0000709283-21-000045.txt : 20210816 0000709283-21-000045.hdr.sgml : 20210816 20210816200014 ACCESSION NUMBER: 0000709283-21-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210812 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothman Marc E CENTRAL INDEX KEY: 0001402025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 211180566 MAIL ADDRESS: STREET 1: 1303 E ALGONQUIN ROAD CITY: SCHAUMBURG STATE: X1 ZIP: 60196 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wf-form4_162915839692167.xml FORM 4 X0306 4 2021-08-12 0 0000709283 QUANTUM CORP /DE/ QMCO 0001402025 Rothman Marc E C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 1 0 0 0 Common Stock 2021-08-12 4 P 0 20000 5.70 A 136977 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.685 to $5.710, inclusive. The reporting person undertakes to provide to Quantum Corporation, any security holder of Quantum Corporation or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (I) to this Form 4. /s/ Josie Buensuceso, as Attorney-In-Fact 2021-08-16