. Deutsche Banc Alex. Brown Inc. ING Barings Capital SunTrust Capital Markets For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP PIMCO High Yield Portfolio 1. Name of Issuer El Paso/Gemstone 2. Date of Purchase 10/25/2001 3. Number of Securities Purchased 9.5 Million 4. Dollar Amount of Purchase $950 Million 5. Price Per Unit $100 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased First Boston 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Credit Suisse First Boston Corp. Bayerische Hypo-Und Vereinsbank AG J.P. Morgan Securities SG Cowen Securities Corp. WestDeutsche Landesbank Girozentra For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP PIMCO High Yield Portfolio 1. Name of Issuer Host Marriot 2. Date of Purchase 12/06/2001 3. Number of Securities Purchased 4.5 Million 4. Dollar Amount of Purchase $450 Million 5. Price Per Unit $100 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Bank of America 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Deutsche Banc Alex. Brown Inc. Bank of Nova Scotia (US) Bear Stearns & Co. Inc. Credit Lyonnais Securities (USA) Credit Suisse First Boston Corp. Goldman Sachs & Co. Merrill Lynch & Co. Morgan Stanley Societe Generale For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP PIMCO High Yield Portfolio 1. Name of Issuer OM Group 2. Date of Purchase 12/07/2001 3. Number of Securities Purchased 4 Million 4. Dollar Amount of Purchase $400 Million 5. Price Per Unit $100.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased First Boston 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters ABN AMRO Incorporated Lehman Brothers Banc One Capital Markets, Inc. Barclays Capital Credit Lyonnais Securities NatCity Investments, Inc. Scotia Capital For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP Strategic Partners Focused Growth Portfolio 1. Name of Issuer Simplex 2. Date of Purchase 05/02/2001 3. Number of Securities Purchased 4 Million 4. Dollar Amount of Purchase $48 Million 5. Price Per Unit $12.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased SG Cowen Securities Corporation 7. Other Members of the Underwriting Syndicate See Exhibit A EXHIBIT A UNDERWRITER Credit Suisse First Boston Corporation Robert Stephens, Inc. Crowell, Weedon & Co. Dain Rauscher Incorporated D.A. Davidson & Co. Gruntal & Co. L.L.C. Hoak Breedlove Wesneski & Co. Hoefer & Arnett, Inc. Invemed Associates LLC C.L. King & Associates, Inc. Lebenthal & Co., Inc. McDonald Investments Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated PMG Capital Prudential Securities Incorporated Sands Brothers & Co., Ltd Sutro & Co. Incoporated Wedbush Morgan Securities Inc. Wells Fargo Van Kasper, LLC Wit SoundView Corporation For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP U.S. Emerging Growth Portfolio 1. Name of Issuer Weight Watchers International 2. Date of Purchase 11/14/2001 3. Number of Securities Purchased 17.4 Million 4. Dollar Amount of Purchase $417.6 Million 5. Price Per Unit $24.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Credit Suisse First Boston, Merrill Lynch, UBS Warburg 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. UBS Warburg LLC ABN AMRO Rothschild LLC Banc of America Securities LLC Bear, Stearns & Co. Inc. Invemed Associates LLC Lehman Brothers Inc. J.P. Morgan Securities Inc. Prudential Securities Incorporated RBC Dain Rauscher Inc. Scotia Capital (USA) Inc. U.S. Bancorp Piper Jaffray Inc. Robert W. Baird & Co. Incoporated Davenport & Company LLC Gruntal & Co., L.L.C. Janney Montgomery Scott LLC Johnston, Lemon & Co. Incorporated Edward D. Jones & Co., L.P. C.L. King & Associates, Inc. Legg Mason Wood Walker, Incorporated Parker/Hunter Incorporated Raymond James & Associates, Inc. Sanders Morris Harris SunTrust Capital Markets, Inc. The Williams Capital Group, L.P. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. SP U.S. Emerging Growth and SP MFS Mid Cap Growth Portfolios 1. Name of Issuer Aramark Corporation 2. Date of Purchase 12/10/2001 3. Number of Securities Purchased 30 Million 4. Dollar Amount of Purchase $690 Million 5. Price Per Unit $23.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Goldman Sachs 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. Incorporated J.P. Morgan Securities Inc. Salomon Smith Barney Inc. Epoch Securities, Inc. First Union Securities, Inc CIBC World Markets Corp. Credit Lyonnais Securities (USA) Inc. Epoch Securities, Inc. E*Trade Securities, Inc. Ormes Capital Markets, Inc. PNC Capital Markets, Inc. Prudential Securities Incorporated Pryor, Counts & Co., Inc. Robertson Stephens, Inc. Scotia Capital (USA) Inc. U.S. Bancorp Piper Jaffray Inc. Utendahl Capital Partners, L.P. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Value Portfolio (Deutsche AM) 1. Name of Issuer Global Power 2. Date of Purchase 05/17/2001 3. Number of Securities Purchased 7.35 Million 4. Dollar Amount of Purchase $147 Million 5. Price Per Unit $20.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Credit Suisse First Boston 7. Other Members of the Underwriting Syndicate Salomon Smith Barney Deutsche Banc Alex Brown Raymond James For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Value Portfolio (Jennison) 1. Name of Issuer FMC Technologies 2. Date of Purchase 06/13/2001 3. Number of Securities Purchased 8 Million 4. Dollar Amount of Purchase $221 Million 5. Price Per Unit $20.00 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Merrill Lynch & Co. 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Credit Suisse First Boston Corporation Salomon Smith Barney Inc. Banc of America Securities LLC ABN AMRO Rothschild LLC BNY Capital Markets, Inc. Danske Securities (a Division of Danske Bank A/S) Deutsche Banc Alex. Brown Inc. Lehman Brothers Inc. Midwest Research Maxis Group Ltd. J.P. Morgan Securities Inc. Morgan Keegan & Company, Inc. Morgan Stanley & Co. Incorporated Scotia Capital (USA) Inc. Simmons & Company International UBS Warburg LLC Wachovia Securities, Inc. For the fiscal period ended 12/31/01 File number 811-03623 SUB-ITEM 77-0 Exhibit Transactions Effected Pursuant to Rule 10f-3 I. Value Portfolio (Deutsche) 1. Name of Issuer The Phoenix Companies, Inc. 2. Date of Purchase 06/19/2001 3. Number of Securities Purchased 48.8 Million 4. Dollar Amount of Purchase $854 Million 5. Price Per Unit $17.50 6. Name(s) of Underwriter(s) or Dealer(s) From whom Purchased Morgan Stanley & Co. Incorporated 7. Other Members of the Underwriting Syndicate See Attached Exhibit A EXHIBIT A Underwriters Merrill Lynch, Pierce, Fenner & Smith Incorporated A.G. Edwards & Sons, Inc. Bear, Stearns & Co. Inc. Deutsche Banc Alex. Brown Inc. UBS Warburg LLC ABN Amro Incorporated Advest, Inc. Banc of America Securities LLC Barrington Research Associates, Inc. BMO Nosbitt Burns Corp. BNY Capital Markets, Inc. Conning & Company Dresdner Kleinwort Wasserstein Fox-Pitt, Kelton Inc. Janney Montgomery Scott LLC Edward D. Jones & Co. L.P. Keefe, Bruyette & Woods Inc. Morgan Keegan & Company, Inc. Neuberger Berman, LLC Putnam, Lovell & Thorton Inc. Wachovia Securities, Inc. The Williams Capital Group, L.P.