-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OrF3hHUTjhanED3z53qNVHwF91iKrGbzCV4gPEknF7LKJMdSi+rnWRL5aquVZC9r 3wCpyGg4ZuDt36n1pTSJ6Q== 0001181431-07-069214.txt : 20071114 0001181431-07-069214.hdr.sgml : 20071114 20071114190531 ACCESSION NUMBER: 0001181431-07-069214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071112 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAPADOPOULOS GREGORY M CENTRAL INDEX KEY: 0001220066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071247241 BUSINESS ADDRESS: STREET 1: C/O SUN MICROSYSTEMS INC STREET 2: 4120 NETWORK CIRCLE M/S SCA12-202 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 4 1 rrd177163.xml PAPADOPOULOS' FORM 4 RE: STOCK SPLIT X0202 4 2007-11-12 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001220066 PAPADOPOULOS GREGORY M 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, R&D & CTO Common Stock 2007-11-12 4 S 0 .25 5.17 D 55070.25 D Employee Stock Option (Right to Buy) 20.094 2008-04-15 Common Stock 73500 26500 D Employee Stock Option (Right to Buy) 50.1252 2009-04-20 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 160 2010-04-12 Common Stock 12919 12919 D Employee Stock Option (Right to Buy) 74.32 2011-04-18 Common Stock 27921 27921 D Employee Stock Option (Right to Buy) 50.36 2011-11-07 Common Stock 9802 9802 D Employee Stock Option (Right to Buy) 50.36 2011-11-07 Common Stock 11196 11196 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 31 31 D Employee Stock Option (Right to Buy) 25.8 2012-05-02 Common Stock 31743 31743 D Employee Stock Option (Right to Buy) 14.8 2012-07-25 Common Stock 49428 9885 D Employee Stock Option (Right to Buy) 15.4 2013-07-23 Common Stock 99788 99788 D Employee Stock Option (Right to Buy) 15.16 2014-07-29 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 15.4 2015-07-28 Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 17.04 2016-07-27 Common Stock 125000 125000 D Employee Stock Option (Right to Buy) 20.4 2017-07-31 Common Stock 112500 112500 D This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. Immediately. The remainder of this option vests in one annual installment of 19,957 shares on the fifth anniversary of the date of grant. The remainder of this option vests in two equal annual installments of 20,000 shares on each of the fourth and fifth anniversaries of the date of grant. The remainder of this option vests in three equal annual installments of 15,000 shares on each of the third, fourth and fifth anniversaries of the date of grant. The remainder of this option vests in four equal annual installments of 25,000 shares on each of the second, third, fourth and fifth anniversaries of the date of grant. This option vests and becomes exercisable in five equal annual installments of 22,500 shares beginning on July 31, 2008. This includes 4,125 shares of unvested restricted stock. This transaction represents the purchase by Sun Microsystems, Inc. of a fractional share of Common Stock resulting from the company's one-for-four reverse stock split effective November 12, 2007 at a purchase price of $20.71 per share, which was the average closing price as reported on NASDAQ for the four trading days preceding the effective date. The company did not purchase fractional shares resulting from the reverse stock split if they were acquired under the company's Employee Stock Purchase Plan ("ESPP") and maintained in an ESPP account at Smith Barney. /s/ Gregory M. Papadopoulos 2007-11-13 -----END PRIVACY-ENHANCED MESSAGE-----