0001213900-19-025434.txt : 20191205
0001213900-19-025434.hdr.sgml : 20191205
20191205171457
ACCESSION NUMBER: 0001213900-19-025434
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191203
FILED AS OF DATE: 20191205
DATE AS OF CHANGE: 20191205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dialectic Antithesis Partners, LP
CENTRAL INDEX KEY: 0001325552
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 191271020
BUSINESS ADDRESS:
STREET 1: 119 ROWAYTON AVENUE
STREET 2: 2ND FLOOR
CITY: NORWALK
STATE: CT
ZIP: 06853
BUSINESS PHONE: 212-230-3220
MAIL ADDRESS:
STREET 1: 119 ROWAYTON AVENUE
STREET 2: 2ND FLOOR
CITY: NORWALK
STATE: CT
ZIP: 06853
FORMER NAME:
FORMER CONFORMED NAME: DIALECTIC ANTITHESIS PARTNERS, LP
DATE OF NAME CHANGE: 20081028
FORMER NAME:
FORMER CONFORMED NAME: Dialectic Antithesis Partners L P
DATE OF NAME CHANGE: 20050429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BR Dialectic Capital Management, LLC
CENTRAL INDEX KEY: 0001704985
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 191271021
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD., SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-966-1444
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD., SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTUM CORP /DE/
CENTRAL INDEX KEY: 0000709283
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 942665054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408 944 4000
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
ownership.xml
X0306
4
2019-12-03
1
0000709283
QUANTUM CORP /DE/
QMCO
0001704985
BR Dialectic Capital Management, LLC
119 ROWAYTON AVENUE, 2ND FLOOR
NORWALK,
CT
06853
0
0
1
0
0001325552
Dialectic Antithesis Partners, LP
119 ROWAYTON AVENUE, 2ND FLOOR
NORWALK,
CT
06853
0
0
1
0
Common Stock
2019-12-03
4
S
0
969900
5.25
D
0
I
Held by Dialectic Antithesis Partners, LP
In addition to BR Dialectic Capital Management, LLC, a Delaware limited liability company ("BR Dialectic"), this Form 4 is being filed jointly by Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic" and collectively, the "Filing Persons").
BR Dialectic is the general partner and investment manager of Dialectic. As a result, BR Dialectic may be deemed to indirectly beneficially own the securities held by Dialectic. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock") of Quantum Corporation, a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein.
On December 3, 2019, B. Riley Financial, Inc. ("BRF") purchased 969,900 shares of Common Stock from Dialectic at a purchase price of $5.25 per share. BRF previously reported that it may have been deemed to indirectly beneficially own the 969,900 shares of Common Stock that were previously held by Dialectic. As a result of the sale, the Filing Persons do not own any shares of Common Stock and are no longer subject to Section 16 of the Exchange Act of 1934.
BR Dialectic Capital Management, LLC, by B. Riley Capital Management, LLC, its sole member, by: /s/ Bryant R. Riley, Chief Executive Officer
2019-12-05
Dialectic Antithesis Partners, LP, by: /s/ John Fichthorn, Portfolio Manager
2019-12-05