Chief Compliance Officer

0001398344-23-008222.txt : 20230428 0001398344-23-008222.hdr.sgml : 20230428 20230428161848 ACCESSION NUMBER: 0001398344-23-008222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230428 DATE AS OF CHANGE: 20230428 EFFECTIVENESS DATE: 20230428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 23866549 BUSINESS ADDRESS: STREET 1: 3110 EDWARDS MILL ROAD, STE 150 CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 3110 EDWARDS MILL ROAD, STE 150 CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000709089 XXXXXXXX 03-31-2023 03-31-2023 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

3110 EDWARDS MILL ROAD, STE 150 RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 000108216 801-18013 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 04-28-2023 0 201 193309974 INFORMATION TABLE 2 fp0083220-1_13fhr-table.xml ABBVIE INC COM 00287Y109 222968 1399 SH SOLE 1399 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2462825 8617 SH SOLE 8617 0 0 AFLAC INC COM 001055102 1142843 17713 SH SOLE 17713 0 0 ALPHABET INC CAP STK CL C 02079K107 585728 5632 SH SOLE 5632 0 0 ALPHABET INC CAP STK CL A 02079K305 2499271 24094 SH SOLE 24094 0 0 AMAZON COM INC COM 023135106 5082281 49204 SH SOLE 49204 0 0 AMERICAN ELEC PWR CO INC COM 025537101 271150 2980 SH SOLE 2980 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1543991 7556 SH SOLE 7556 0 0 AMGEN INC COM 031162100 430554 1781 SH SOLE 1781 0 0 ANALOG DEVICES INC COM 032654105 337246 1710 SH SOLE 1710 0 0 APPLE INC COM 037833100 6582715 39919 SH SOLE 39919 0 0 APTIV PLC SHS G6095L109 204635 1824 SH SOLE 1824 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 245736 361 SH SOLE 361 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1719371 7723 SH SOLE 7723 0 0 AUTOZONE INC COM 053332102 228608 93 SH SOLE 93 0 0 BALL CORP COM 058498106 254333 4615 SH SOLE 4615 0 0 BANK AMERICA CORP COM 060505104 342701 11983 SH SOLE 11983 0 0 BECTON DICKINSON & CO COM 075887109 284671 1150 SH SOLE 1150 0 0 BECTON DICKINSON & CO 6% DP CONV PFD B 075887406 9944 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1849841 5991 SH SOLE 5991 0 0 BLACKSTONE INC COM 09260D107 333483 3796 SH SOLE 3796 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 544786 7860 SH SOLE 7860 0 0 BROADCOM INC COM 11135F101 381205 594 SH SOLE 594 0 0 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 1569168 69865 SH SOLE 69865 0 0 CATERPILLAR INC COM 149123101 461072 2015 SH SOLE 2015 0 0 CHEVRON CORP NEW COM 166764100 1063612 6519 SH SOLE 6519 0 0 CISCO SYS INC COM 17275R102 241637 4622 SH SOLE 4622 0 0 CLOROX CO DEL COM 189054109 307914 1946 SH SOLE 1946 0 0 COCA COLA CO COM 191216100 623906 10058 SH SOLE 10058 0 0 CONOCOPHILLIPS COM 20825C104 316056 3186 SH SOLE 3186 0 0 CONSTELLATION BRANDS INC CL A 21036P108 4870899 21563 SH SOLE 21563 0 0 CORNING INC COM 219350105 298645 8465 SH SOLE 8465 0 0 COSTCO WHSL CORP NEW COM 22160K105 3759684 7567 SH SOLE 7567 0 0 CVS HEALTH CORP COM 126650100 2650874 35673 SH SOLE 35673 0 0 DANAHER CORPORATION COM 235851102 4063733 16123 SH SOLE 16123 0 0 DEERE & CO COM 244199105 279598 677 SH SOLE 677 0 0 DISNEY WALT CO COM 254687106 4145850 41405 SH SOLE 41405 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2813773 29167 SH SOLE 29167 0 0 ECOLAB INC COM 278865100 1792106 10826 SH SOLE 10826 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 376815 14549 SH SOLE 14549 0 0 EXXON MOBIL CORP COM 30231G102 579473 5284 SH SOLE 5284 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 251359 4813 SH SOLE 4813 0 0 FISERV INC COM 337738108 751084 6645 SH SOLE 6645 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 391598 1197 SH SOLE 1197 0 0 HOME DEPOT INC COM 437076102 1506322 5104 SH SOLE 5104 0 0 HONEYWELL INTL INC COM 438516106 509220 2664 SH SOLE 2664 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 229861 1753 SH SOLE 1753 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 710562 11387 SH SOLE 11387 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 6332 150 SH SOLE 150 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 281814 4028 SH SOLE 4028 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 38401 3345 SH SOLE 3345 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 845 46 SH SOLE 46 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 292520 3768 SH SOLE 3768 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 16128 600 SH SOLE 600 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 158912 3932 SH SOLE 3932 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 63487 1190 SH SOLE 1190 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 41594 275 SH SOLE 275 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 13490 46 SH SOLE 46 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1192022 8242 SH SOLE 8242 0 0 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 89380 1820 SH SOLE 1820 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 335995 2042 SH SOLE 2042 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 30102 192 SH SOLE 192 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 11659648 36331 SH SOLE 36331 0 0 ISHARES TR SELECT DIVID ETF 464287168 1788414 15262 SH SOLE 15262 0 0 ISHARES TR TIPS BD ETF 464287176 1544 14 SH SOLE 14 0 0 ISHARES TR CORE S&P500 ETF 464287200 428972 1044 SH SOLE 1044 0 0 ISHARES TR CORE US AGGBD ET 464287226 5185 52 SH SOLE 52 0 0 ISHARES TR IBOXX INV CP ETF 464287242 192835 1759 SH SOLE 1759 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 88332 1383 SH SOLE 1383 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1518 10 SH SOLE 10 0 0 ISHARES TR 20 YR TR BD ETF 464287432 638 6 SH SOLE 6 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 30232 305 SH SOLE 305 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1808 22 SH SOLE 22 0 0 ISHARES TR MSCI EAFE ETF 464287465 710819 9939 SH SOLE 9939 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 115368 1086 SH SOLE 1086 0 0 ISHARES TR RUS MID CAP ETF 464287499 218374 3123 SH SOLE 3123 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2535194 10134 SH SOLE 10134 0 0 ISHARES TR EXPANDED TECH 464287515 88363 290 SH SOLE 290 0 0 ISHARES TR ISHARES BIOTECH 464287556 13674 106 SH SOLE 106 0 0 ISHARES TR US CONSUM DISCRE 464287580 68571 1060 SH SOLE 1060 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 419530 2755 SH SOLE 2755 0 0 ISHARES TR S&P MC 400GR ETF 464287606 70223 982 SH SOLE 982 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1179868 4829 SH SOLE 4829 0 0 ISHARES TR RUS 1000 ETF 464287622 1410910 6264 SH SOLE 6264 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 460032 3357 SH SOLE 3357 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 937168 4132 SH SOLE 4132 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 629739 3530 SH SOLE 3530 0 0 ISHARES TR S&P MC 400VL ETF 464287705 74508 725 SH SOLE 725 0 0 ISHARES TR U.S. TECH ETF 464287721 56800 612 SH SOLE 612 0 0 ISHARES TR U.S. REAL ES ETF 464287739 1698 20 SH SOLE 20 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1078003 11148 SH SOLE 11148 0 0 ISHARES TR DOW JONES US ETF 464287846 40028 400 SH SOLE 400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 86290 922 SH SOLE 922 0 0 ISHARES TR S&P SML 600 GWT 464287887 80215 730 SH SOLE 730 0 0 ISHARES TR MORNINGSTAR VALU 464288109 63900 1000 SH SOLE 1000 0 0 ISHARES TR MBS ETF 464288588 3979 42 SH SOLE 42 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 1314 26 SH SOLE 26 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 573 5 SH SOLE 5 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 17702 150 SH SOLE 150 0 0 ISHARES TR US HLTHCR PR ETF 464288828 241030 975 SH SOLE 975 0 0 ISHARES TR EAFE GRWTH ETF 464288885 5843 62 SH SOLE 62 0 0 ISHARES TR US TREAS BD ETF 46429B267 3437 147 SH SOLE 147 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 127589 1886 SH SOLE 1886 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 649658 8931 SH SOLE 8931 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 7145 72 SH SOLE 72 0 0 ISHARES TR MSCI USA MMENTM 46432F396 25896 186 SH SOLE 186 0 0 ISHARES TR CORE MSCI EAFE 46432F842 455768 6818 SH SOLE 6818 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 1509 32 SH SOLE 32 0 0 JOHNSON & JOHNSON COM 478160104 1343540 8668 SH SOLE 8668 0 0 JPMORGAN CHASE & CO COM 46625H100 5020364 38526 SH SOLE 38526 0 0 KIMBERLY-CLARK CORP COM 494368103 213242 1589 SH SOLE 1589 0 0 LAUDER ESTEE COS INC CL A 518439104 769290 3121 SH SOLE 3121 0 0 LILLY ELI & CO COM 532457108 844126 2458 SH SOLE 2458 0 0 LOWES COS INC COM 548661107 258071 1291 SH SOLE 1291 0 0 MAIN STR CAP CORP COM 56035L104 282941 7170 SH SOLE 7170 0 0 MARRIOTT INTL INC NEW CL A 571903202 5227953 31486 SH SOLE 31486 0 0 MASTEC INC COM 576323109 5591037 59202 SH SOLE 59202 0 0 MASTERCARD INCORPORATED CL A 57636Q104 344895 949 SH SOLE 949 0 0 MCDONALDS CORP COM 580135101 1554871 5561 SH SOLE 5561 0 0 MERCK & CO INC COM 58933Y105 1006968 9465 SH SOLE 9465 0 0 MICROSOFT CORP COM 594918104 6904262 23948 SH SOLE 23948 0 0 NEXTERA ENERGY INC COM 65339F101 443986 5760 SH SOLE 5760 0 0 NVIDIA CORPORATION COM 67066G104 550163 1981 SH SOLE 1981 0 0 ORACLE CORP COM 68389X105 339919 3658 SH SOLE 3658 0 0 PAYPAL HLDGS INC COM 70450Y103 3681419 48478 SH SOLE 48478 0 0 PEPSICO INC COM 713448108 545164 2990 SH SOLE 2990 0 0 PFIZER INC COM 717081103 234274 5742 SH SOLE 5742 0 0 PHILIP MORRIS INTL INC COM 718172109 244840 2518 SH SOLE 2518 0 0 PHILLIPS 66 COM 718546104 329450 3250 SH SOLE 3250 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 247291 2666 SH SOLE 2666 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 183 2 SH SOLE 2 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 40900 412 SH SOLE 412 0 0 PROCTER AND GAMBLE CO COM 742718109 2306260 15511 SH SOLE 15511 0 0 QUALCOMM INC COM 747525103 6602714 51754 SH SOLE 51754 0 0 REALTY INCOME CORP COM 756109104 307545 4857 SH SOLE 4857 0 0 ROPER TECHNOLOGIES INC COM 776696106 1237898 2809 SH SOLE 2809 0 0 S&P GLOBAL INC COM 78409V104 663780 1925 SH SOLE 1925 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 654874 13686 SH SOLE 13686 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1949002 40294 SH SOLE 40294 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1841724 28260 SH SOLE 28260 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 42561 649 SH SOLE 649 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 597813 8811 SH SOLE 8811 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 438701 10463 SH SOLE 10463 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 539 22 SH SOLE 22 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 262231 10066 SH SOLE 10066 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 37934 1145 SH SOLE 1145 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 141505 4525 SH SOLE 4525 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 715272 14696 SH SOLE 14696 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 617944 11252 SH SOLE 11252 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 2929637 54132 SH SOLE 54132 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1777306 24293 SH SOLE 24293 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 12458 358 SH SOLE 358 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 113414 2418 SH SOLE 2418 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 273 14 SH SOLE 14 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 34746 689 SH SOLE 689 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 14367 268 SH SOLE 268 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 37789 1121 SH SOLE 1121 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1049 13 SH SOLE 13 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1295 10 SH SOLE 10 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 11930 160 SH SOLE 160 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 63218 423 SH SOLE 423 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 395541 4775 SH SOLE 4775 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1029 32 SH SOLE 32 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 847847 5615 SH SOLE 5615 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 107723 1591 SH SOLE 1591 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 926460 2263 SH SOLE 2263 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 5769 78 SH SOLE 78 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 27140 1279 SH SOLE 1279 0 0 SPDR SER TR S&P DIVID ETF 78464A763 232869 1882 SH SOLE 1882 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 207622 2471 SH SOLE 2471 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 100151 1463 SH SOLE 1463 0 0 SPDR SER TR BLOOMBERG SHT TE 78468R408 75 3 SH SOLE 3 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 3214 35 SH SOLE 35 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 41081 1081 SH SOLE 1081 0 0 SPDR SER TR SPDR S&P 500 ETF 78468R796 162659 4893 SH SOLE 4893 0 0 T ROWE PRICE ETF INC PRICE BLUE CHIP 87283Q107 434672 18126 SH SOLE 18126 0 0 TARGET CORP COM 87612E106 731919 4419 SH SOLE 4419 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 859501 1491 SH SOLE 1491 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1163170 2461 SH SOLE 2461 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 214983 572 SH SOLE 572 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4692 35 SH SOLE 35 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 252515 1296 SH SOLE 1296 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 80540 970 SH SOLE 970 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 577943 2671 SH SOLE 2671 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 401731 2530 SH SOLE 2530 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 448714 2127 SH SOLE 2127 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4483 24 SH SOLE 24 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 422532 1694 SH SOLE 1694 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 670062 4852 SH SOLE 4852 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 91431 482 SH SOLE 482 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1117224 5474 SH SOLE 5474 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1544333 10027 SH SOLE 10027 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 295522 2801 SH SOLE 2801 0 0 VISA INC COM CL A 92826C839 6643395 29466 SH SOLE 29466 0 0 WABTEC COM 929740108 6231855 61665 SH SOLE 61665 0 0 WALMART INC COM 931142103 684310 4641 SH SOLE 4641 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 177450 4062 SH SOLE 4062 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 278623 7068 SH SOLE 7068 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 8797632 141123 SH SOLE 141123 0 0 WYNN RESORTS LTD COM 983134107 4167528 37240 SH SOLE 37240 0 0 ZOETIS INC CL A 98978V103 3752533 22546 SH SOLE 22546 0 0