-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GKP0cUlcfufJV1Yp9a2hM4afH7v8Qo6JhwpHG0bNhuSoG/PlLC9cxAoLb3UgAcok wkC8jVbMkOz+PX91Hnp0PA== 0001179110-04-007923.txt : 20040412 0001179110-04-007923.hdr.sgml : 20040412 20040412214610 ACCESSION NUMBER: 0001179110-04-007923 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040402 FILED AS OF DATE: 20040412 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS INC CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOIACONO JOHN P CENTRAL INDEX KEY: 0001286626 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 04729534 BUSINESS ADDRESS: STREET 1: 4120 NETWORK CIRLCE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4120 NETWORK CIRLCE CITY: SANTA CLARA STATE: CA ZIP: 95054 3 1 edgar.xml FORM 3 - X0201 3 2004-04-02 0 0000709519 SUN MICROSYSTEMS INC SUNW 0001286626 LOIACONO JOHN P 4150 NETWORK CIRCLE SANTA CLARA 95054 0 1 0 0 Exec VP, Software Common Stock 34957 D Employee Stock Option (Right to Buy) 2.9219 2004-04-10 Common Stock 41600 D Employee Stock Option (Right to Buy) 3.7657 2004-06-12 Common Stock 48000 D Employee Stock Option (Right to Buy) 3.6172 2004-11-13 Common Stock 96000 D Employee Stock Option (Right to Buy) 3.3594 2005-04-21 Common Stoick 28800 D Employee Stock Option (Right to Buy) 3.9688 2005-11-12 Common Stock 64000 D Employee Stock Option (Right to Buy) 4.7344 2005-12-10 Common Stock 40000 D Employee Stock Option (Right to Buy) 5.0235 2006-04-15 Common Stock 80000 D Employee Stock Option (Right to Buy) 9.9844 2006-12-16 Common Stock 80000 D Employee Stock Option (Right to Buy) 12.5313 2007-04-20 Common Stock 80000 D Employee Stock Option (Right to Buy) 40.00 2010-04-12 Common Stock 100000 D Employee Stock Option (Right to Buy) 18.58 2011-04-18 Common Stock 50000 D Employee Stock Option (Right to Buy) 16.25 2011-06-13 Common Stock 50000 D Employee Stock Option (Right to Buy) 12.59 2011-11-07 Common Stock 25000 D Employee Stock Option (Right to Buy) 12.59 2011-11-07 Common Stock 25000 D Employee Stock Option (Right to Buy) 9.14 2012-03-19 Common Stock 200 D Employee Stock Option (Right to Buy) 3.70 2010-07-25 Common Stock 50000 D Employee Stock Option (Right to Buy) 4.20 2011-05-21 Common Stock 35000 D Employee Stock Option (Right to Buy) 4.05 2011-09-24 Common Stock 45000 D Employee Stock Option (Right to Buy) 4.208 2011-11-13 Common Stock 20000 D Employee Stock Option (Right to Buy) 4.208 2011-11-13 Common Stock 70000 D Option granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. 104,000 shares were originally granted which vested and became exercisable in five equal annual installments of 20,800 shares beginning April 10, 1997. 80,000 shares were originally granted which vested and became exercisable in five equal annual installments of 16,000 shares beginning June 12, 1997. 160,000 shares were originally granted which vested and became exercisable in five equal annual installments of 32,000 shares beginning November 13, 1997. 48,000 shares were originally granted which vested and became exercisable in five equal annual installments of 9,600 shares beginning April 21, 1998. 80,000 shares were originally granted which vested and became exercisable in five equal annual installments of 16,000 shares beginning November 12, 1998. Shares vested and became exercisable in five equal annual installments of 8,000 shares beginning December 10, 1998. Shares vested and became exercisable in five equal annual installments of 16,000 shares beginning April 15, 1999. Shares vested and became exercisable in five equal annual installments of 16,000 shares beginning December 16, 1999. A total of 64,000 shares are fully vested and exercisable with the remaining 16,000 shares becoming exercisable with the fifth of five equal annual installments on April 20, 2004. A total of 60,000 shares are fully vested and exercisable with the remaining 40,000 shares becoming exercisable in two equal annual installments of 20,000 shares beginning April 12, 2004. A total of 20,000 shares are fully vested and exercisable with the remaining 30,000 shares becoming exercisable in three equal annual installments of 10,000 shares beginning April 18, 2004. A total of 20,000 shares are fully vested and exercisable with the remaining 30,000 shares becoming exercisable in three equal annual installments of 10,000 shares beginning June 13, 2004. A total of 10,000 shares are fully vested and exercisable with the remaining 15,000 shares becoming exercisable in three equal annual installments of 5,000 shares beginning November 7, 2004. A total of 16,666 shares are fully vested and exercisable with the remaining 8,334 shares becoming exercisable in the third of three equal annual installments on November 7, 2004. A total of 80 shares are vested and exercisable with the remaining 120 shares becoming exercisable in three equal annual installments of 40 shares on February 25, 2005. A total of 10,000 shares are fully vested and exercisable with the remaining 40,000 shares becoming exercisable in four equal annual installments of 10,000 shares beginning July 25, 2004. Shares vest and become exercisable in five equal annual installments of 7,000 shares beginning May 21, 2004. Shares vest and become exercisable in five equal annual installments of 9,000 shares beginning September 24, 2004. Shares vest and become exercisable in five equal annual installments of 4,000 shares beginning November 13, 2004. Shares vest and become exercisable in five equal annual installments of 14,000 shares beginning November 13, 2004. John P Loiacono 2004-04-12 -----END PRIVACY-ENHANCED MESSAGE-----