Chief Compliance Officer

0001398344-23-019488.txt : 20231020 0001398344-23-019488.hdr.sgml : 20231020 20231020102819 ACCESSION NUMBER: 0001398344-23-019488 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231020 DATE AS OF CHANGE: 20231020 EFFECTIVENESS DATE: 20231020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 231336294 BUSINESS ADDRESS: STREET 1: 3110 EDWARDS MILL ROAD, STE 150 CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 3110 EDWARDS MILL ROAD, STE 150 CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000709089 XXXXXXXX 09-30-2023 09-30-2023 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

3110 EDWARDS MILL ROAD, STE 150 RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 000108216 801-18013 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 10-20-2023 0 187 198408255 INFORMATION TABLE 2 fp0085569-1_13fhr-table.xml ABBVIE INC COM 00287Y109 207636 1393 SH SOLE 1393 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2663258 8672 SH SOLE 8672 0 0 ADOBE INC COM 00724F101 509390 999 SH SOLE 999 0 0 AFLAC INC COM 001055102 1324935 17263 SH SOLE 17263 0 0 ALPHABET INC CAP STK CL C 02079K107 742579 5632 SH SOLE 5632 0 0 ALPHABET INC CAP STK CL A 02079K305 3169953 24224 SH SOLE 24224 0 0 AMAZON COM INC COM 023135106 6828759 53719 SH SOLE 53719 0 0 AMERICAN ELEC PWR CO INC COM 025537101 224156 2980 SH SOLE 2980 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1309173 7961 SH SOLE 7961 0 0 AMGEN INC COM 031162100 384324 1430 SH SOLE 1430 0 0 ANALOG DEVICES INC COM 032654105 299404 1710 SH SOLE 1710 0 0 APPLE INC COM 037833100 7055884 41212 SH SOLE 41212 0 0 APTIV PLC SHS G6095L109 361727 3669 SH SOLE 3669 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1857999 7723 SH SOLE 7723 0 0 AUTOZONE INC COM 053332102 226059 89 SH SOLE 89 0 0 BALL CORP COM 058498106 229735 4615 SH SOLE 4615 0 0 BANK AMERICA CORP COM 060505104 278007 10154 SH SOLE 10154 0 0 BECTON DICKINSON & CO COM 075887109 245604 950 SH SOLE 950 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2066069 5898 SH SOLE 5898 0 0 BLACKSTONE INC COM 09260D107 407643 3805 SH SOLE 3805 0 0 BLUE OWL CAPITAL INC COM CL A 09581B103 1471157 113515 SH SOLE 113515 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 414994 7150 SH SOLE 7150 0 0 BROADCOM INC COM 11135F101 467467 563 SH SOLE 563 0 0 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 2393620 97699 SH SOLE 97699 0 0 CATERPILLAR INC COM 149123101 550137 2015 SH SOLE 2015 0 0 CENCORA INC COM 03073E105 215964 1200 SH SOLE 1200 0 0 CHEVRON CORP NEW COM 166764100 1035530 6141 SH SOLE 6141 0 0 CISCO SYS INC COM 17275R102 202191 3761 SH SOLE 3761 0 0 CLOROX CO DEL COM 189054109 241068 1839 SH SOLE 1839 0 0 COCA COLA CO COM 191216100 564891 10091 SH SOLE 10091 0 0 CONOCOPHILLIPS COM 20825C104 381807 3187 SH SOLE 3187 0 0 CONSTELLATION BRANDS INC CL A 21036P108 5520990 21967 SH SOLE 21967 0 0 COSTCO WHSL CORP NEW COM 22160K105 4572966 8094 SH SOLE 8094 0 0 DANAHER CORPORATION COM 235851102 4300519 17334 SH SOLE 17334 0 0 DEERE & CO COM 244199105 203133 538 SH SOLE 538 0 0 DISNEY WALT CO COM 254687106 3426525 42277 SH SOLE 42277 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2626389 29757 SH SOLE 29757 0 0 ECOLAB INC COM 278865100 1792906 10584 SH SOLE 10584 0 0 ELI LILLY & CO COM 532457108 1309523 2438 SH SOLE 2438 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 429141 15679 SH SOLE 15679 0 0 EXXON MOBIL CORP COM 30231G102 597075 5078 SH SOLE 5078 0 0 FISERV INC COM 337738108 750619 6645 SH SOLE 6645 0 0 HOME DEPOT INC COM 437076102 1427549 4724 SH SOLE 4724 0 0 HONEYWELL INTL INC COM 438516106 490374 2654 SH SOLE 2654 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 214320 1528 SH SOLE 1528 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 594292 10109 SH SOLE 10109 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 5879 150 SH SOLE 150 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 282447 4029 SH SOLE 4029 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 36628 3345 SH SOLE 3345 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 36 2 SH SOLE 2 0 0 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 4837 196 SH SOLE 196 0 0 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 6584 177 SH SOLE 177 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 195151 3768 SH SOLE 3768 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 15174 600 SH SOLE 600 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 124903 3974 SH SOLE 3974 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 63344 1191 SH SOLE 1191 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 41733 1384 SH SOLE 1384 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 12690 463 SH SOLE 463 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1173310 8281 SH SOLE 8281 0 0 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 80876 1826 SH SOLE 1826 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 334068 10126 SH SOLE 10126 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 30547 960 SH SOLE 960 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 13337468 37227 SH SOLE 37227 0 0 ISHARES TR SELECT DIVID ETF 464287168 1608314 14942 SH SOLE 14942 0 0 ISHARES TR CORE S&P500 ETF 464287200 453112 1055 SH SOLE 1055 0 0 ISHARES TR CORE US AGGBD ET 464287226 4894 52 SH SOLE 52 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3226 85 SH SOLE 85 0 0 ISHARES TR IBOXX INV CP ETF 464287242 91394 896 SH SOLE 896 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 74988 1096 SH SOLE 1096 0 0 ISHARES TR 20 YR TR BD ETF 464287432 532 6 SH SOLE 6 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 27935 305 SH SOLE 305 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 891 11 SH SOLE 11 0 0 ISHARES TR MSCI EAFE ETF 464287465 689720 10008 SH SOLE 10008 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 113750 1090 SH SOLE 1090 0 0 ISHARES TR RUS MID CAP ETF 464287499 216568 3127 SH SOLE 3127 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2506330 10051 SH SOLE 10051 0 0 ISHARES TR EXPANDED TECH 464287515 98965 290 SH SOLE 290 0 0 ISHARES TR ISHARES BIOTECH 464287556 12947 106 SH SOLE 106 0 0 ISHARES TR COHEN STEER REIT 464287564 3010 60 SH SOLE 60 0 0 ISHARES TR US CONSUM DISCRE 464287580 70967 1060 SH SOLE 1060 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 415154 2735 SH SOLE 2735 0 0 ISHARES TR S&P MC 400GR ETF 464287606 59959 830 SH SOLE 830 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1260182 4738 SH SOLE 4738 0 0 ISHARES TR RUS 1000 ETF 464287622 1474440 6277 SH SOLE 6277 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 454153 3350 SH SOLE 3350 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 923569 4120 SH SOLE 4120 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 624915 3536 SH SOLE 3536 0 0 ISHARES TR S&P MC 400VL ETF 464287705 73174 725 SH SOLE 725 0 0 ISHARES TR U.S. TECH ETF 464287721 70926 676 SH SOLE 676 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1008307 10689 SH SOLE 10689 0 0 ISHARES TR DOW JONES US ETF 464287846 41792 400 SH SOLE 400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 82261 922 SH SOLE 922 0 0 ISHARES TR S&P SML 600 GWT 464287887 80033 730 SH SOLE 730 0 0 ISHARES TR MORNINGSTAR VALU 464288109 64770 1000 SH SOLE 1000 0 0 ISHARES TR MBS ETF 464288588 3286 37 SH SOLE 37 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 1296 26 SH SOLE 26 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 492 5 SH SOLE 5 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 17026 150 SH SOLE 150 0 0 ISHARES TR US HLTHCR PR ETF 464288828 171040 695 SH SOLE 695 0 0 ISHARES TR EAFE GRWTH ETF 464288885 5434 63 SH SOLE 63 0 0 ISHARES TR US TREAS BD ETF 46429B267 3240 147 SH SOLE 147 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 3560 36 SH SOLE 36 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 72675 1114 SH SOLE 1114 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 524317 7244 SH SOLE 7244 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 6978 72 SH SOLE 72 0 0 ISHARES TR MSCI USA MMENTM 46432F396 7187 51 SH SOLE 51 0 0 ISHARES TR CORE MSCI EAFE 46432F842 432086 6715 SH SOLE 6715 0 0 JOHNSON & JOHNSON COM 478160104 1348767 8660 SH SOLE 8660 0 0 JPMORGAN CHASE & CO COM 46625H100 5847132 40319 SH SOLE 40319 0 0 LAUDER ESTEE COS INC CL A 518439104 334941 2317 SH SOLE 2317 0 0 LOWES COS INC COM 548661107 216067 1040 SH SOLE 1040 0 0 MAIN STR CAP CORP COM 56035L104 298398 7344 SH SOLE 7344 0 0 MARRIOTT INTL INC NEW CL A 571903202 6099242 31030 SH SOLE 31030 0 0 MASTEC INC COM 576323109 4615940 64137 SH SOLE 64137 0 0 MASTERCARD INCORPORATED CL A 57636Q104 375982 950 SH SOLE 950 0 0 MCDONALDS CORP COM 580135101 1481718 5624 SH SOLE 5624 0 0 MERCK & CO INC COM 58933Y105 958365 9309 SH SOLE 9309 0 0 MICROSOFT CORP COM 594918104 6266306 19846 SH SOLE 19846 0 0 NEXTERA ENERGY INC COM 65339F101 228496 3988 SH SOLE 3988 0 0 NVIDIA CORPORATION COM 67066G104 952492 2190 SH SOLE 2190 0 0 ORACLE CORP COM 68389X105 387533 3659 SH SOLE 3659 0 0 PAYPAL HLDGS INC COM 70450Y103 4567363 78128 SH SOLE 78128 0 0 PEPSICO INC COM 713448108 371723 2194 SH SOLE 2194 0 0 PHILIP MORRIS INTL INC COM 718172109 277059 2993 SH SOLE 2993 0 0 PHILLIPS 66 COM 718546104 374454 3117 SH SOLE 3117 0 0 PROCTER AND GAMBLE CO COM 742718109 2247078 15406 SH SOLE 15406 0 0 QUALCOMM INC COM 747525103 7016120 63174 SH SOLE 63174 0 0 REALTY INCOME CORP COM 756109104 202607 4057 SH SOLE 4057 0 0 ROPER TECHNOLOGIES INC COM 776696106 1293512 2671 SH SOLE 2671 0 0 S&P GLOBAL INC COM 78409V104 692578 1895 SH SOLE 1895 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 596944 11975 SH SOLE 11975 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1958885 38713 SH SOLE 38713 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2288337 31468 SH SOLE 31468 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 593064 8763 SH SOLE 8763 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 423784 10231 SH SOLE 10231 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 260560 9937 SH SOLE 9937 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 83050 2622 SH SOLE 2622 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 744459 15353 SH SOLE 15353 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 630749 11269 SH SOLE 11269 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 2934536 53265 SH SOLE 53265 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2113970 29875 SH SOLE 29875 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1189 35 SH SOLE 35 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 86046 1945 SH SOLE 1945 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 249 14 SH SOLE 14 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 31592 659 SH SOLE 659 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 13531 268 SH SOLE 268 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 236 3 SH SOLE 3 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 257 2 SH SOLE 2 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 11106 161 SH SOLE 161 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 67509 419 SH SOLE 419 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 438192 4848 SH SOLE 4848 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 232 7 SH SOLE 7 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 955584 5829 SH SOLE 5829 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 94392 1602 SH SOLE 1602 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 974005 2278 SH SOLE 2278 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 5771 79 SH SOLE 79 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 16538 834 SH SOLE 834 0 0 SPDR SER TR S&P DIVID ETF 78464A763 144232 1254 SH SOLE 1254 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 53553 775 SH SOLE 775 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 3214 35 SH SOLE 35 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 39297 1121 SH SOLE 1121 0 0 SPDR SER TR SPDR S&P 500 ETF 78468R796 171084 4926 SH SOLE 4926 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 202687 5493 SH SOLE 5493 0 0 TARGET CORP COM 87612E106 440621 3985 SH SOLE 3985 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1311858 2602 SH SOLE 2602 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 224700 572 SH SOLE 572 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4584 35 SH SOLE 35 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 287730 1477 SH SOLE 1477 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 17824 236 SH SOLE 236 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 586337 2738 SH SOLE 2738 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 416485 2611 SH SOLE 2611 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 332492 1597 SH SOLE 1597 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4697 24 SH SOLE 24 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 461365 1694 SH SOLE 1694 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 645059 4677 SH SOLE 4677 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 99463 526 SH SOLE 526 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1117298 5260 SH SOLE 5260 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1589917 10232 SH SOLE 10232 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 285057 2759 SH SOLE 2759 0 0 VISA INC COM CL A 92826C839 7078212 30773 SH SOLE 30773 0 0 WABTEC COM 929740108 6334561 59608 SH SOLE 59608 0 0 WALMART INC COM 931142103 662831 4145 SH SOLE 4145 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 123725 2981 SH SOLE 2981 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 274653 7090 SH SOLE 7090 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 9822222 154705 SH SOLE 154705 0 0 WYNN RESORTS LTD COM 983134107 3771660 40814 SH SOLE 40814 0 0 ZOETIS INC CL A 98978V103 3929286 22585 SH SOLE 22585 0 0