X0201 N-CEN/A 0001752724-20-048694 LIVE 0000709364 XXXXXXXX 811-03599 false false false N-1A S000009513 C000026016 C000026019 C000026017 C000026018 S000030672 C000136200 C000199330 C000095056 C000164681 S000009517 C000026027 C000026028 C000038083 C000026026 S000009521 C000164680 C000026034 S000009505 C000038075 C000025992 C000025991 C000025993 C000025990 S000009512 C000026012 C000026015 C000026013 C000026014 C000038081 S000009516 C000054169 C000026025 C000026024 C000038082 S000009510 C000026008 C000038078 C000026006 C000026009 C000026007 S000009506 C000025995 C000025996 C000025994 S000009507 C000025997 C000038076 C000025998 C000025999 C000098386 S000009522 C000117225 C000139107 C000054171 C000026035 ROYCE FUND 811-03599 0000709364 00000000000000000000 745 FIFTH AVENUE NEW YORK 10151 US-NY US 212-508-4500 State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Custody and Accounting Records N N N-1A 11 Y G. Peter O'Brien 000000000 N Arthur S. Mehlman 000000000 N Christopher D. Clark 001735713 Y Patricia W. Chadwick 000000000 N Charles M. Royce 000406314 Y Christopher C. Grisanti 000000000 N Michael K. Shields 000000000 N Lisa Curcio 001079308 745 Fifth Avenue New York 10151 XXXXXX N N N N N N Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N N Royce Total Return Fund S000009510 254900UK8XGKXK2Y4H10 N 5 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 600360.23000000 16869.00000000 Rule 17e-1 (17 CFR 270.17e-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Y Y Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong And Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Cairo, Cairo, EG, Branch) E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong And Shanghai Banking Corporation Limited (Ebene, Plaines Wilhems, MU, Branch) 2HI3YI5320L3RW6NJ957 MU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 61117.57000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 28409.43000000 Wall Street Access Corporation 8-25936 000010012 549300Z0MOT47D6OQV22 226111.38000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 51600.28000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 65541.22000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 70772.71000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 152750.38000000 Raymond James & Associates, Inc. 8-10999 000000705 U4ONQX15J3RO8XCKE979 34443.99000000 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 47259.87000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 70873.48000000 1158375.06000000 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 2452437.00000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 6740727000.00000000 6743179437.00000000 N 1575313326.15000000 Committed 65000000.00000000 N N N N Royce Global Financial Services Fund S000009521 254900NHGAUMIRTIGI35 N 2 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N N Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Cairo, Cairo, EG, Branch) E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Anonim Sirketi 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) 7LTWFZYICNSX8D621K86 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong And Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Itau CorpBanca 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 B. Riley & Co., LLC 8-49016 000040355 549300AEVMODVBY3QS51 1103.05000000 Mirsec Partners LLP N/A 000000000 213800JJOWD9ZACAB696 GB 1521.98000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 2338.60000000 SunTrust Robinson Humphrey, Inc. 8-17212 000006271 CSVTK36R0PNGXEM7NS14 900.00000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 2550.32000000 Wall Street Access Corporation 8-25936 000010012 549300Z0MOT47D6OQV22 3830.44000000 Davidson DA & Company Inc 8-2399 000000199 00000000000000000000 635.80000000 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 846.29000000 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 3504.04000000 Panmure Gordon & Co. Limited N/A 000000000 00000000000000000000 GB 1206.16000000 22358.18000000 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 384692.49000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 465393.71000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 221310000.00000000 222160086.20000000 N 38576409.92000000 Committed 65000000.00000000 N N N N Royce Opportunity Fund S000009512 254900Z31ISPHE5OH770 N 5 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 79707488.53000000 465840.00000000 Rule 17e-1 (17 CFR 270.17e-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-8 (17 CFR 270.17a-8) Y Y Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 Cowen and Company, LLC 8-22522 000007616 549300WR155U7DVMIW58 140965.92000000 Davidson DA & Company Inc 8-2399 000000199 00000000000000000000 64776.52000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 94591.75000000 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 272146.82000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 141180.72000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 89416.47000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 86002.08000000 Wall Street Access Corporation 8-25936 000010012 549300Z0MOT47D6OQV22 103140.20000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 164949.88000000 ROTH Capital Partners, LLC 8-32129 000015407 549300FMF3TPT1HFRF48 70447.37000000 1860919.46000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 13730388000.00000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 1359400.00000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 961950.00000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 259440.00000000 13733357495.00000000 N 925306992.94000000 Committed 65000000.00000000 N N N N Royce Smaller-Companies Growth Fund S000009517 254900ALCKAAV3BPL540 N 4 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 36590764.45000000 524636.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17e-1 (17 CFR 270.17e-1) Y Y Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 Raymond James & Associates, Inc. 8-10999 000000705 U4ONQX15J3RO8XCKE979 13944.00000000 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 52250.57000000 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 69710.68000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 31721.47000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 17512.03000000 Virtu Itg LLC 8-44218 000029299 549300S41SMIODVIT266 59099.59000000 Wall Street Access Corporation 8-25936 000010012 549300Z0MOT47D6OQV22 70728.42000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 15108.98000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 66172.98000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 15176.32000000 573870.28000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 2108000.00000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 298960.00000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 1276000.00000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 3667873000.00000000 3677405960.00000000 N 274994391.95000000 Committed 65000000.00000000 N N N N Royce Special Equity Fund S000009513 2549008NP34O8WP1UH55 N 4 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 17e-1 (17 CFR 270.17e-1) Y Y Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 KeyBanc Capital Markets Inc. 8-30177 000000566 2EQWV0180Z211YVAD813 18620.97000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 29032.26000000 Stephens Inc. 8-1927 000003496 213800LH6T9XDYZCA534 97404.00000000 Wall Street Access Corporation 8-25936 000010012 549300Z0MOT47D6OQV22 72999.41000000 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 106240.33000000 Robert W. Baird & Co. Incorporated 8-497 000008158 549300772UJAHRD6LO53 30827.29000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 83540.28000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 56941.60000000 Strategas Securities, LLC 8-68138 000149326 254900D5NQ2O9DJLKH96 48156.64000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 26254.12000000 716159.13000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 52807351000.00000000 52807351000.00000000 N 1199427270.61000000 Committed 65000000.00000000 N N N N Royce Small-Cap Value Fund S000009516 254900034HCQ6UWPFL93 N 4 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 1247761.17000000 1763.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17e-1 (17 CFR 270.17e-1) Y Y Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 10332.22000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 51523.50000000 O'Neil Securities, Incorporated 8-11763 000000894 5493002J20FGJRC1XQ20 17449.96000000 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 23451.20000000 Raymond James & Associates, Inc. 8-10999 000000705 U4ONQX15J3RO8XCKE979 9838.69000000 KeyBanc Capital Markets Inc. 8-30177 000000566 2EQWV0180Z211YVAD813 9517.61000000 Wall Street Access Corporation 8-25936 000010012 549300Z0MOT47D6OQV22 70052.34000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 36998.66000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 16401.60000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 28648.74000000 335724.00000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 3698651000.00000000 3698651000.00000000 N 183612915.68000000 Committed 65000000.00000000 N N N N Royce Premier Fund S000009505 254900B9WD8VVS3VF734 N 5 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 26963356.61000000 33079.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Y Y Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 29035.23000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 24327.08000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 158538.44000000 ABG Sundal Collier Inc. 8-44768 000030605 00000000000000000000 25109.91000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 42814.02000000 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 110695.41000000 Wall Street Access Corporation 8-25936 000010012 549300Z0MOT47D6OQV22 122563.56000000 SunTrust Robinson Humphrey, Inc. 8-17212 000006271 CSVTK36R0PNGXEM7NS14 44445.60000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 24333.27000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 47735.64000000 794730.89000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 18624681000.00000000 18624681000.00000000 N 1831686795.43000000 Committed 65000000.00000000 N N N N Royce Dividend Value Fund S000009522 2549007MGD3SU9YFNR53 N 4 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N N Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong And Shanghai Banking Corporation Limited (Colombo, Western, LK, Branch) 2HI3YI5320L3RW6NJ957 LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong And Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Itau CorpBanca 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) 7LTWFZYICNSX8D621K86 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Anonim Sirketi 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 2793.22000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 7416.59000000 Wall Street Access Corporation 8-25936 000010012 549300Z0MOT47D6OQV22 5854.16000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 2593.86000000 B. Riley & Co., LLC 8-49016 000040355 549300AEVMODVBY3QS51 3418.28000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 4540.00000000 Intermonte SIM S.p.A. N/A 000000000 YMUU1WGHJKORF9E36I98 IT 3061.18000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 4598.84000000 O'Neil Securities, Incorporated 8-11763 000000894 5493002J20FGJRC1XQ20 2751.04000000 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 3981.43000000 70861.12000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 646275000.00000000 646275000.00000000 N 110728308.21000000 Committed 65000000.00000000 N N N N Royce Pennsylvania Mutual Fund S000009507 25490056EPDKD3CIFH29 N 5 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 49553271.36000000 309838.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17e-1 (17 CFR 270.17e-1) Rule 17a-8 (17 CFR 270.17a-8) Rule 17a-7 (17 CFR 270.17a-7) Y N Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 119760.44000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 152507.12000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 231853.04000000 SunTrust Robinson Humphrey, Inc. 8-17212 000006271 CSVTK36R0PNGXEM7NS14 45531.60000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 106550.20000000 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 44100.62000000 Raymond James & Associates, Inc. 8-10999 000000705 U4ONQX15J3RO8XCKE979 70464.18000000 O'Neil Securities, Incorporated 8-11763 000000894 5493002J20FGJRC1XQ20 47673.10000000 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 117773.07000000 Wall Street Access Corporation 8-25936 000010012 549300Z0MOT47D6OQV22 233690.98000000 1458599.13000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1400000.00000000 SunTrust Robinson Humphrey, Inc. 8-17212 000006271 CSVTK36R0PNGXEM7NS14 7500.00000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 1938000.00000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 753750.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 9000.00000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1598020.00000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 827150.00000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 378000.00000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 6915666000.00000000 Robert W. Baird & Co. Incorporated 8-497 000008158 549300772UJAHRD6LO53 1244025.00000000 6923821445.00000000 N 1828894299.33000000 Committed 65000000.00000000 N N N N Royce Micro-Cap Fund S000009506 254900J9PGYOBQ7HBJ73 N 3 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 9561420.44000000 116335.00000000 Rule 17e-1 (17 CFR 270.17e-1) Rule 17a-8 (17 CFR 270.17a-8) Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 53280.46000000 Virtu Itg LLC 8-44218 000029299 549300S41SMIODVIT266 33485.77000000 Wall Street Access Corporation 8-25936 000010012 549300Z0MOT47D6OQV22 35033.31000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 28017.12000000 Raymond James & Associates, Inc. 8-10999 000000705 U4ONQX15J3RO8XCKE979 17540.87000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 13140.27000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 24705.88000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 46059.68000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 28080.61000000 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 20935.90000000 383945.31000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 680000.00000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 2176264000.00000000 Cantor Fitzgerald & Co. 8-201 000000134 5493004J7H4GCPG6OB62 258300.00000000 2177202300.00000000 N 230043730.78000000 Committed 65000000.00000000 N N N N Royce International Premier Fund S000030672 254900T1IO4HOH27S569 N 4 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Royce & Associates, LP 801-8268 000107689 254900TRO66DNJJNUA45 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N N Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) 7LTWFZYICNSX8D621K86 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Schweiz) AG 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Itau CorpBanca 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Anonim Sirketi 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Ngan Hang Trach Nhiem Huu Han Mot Thanh Vien HSBC (Viet Nam) 213800H95OG9OHRT4Y78 VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong And Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Royce & Associates, LP 254900TRO66DNJJNUA45 Y N N Legg Mason Investor Services, LLC 8-53089 000109064 00000000000000000000 0.00000000 Royce Fund Services, LLC 8-28663 000014470 00000000000000000000 0.00000000 Joh. Berenberg, Gossler & Co. KG N/A 000000000 529900UC2OD7II24Z667 DE 138103.19000000 Numis Securities Inc. 8-66139 000128471 213800GW3YZJDBPALN37 68653.39000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 43774.74000000 B. Riley & Co., LLC 8-49016 000040355 549300AEVMODVBY3QS51 89273.39000000 Peel Hunt LLP 8-68845 000157321 5493007DWN0R4YBM4C84 GB 89286.65000000 Vontobel Holding AG N/A 000000000 529900G69W5VR3DDPW23 CH 67842.65000000 Oddo BHF SCA N/A 000000000 9695002I9DJHZ3449O66 FR 35627.45000000 Carnegie, Inc. 8-45389 000031184 549300TV0TOBI3QUPX65 96939.83000000 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 283236.73000000 Daiwa Capital Markets America Inc. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 201120.06000000 1388260.48000000 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 1930913.17000000 Banque Federative du Credit Mutuel N/A 000000000 VBHFXSYT7OG62HNT8T76 FR 1681394.50000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 8386526000.00000000 8390138307.67000000 N 573939169.37000000 Committed 65000000.00000000 N N N N true