-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NcH+gem3dSiuS0R7NURnfcDnLJx7DSCqMw6Y1hMwU+4jB7wtmtbyTaOjU1G0IPOb MgT6ZxOPYPrsJyqwffssZg== 0001209191-08-033524.txt : 20080528 0001209191-08-033524.hdr.sgml : 20080528 20080528174943 ACCESSION NUMBER: 0001209191-08-033524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080425 FILED AS OF DATE: 20080528 DATE AS OF CHANGE: 20080528 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXCESS INTERNATIONAL INC/TX CENTRAL INDEX KEY: 0000710597 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 850294536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3208 COMMANDER DR CITY: DALLAS STATE: TX ZIP: 75006 BUSINESS PHONE: 9724076080 MAIL ADDRESS: STREET 1: 3208 COMMANDER DR CITY: DALLAS STATE: TX ZIP: 75006 FORMER COMPANY: FORMER CONFORMED NAME: AXCESS INC/TX DATE OF NAME CHANGE: 19980406 FORMER COMPANY: FORMER CONFORMED NAME: LASERTECHNICS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN RICHARD C E CENTRAL INDEX KEY: 0001247028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11933 FILM NUMBER: 08864469 BUSINESS ADDRESS: STREET 1: C/O CELGENE CORP STREET 2: 7 POWDER HORN DR CITY: WARREN STATE: NJ ZIP: 07059 BUSINESS PHONE: 732271100 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-04-25 0 0000710597 AXCESS INTERNATIONAL INC/TX AXSI.OB 0001247028 MORGAN RICHARD C E 330 MADISON AVE 31ST FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2008-04-25 4 A 0 5500 0.88 A 475294 D Common Stock 252715 I Owned by Richard Morgan's wife Common Stock 2008-04-25 4 A 0 5400 0.97 A 1942347 I Amphion Group Series 2005 Preferred Equity 212161 I Amphion Group Series 2006B Preferred Equity 21563 I Amphion Group Series 2006B Preferred Equity 300000 D Series 2007 Preferred Equity 250000 D Warrant (Right to Buy) 1.18 2008-01-14 4 A 0 17526 1.18 A Common Stock 17526 266865 I Amphion Group Stock Options (Right to Buy) Common Stock 134293 401158 D Warrant (Right to Buy) 1.50 2006-03-14 2011-03-14 Common Stock 294118 695276 D Warrant (Right to Buy) 2.00 2006-12-01 2011-12-01 Common Stock 300000 995276 D Warrant (Right to Buy) 2.00 2007-08-08 2012-08-08 Common Stock 125000 1120276 D Purchases made between April 25, 2008 and May 1, 2008; Average purchase price of $0.97 per share. Reflects Mr. Morgan's ownership in Amphion Ventures LP; VennWorks LLC; Antiope Partners LLC; Amphion Investmetns LLC; Amphion Capital Management LLC; Amphion Partners LLC and Ampnion Innovations PLC. Axcess has issued a number of warrants in connection to the convertible notes. During the three months ended March 31, 2008; Amphion Innovations has acquired warrants to acquire an additonal 121,921 shares of Axcess Common stock. A total of 11 new warrants were issued with a weighted strike price of $1.18. The warrants expire between January 14, 2013 and March 31, 2013. Represents six different option grants that have been issued. The exercise prices range from $0.20 - $3.00 with the grant size ranging from 500 - 50,000 and expiration dates beginning July 21, 2008 through September 21, 2017. /s/ Richard CE Morgan 2008-05-15 -----END PRIVACY-ENHANCED MESSAGE-----