-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dr1+gPWV/AcyY+xAIxj+itu80mMflfGq58vM/YjG3xcqhqn4UH/n3Co7DVsnv4O3 gXjB80EbMu6R3ScOAvyFKg== 0001181431-08-028365.txt : 20080502 0001181431-08-028365.hdr.sgml : 20080502 20080502141233 ACCESSION NUMBER: 0001181431-08-028365 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080428 FILED AS OF DATE: 20080502 DATE AS OF CHANGE: 20080502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Splain Michael E CENTRAL INDEX KEY: 0001433641 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 08798149 BUSINESS ADDRESS: BUSINESS PHONE: 650-960-1300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 3 1 rrd204263.xml SPLAIN'S FORM 3 RE: OFFICER APPOINTMENT X0202 3 2008-04-28 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001433641 Splain Michael E 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, Microelectronics Common Stock 24116.5 D Common Stock 10000 I Shares held by Michael E. Splain & Donna M. Splain JT/WROS Employee Stock Option (Right to Buy) 74.32 2009-04-18 Common Stock 2500 D Employee Stock Option (Right to Buy) 65 2009-06-13 Common Stock 2500 D Employee Stock Option (Right to Buy) 31.64 2009-09-27 Common Stock 3750 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 6250 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 6250 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 50 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 3750 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 7500 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 11250 D Employee Stock Option (Right to Buy) 16.8 2011-05-21 Common Stock 11250 D Employee Stock Option (Right to Buy) 16.832 2011-11-13 Common Stock 11250 D Employee Stock Option (Right to Buy) 15 2012-05-18 Common Stock 10000 D Employee Stock Option (Right to Buy) 15.76 2012-09-17 Common Stock 12500 D Employee Stock Option (Right to Buy) 18.4 2012-11-10 Common Stock 5000 D Employee Stock Option (Right to Buy) 16.48 2013-01-27 Common Stock 15000 D Employee Stock Option (Right to Buy) 15.4 2013-07-28 Common Stock 20750 D Employee Stock Option (Right to Buy) 21.32 2014-11-02 Common Stock 17500 D Employee Stock Option (Right to Buy) 26.56 2015-01-31 Common Stock 13125 D Employee Stock Option (Right to Buy) 20 2015-11-14 Common Stock 15525 D This includes 1,124 shares of unvested restricted stock and 19,875 shares of unvested restricted stock units. This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. /s/ Michael E. Splain 2008-04-30 -----END PRIVACY-ENHANCED MESSAGE-----