-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MSkyLzDLdHT/H79g8wb21mjwRc8GMoFipNdn/D7J873gGEUnIIW44HakCN7DW0xZ IsYH8w5cPuev666rXeMV+w== 0001181431-07-068689.txt : 20071113 0001181431-07-068689.hdr.sgml : 20071112 20071113191011 ACCESSION NUMBER: 0001181431-07-068689 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071108 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARKSDALE JAMES L CENTRAL INDEX KEY: 0001008699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 071240274 BUSINESS ADDRESS: STREET 1: 501 EAST MIDDLEFIELD RD STREET 2: NETSCAPE COMMUNICATIONS CORP CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4152541900 MAIL ADDRESS: STREET 1: 501 EAST MIDDLEFIELD RD STREET 2: NETSCAPE COMMUNICATIONS CORP CITY: MOUNTIAN VIEW STATE: CA ZIP: 94043 4 1 rrd177125.xml BARKSDALE'S FORM 4 RE: ANNUAL DIRECTOR GRANT X0202 4 2007-11-08 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001008699 BARKSDALE JAMES L 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 0 0 0 Common Stock 2007-11-08 4 A 0 33718 .0007 A 951718 D Common Stock 6400 I See footnote. Director Stock Option (Right to Buy) 4.208 2008-11-13 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 4.6 2009-11-10 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 3.9 2010-10-27 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 5.33 2011-11-02 Common Stock 10000 10000 D This includes 33,718 shares of unvested restricted stock units. Includes: (i) 2,400 shares held by a charitable remainder trust for which Mr. Barksdale serves as trustee; and (ii) 4,000 shares held by a limited partnership for which Mr. Barksdale serves as a general partner. Mr. Barksdale disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. This option was granted under the Sun Microsystems, Inc. 1988 Directors' Stock Option Plan. This option vests in four equal annual installments of 2,500 shares beginning on November 13, 2004 or the date of Sun's 2004 Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments of 2,500 shares beginning on November 10, 2005 or the date of Sun's 2005 Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments of 2,500 shares beginning on October 27, 2006 or the date of Sun's 2006 Annual Meeting of Stockholders, whichever is earlier. This option vests in four equal annual installments of 2,500 shares beginning on November 2, 2007 or the date of Sun's 2007 Annual Meeting of Stockholders, whichever is earlier. This transaction took place prior to the effectiveness of a one-for-four reverse split of the Common Stock of Sun Microsystems, Inc. on November 12, 2007. Accordingly, all of the information included in this report is presented on a pre-split basis. /s/ James L. Barksdale 2007-11-09 -----END PRIVACY-ENHANCED MESSAGE-----