0001209191-17-054766.txt : 20171002 0001209191-17-054766.hdr.sgml : 20171002 20171002192735 ACCESSION NUMBER: 0001209191-17-054766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171002 FILED AS OF DATE: 20171002 DATE AS OF CHANGE: 20171002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GACEK JON W CENTRAL INDEX KEY: 0001188975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 171115797 MAIL ADDRESS: STREET 1: 16220 WOOD-RED ROAD CITY: WOODINVILLE STATE: WA ZIP: 98072 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-10-02 0 0000709283 QUANTUM CORP /DE/ QTM 0001188975 GACEK JON W C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 0 1 0 0 President and CEO Common Stock 2017-10-02 4 S 0 5793 6.1941 D 407207 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017. Fractional share number (due to reverse stock split) was rounded up. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $6.12 to $6.2 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. The number of shares have been adjusted for the effect of the 1-for-8 reverse stock split effective April 18, 2017. /s/ Astrid Becker-Celik, Attorney in Fact for Jon W. Gacek 2017-10-02