-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RSHlX2ayvz2XrT3iQ8c/Ds7Ii9RS+/6Y+YfadbsCnwhTIFi+xa4g0Yil+zYwxzhG PDVP19/MQ7vM6WL+2vaVfg== 0000891618-02-003809.txt : 20020813 0000891618-02-003809.hdr.sgml : 20020813 20020813170830 ACCESSION NUMBER: 0000891618-02-003809 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAXTOR CORP CENTRAL INDEX KEY: 0000711039 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770123732 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16447 FILM NUMBER: 02730583 BUSINESS ADDRESS: STREET 1: 500 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088945000 MAIL ADDRESS: STREET 1: 500 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 8-K 1 f83621e8vk.htm FORM 8-K FOR AUGUST 9, 2002 Maxtor Corporation,Form 8-K, August 9, 2002
Table of Contents

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K

CURRENT REPORT

Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 13, 2002

MAXTOR CORPORATION
(Exact name of registrant as specified in its charter)


         
Delaware   0-14016   77-0123732

 
 
(State or other jurisdiction of
incorporation)
  (Commission File Number)   (IRS Employer Identification No.)


500 McCarthy Boulevard
Milpitas, California 95035
(Address of principal executive offices) (Zip Code)


Registrant’s telephone number, including area code:      (408) 894-5000

(Former name or former address, if changed since last report)


Item 7. Financial Statements and Exhibits.
Item 9. Regulation FD Disclosure.
SIGNATURES
EXHIBIT INDEX
EXHIBIT 99.1
EXHIBIT 99.2


Table of Contents

Item 7. Financial Statements and Exhibits.

         (c)  Exhibits

         The following Exhibits are filed as part of this report:

     
Exhibit No.   Description

 
99.1   Certification of Michael R. Cannon, President and Chief Executive Officer of Maxtor Corporation, filed with the Securities and Exchange Commission on August 13, 2002 pursuant to Order No. 4-460.
     
99.2   Certification of Paul J. Tufano, Executive Vice President, Chief Operating Officer and Chief Financial Officer of Maxtor Corporation, filed with the Securities and Exchange Commission on August 13, 2002 pursuant to Order No. 4-460.

Item 9. Regulation FD Disclosure.

         This information is not filed pursuant to the Securities Exchange Act of 1934, as amended, and is not incorporated by reference into any registration statement filed pursuant to the Securities Act of 1933, as amended.

         On August 13, 2002, both Michael J. Cannon, President and Chief Executive Officer of Maxtor Corporation, and Paul J. Tufano, Executive Vice President, Chief Operating Officer and Chief Financial Officer of Maxtor Corporation, filed certifications with the Securities and Exchange Commission (the “Commission”) pursuant to Order No. 4-460. Both certifications conformed exactly to the form prescribed by the Commission in Exhibit A to Order No. 4-460, without qualification or modification.


Table of Contents

SIGNATURES

         Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    MAXTOR CORPORATION
         
    By:   /s/ Paul J. Tufano
       
Date: August 13, 2002       Paul J. Tufano
Executive Vice President, Chief Operating Officer
and Chief Financial Officer


Table of Contents

EXHIBIT INDEX

     
Exhibit No.   Description

 
99.1   Certification of Michael R. Cannon, President and Chief Executive Officer of Maxtor Corporation, filed with the Securities and Exchange Commission on August 13, 2002 pursuant to Order No. 4-460.
     
99.2   Certification of Paul J. Tufano, Executive Vice President, Chief Operating Officer and Chief Financial Officer of Maxtor Corporation, filed with the Securities and Exchange Commission on August 13, 2002 pursuant to Order No. 4-460.
EX-99.1 3 f83621exv99w1.txt EXHIBIT 99.1 EXHIBIT 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Michael R. Cannon, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Maxtor Corporation, and, except as correct or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by suc report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for the Fiscal Year Ended December 29, 2001 of Maxtor Corporation; - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Maxtor Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ Michael R. Cannon - ------------------------------------- Michael R. Cannon President and Chief Executive Officer August 13, 2002 Subscribed and sworn to before me this 13th day of August 2002. /s/ Pamela Armstrong Painter - ------------------------------------- Notary Public My Commission Expires: 4-24-2004 EX-99.2 4 f83621exv99w2.txt EXHIBIT 99.2 EXHIBIT 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Paul J. Tufano, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Maxtor Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by suc report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for the Fiscal Year Ended December 29, 2001 of Maxtor Corporation; - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Maxtor Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ Paul J. Tufano - ---------------------------------------------------- Paul J. Tufano Executive Vice President, Chief Operating Officer and Chief Financial Officer August 13, 2002 Subscribed and sworn to before me this 13th day of August 2002. /s/ Pamela Armstrong Painter - ---------------------------------------------------- Notary Public My Commission Expires: 4-24-2004
-----END PRIVACY-ENHANCED MESSAGE-----