-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IukY0fOwEnO9a5HdZHSUMK2i/FfKcbgC23Vbh6Ax0EAmOg/HPjZB6JnArbLI7RqC 9srGr6rqO2Hz3JFFuC0lLA== 0001181431-08-013878.txt : 20080226 0001181431-08-013878.hdr.sgml : 20080226 20080226193213 ACCESSION NUMBER: 0001181431-08-013878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080222 FILED AS OF DATE: 20080226 DATE AS OF CHANGE: 20080226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARKSDALE JAMES L CENTRAL INDEX KEY: 0001008699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 08644275 BUSINESS ADDRESS: STREET 1: 501 EAST MIDDLEFIELD RD STREET 2: NETSCAPE COMMUNICATIONS CORP CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4152541900 MAIL ADDRESS: STREET 1: 501 EAST MIDDLEFIELD RD STREET 2: NETSCAPE COMMUNICATIONS CORP CITY: MOUNTIAN VIEW STATE: CA ZIP: 94043 4 1 rrd196555.xml BARKSDALE'S FORM 4 RE: SALE X0202 4 2008-02-22 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001008699 BARKSDALE JAMES L 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 0 0 0 Common Stock 237929 D Common Stock 2008-02-22 4 S 0 1000 17.29 D 600 I See footnote. Director Stock Option (Right to Buy) 16.832 2008-11-13 Common Stock 2500 2500 D Director Stock Option (Right to Buy) 18.4 2009-11-10 Common Stock 2500 2500 D Director Stock Option (Right to Buy) 15.6 2010-10-27 Common Stock 2500 2500 D Director Stock Option (Right to Buy) 21.32 2011-11-02 Common Stock 2500 2500 D This includes 8,429 shares of unvested restricted stock units. The 1,000 shares that were sold were held by a limited partnership for which Mr. Barksdale served as a general partner. The remaining 600 shares are held by a charitable remainder trust for which Mr. Barksdale serves as trustee. Mr. Barksdale disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. This option was granted under the Sun Microsystems, Inc. 1988 Directors' Stock Option Plan. This option vests in four equal annual installments of 625 shares beginning on November 13, 2004 or the date of Sun's 2004 Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments of 625 shares beginning on November 10, 2005 or the date of Sun's 2005 Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments of 625 shares beginning on October 27, 2006 or the date of Sun's 2006 Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments of 625 shares beginning on November 2, 2007 or the date of Sun's 2007 Annual Meeting of Stockholders, whichever is earlier. /s/ James L. Barksdale 2008-02-22 -----END PRIVACY-ENHANCED MESSAGE-----