0000919574-16-014411.txt : 20160804 0000919574-16-014411.hdr.sgml : 20160804 20160804120039 ACCESSION NUMBER: 0000919574-16-014411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160802 FILED AS OF DATE: 20160804 DATE AS OF CHANGE: 20160804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MICRO CIRCUITS CORP CENTRAL INDEX KEY: 0000711065 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942586591 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4555 GREAT AMERICA PKWY #601 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4085428600 MAIL ADDRESS: STREET 1: 4555 GREAT AMERICA PKWY #601 CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEPF CHRISTOPHER CENTRAL INDEX KEY: 0001534301 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23193 FILM NUMBER: 161806453 MAIL ADDRESS: STREET 1: 81 MAIN STREET, SUITE 209 CITY: WHITE PLAINS STATE: X1 ZIP: 10601 4 1 p7225163.xml OWNERSHIP DOCUMENT X0306 4 2016-08-02 0 0000711065 APPLIED MICRO CIRCUITS CORP AMCC 0001534301 ZEPF CHRISTOPHER C/O KINGDOM RIDGE CAPITAL, LLC 81 MAIN STREET, SUITE 209 WHITE PLAINS NY 10601 1 0 0 0 Common Stock, $0.01 par value 2016-08-02 4 A 0 15836 0 A 149634 D Common Stock, $0.01 par value 7913000 I See Footnote These shares are represented by a Restricted Stock Unit awarded to a member of the Board of Directors. All shares of the award will vest fully on the first anniversary of the grant date, subject to the Director's continued service on the Board through such date and the other terms and conditions of the 2011 Equity Incentive Plan, as amended. The reported securities are directly owned by either Kingdom Ridge Capital Master Fund, Ltd., a corporation managed by Kingdom Ridge Capital, LLC or another private fund managed by Kingdom Ridge Capital, LLC. The reported securities may be deemed indirectly beneficially owned by Christopher Zepf as Managing Principal of Kingdom Ridge Capital, LLC. Christopher Zepf disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zepf is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Christopher Zepf 2016-08-04