Chief Compliance Officer

0001398344-22-021226.txt : 20221102 0001398344-22-021226.hdr.sgml : 20221102 20221102120413 ACCESSION NUMBER: 0001398344-22-021226 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221102 DATE AS OF CHANGE: 20221102 EFFECTIVENESS DATE: 20221102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 221352941 BUSINESS ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709089 XXXXXXXX 09-30-2022 09-30-2022 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

5120 BUR OAK CIRCLE RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 11-01-2022 0 192 177635 INFORMATION TABLE 2 fp0080444-16_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 438 3962 SH SOLE 3962 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2252 8751 SH SOLE 8751 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 5382 34423 SH SOLE 34423 0 0 AFLAC INC COM 001055102 1013 18033 SH SOLE 18033 0 0 ALPHABET INC CAP STK CL C 02079K107 525 5460 SH SOLE 5460 0 0 ALPHABET INC CAP STK CL A 02079K305 1898 19840 SH SOLE 19840 0 0 AMAZON COM INC COM 023135106 3440 30441 SH SOLE 30441 0 0 AMERICAN ELEC PWR CO INC COM 025537101 258 2980 SH SOLE 2980 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1803 8398 SH SOLE 8398 0 0 AMGEN INC COM 031162100 286 1271 SH SOLE 1271 0 0 ANALOG DEVICES INC COM 032654105 238 1710 SH SOLE 1710 0 0 APPLE INC COM 037833100 7930 57380 SH SOLE 57380 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1849 8173 SH SOLE 8173 0 0 BALL CORP COM 058498106 226 4685 SH SOLE 4685 0 0 BECTON DICKINSON & CO COM 075887109 256 1150 SH SOLE 1150 0 0 BECTON DICKINSON & CO 6% DP CONV PFD B 075887406 9 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1670 6256 SH SOLE 6256 0 0 BK OF AMERICA CORP COM 060505104 355 11767 SH SOLE 11767 0 0 BLACKSTONE INC COM 09260D107 359 4293 SH SOLE 4293 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 516 7260 SH SOLE 7260 0 0 BROADCOM INC COM 11135F101 297 669 SH SOLE 669 0 0 CATERPILLAR INC COM 149123101 1314 8010 SH SOLE 8010 0 0 CHEVRON CORP NEW COM 166764100 943 6566 SH SOLE 6566 0 0 CLOROX CO DEL COM 189054109 282 2195 SH SOLE 2195 0 0 COCA COLA CO COM 191216100 3893 69494 SH SOLE 69494 0 0 COLGATE PALMOLIVE CO COM 194162103 1265 18000 SH SOLE 18000 0 0 CONOCOPHILLIPS COM 20825C104 324 3168 SH SOLE 3168 0 0 CONSTELLATION BRANDS INC CL A 21036P108 4935 21485 SH SOLE 21485 0 0 CORNING INC COM 219350105 217 7484 SH SOLE 7484 0 0 CORTEVA INC COM 22052L104 457 8001 SH SOLE 8001 0 0 COSTCO WHSL CORP NEW COM 22160K105 3419 7240 SH SOLE 7240 0 0 CVS HEALTH CORP COM 126650100 1880 19712 SH SOLE 19712 0 0 DANAHER CORPORATION COM 235851102 4183 16196 SH SOLE 16196 0 0 DEERE & CO COM 244199105 1849 5538 SH SOLE 5538 0 0 DISNEY WALT CO COM 254687106 3149 33382 SH SOLE 33382 0 0 DOW INC COM 260557103 485 11033 SH SOLE 11033 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2715 29184 SH SOLE 29184 0 0 DUPONT DE NEMOURS INC COM 26614N102 403 8001 SH SOLE 8001 0 0 ECOLAB INC COM 278865100 1852 12821 SH SOLE 12821 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 379 15940 SH SOLE 15940 0 0 EXXON MOBIL CORP COM 30231G102 473 5417 SH SOLE 5417 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 273 4799 SH SOLE 4799 0 0 FISERV INC COM 337738108 640 6845 SH SOLE 6845 0 0 FORD MTR CO DEL COM 345370860 177 15825 SH SOLE 15825 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 419 1431 SH SOLE 1431 0 0 HOME DEPOT INC COM 437076102 2961 10732 SH SOLE 10732 0 0 HONEYWELL INTL INC COM 438516106 506 3029 SH SOLE 3029 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 655 11328 SH SOLE 11328 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 39 991 SH SOLE 991 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 231 4027 SH SOLE 4027 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 40 3345 SH SOLE 3345 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 0 2 SH SOLE 2 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 277 3768 SH SOLE 3768 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 31 1200 SH SOLE 1200 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 185 3842 SH SOLE 3842 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 39 273 SH SOLE 273 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 30 410 SH SOLE 410 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 12 46 SH SOLE 46 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1040 8173 SH SOLE 8173 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 341 2339 SH SOLE 2339 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 57 413 SH SOLE 413 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6101 22827 SH SOLE 22827 0 0 ISHARES TR SELECT DIVID ETF 464287168 1610 15012 SH SOLE 15012 0 0 ISHARES TR CORE S&P500 ETF 464287200 354 986 SH SOLE 986 0 0 ISHARES TR CORE US AGGBD ET 464287226 99 1026 SH SOLE 1026 0 0 ISHARES TR IBOXX INV CP ETF 464287242 458 4474 SH SOLE 4474 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 65 1120 SH SOLE 1120 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1 11 SH SOLE 11 0 0 ISHARES TR MSCI EAFE ETF 464287465 563 10052 SH SOLE 10052 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 103 1069 SH SOLE 1069 0 0 ISHARES TR RUS MID CAP ETF 464287499 193 3102 SH SOLE 3102 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2183 9955 SH SOLE 9955 0 0 ISHARES TR EXPANDED TECH 464287515 73 290 SH SOLE 290 0 0 ISHARES TR ISHARES BIOTECH 464287556 12 106 SH SOLE 106 0 0 ISHARES TR GLOBAL 100 ETF 464287572 44 737 SH SOLE 737 0 0 ISHARES TR US CONSUM DISCRE 464287580 62 1060 SH SOLE 1060 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 389 2858 SH SOLE 2858 0 0 ISHARES TR S&P MC 400GR ETF 464287606 62 982 SH SOLE 982 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1082 5145 SH SOLE 5145 0 0 ISHARES TR RUS 1000 ETF 464287622 1250 6334 SH SOLE 6334 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 433 3359 SH SOLE 3359 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 862 4171 SH SOLE 4171 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 923 5594 SH SOLE 5594 0 0 ISHARES TR S&P MC 400VL ETF 464287705 65 725 SH SOLE 725 0 0 ISHARES TR U.S. TECH ETF 464287721 45 612 SH SOLE 612 0 0 ISHARES TR CORE S&P SCP ETF 464287804 932 10684 SH SOLE 10684 0 0 ISHARES TR DOW JONES US ETF 464287846 35 400 SH SOLE 400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 76 922 SH SOLE 922 0 0 ISHARES TR S&P SML 600 GWT 464287887 74 729 SH SOLE 729 0 0 ISHARES TR MORNINGSTAR VALU 464288109 56 1000 SH SOLE 1000 0 0 ISHARES TR EAFE SML CP ETF 464288273 12 245 SH SOLE 245 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 13 115 SH SOLE 115 0 0 ISHARES TR PFD AND INCM SEC 464288687 5 161 SH SOLE 161 0 0 ISHARES TR US HOME CONS ETF 464288752 59 1133 SH SOLE 1133 0 0 ISHARES TR U.S. MED DVC ETF 464288810 7 150 SH SOLE 150 0 0 ISHARES TR US HLTHCR PR ETF 464288828 249 975 SH SOLE 975 0 0 ISHARES TR EAFE GRWTH ETF 464288885 5 62 SH SOLE 62 0 0 ISHARES TR US TREAS BD ETF 46429B267 3 147 SH SOLE 147 0 0 ISHARES TR MSCI CHINA ETF 46429B671 4 99 SH SOLE 99 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 104 1823 SH SOLE 1823 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 583 8814 SH SOLE 8814 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 2 25 SH SOLE 25 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 5 50 SH SOLE 50 0 0 ISHARES TR MSCI USA VALUE 46432F388 4 45 SH SOLE 45 0 0 ISHARES TR MSCI USA MMENTM 46432F396 38 288 SH SOLE 288 0 0 ISHARES TR CORE MSCI EAFE 46432F842 422 8016 SH SOLE 8016 0 0 JOHNSON & JOHNSON COM 478160104 3823 23399 SH SOLE 23399 0 0 JPMORGAN CHASE & CO COM 46625H100 3309 31663 SH SOLE 31663 0 0 LAUDER ESTEE COS INC CL A 518439104 695 3219 SH SOLE 3219 0 0 LILLY ELI & CO COM 532457108 830 2568 SH SOLE 2568 0 0 LOWES COS INC COM 548661107 204 1085 SH SOLE 1085 0 0 MAIN STR CAP CORP COM 56035L104 260 7739 SH SOLE 7739 0 0 MARRIOTT INTL INC NEW CL A 571903202 4007 28595 SH SOLE 28595 0 0 MASTEC INC COM 576323109 2547 40104 SH SOLE 40104 0 0 MCDONALDS CORP COM 580135101 1157 5015 SH SOLE 5015 0 0 MERCK & CO INC COM 58933Y105 561 6515 SH SOLE 6515 0 0 MICROSOFT CORP COM 594918104 5334 22904 SH SOLE 22904 0 0 NEXTERA ENERGY INC COM 65339F101 471 6003 SH SOLE 6003 0 0 ORACLE CORP COM 68389X105 244 3996 SH SOLE 3996 0 0 PAYPAL HLDGS INC COM 70450Y103 790 9175 SH SOLE 9175 0 0 PEPSICO INC COM 713448108 367 2245 SH SOLE 2245 0 0 PFIZER INC COM 717081103 207 4740 SH SOLE 4740 0 0 PHILIP MORRIS INTL INC COM 718172109 216 2598 SH SOLE 2598 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 297 3312 SH SOLE 3312 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 40 405 SH SOLE 405 0 0 PROCTER AND GAMBLE CO COM 742718109 6398 50680 SH SOLE 50680 0 0 QUALCOMM INC COM 747525103 2287 20238 SH SOLE 20238 0 0 QUEST DIAGNOSTICS INC COM 74834L100 242 1974 SH SOLE 1974 0 0 REALTY INCOME CORP COM 756109104 374 6426 SH SOLE 6426 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 234 4404 SH SOLE 4404 0 0 ROPER TECHNOLOGIES INC COM 776696106 1022 2842 SH SOLE 2842 0 0 S&P GLOBAL INC COM 78409V104 638 2088 SH SOLE 2088 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 580 13806 SH SOLE 13806 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2074 48969 SH SOLE 48969 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1756 31473 SH SOLE 31473 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 555 9165 SH SOLE 9165 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 395 10442 SH SOLE 10442 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 252 10732 SH SOLE 10732 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 82 3245 SH SOLE 3245 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 299 7033 SH SOLE 7033 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 106 2211 SH SOLE 2211 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 3148 66803 SH SOLE 66803 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1591 23948 SH SOLE 23948 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1 35 SH SOLE 35 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 89 1957 SH SOLE 1957 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 32 647 SH SOLE 647 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 13 258 SH SOLE 258 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 12 181 SH SOLE 181 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8 121 SH SOLE 121 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 59 413 SH SOLE 413 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 203 2825 SH SOLE 2825 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 8 92 SH SOLE 92 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 672 5658 SH SOLE 5658 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 101 1546 SH SOLE 1546 0 0 SOUTHERN CO COM 842587107 279 4100 SH SOLE 4100 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 855 2393 SH SOLE 2393 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 11 164 SH SOLE 164 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 13 210 SH SOLE 210 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 7 377 SH SOLE 377 0 0 SPDR SER TR S&P REGL BKG 78464A698 10 169 SH SOLE 169 0 0 SPDR SER TR S&P DIVID ETF 78464A763 170 1521 SH SOLE 1521 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 187 2469 SH SOLE 2469 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 88 1457 SH SOLE 1457 0 0 T ROWE PRICE ETF INC PRICE BLUE CHIP 87283Q107 525 24987 SH SOLE 24987 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 935 1844 SH SOLE 1844 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1299 2571 SH SOLE 2571 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 222 675 SH SOLE 675 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4 35 SH SOLE 35 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 251 1471 SH SOLE 1471 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 78 968 SH SOLE 968 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 595 3047 SH SOLE 3047 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 408 2844 SH SOLE 2844 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 397 2109 SH SOLE 2109 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4 24 SH SOLE 24 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 416 1946 SH SOLE 1946 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 570 4616 SH SOLE 4616 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 82 481 SH SOLE 481 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1006 5605 SH SOLE 5605 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1408 10415 SH SOLE 10415 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 256 2703 SH SOLE 2703 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 307 8091 SH SOLE 8091 0 0 VISA INC COM CL A 92826C839 5212 29338 SH SOLE 29338 0 0 WABTEC COM 929740108 4973 61132 SH SOLE 61132 0 0 WALMART INC COM 931142103 578 4454 SH SOLE 4454 0 0 WASTE MGMT INC DEL COM 94106L109 1602 10000 SH SOLE 10000 0 0 WISDOMTREE TR US AI ENHANCED 97717W406 64 780 SH SOLE 780 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 149 5426 SH SOLE 5426 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 253 5989 SH SOLE 5989 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 247 6885 SH SOLE 6885 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 6949 128902 SH SOLE 128902 0 0 WYNN RESORTS LTD COM 983134107 2362 37478 SH SOLE 37478 0 0 ZOETIS INC CL A 98978V103 3184 21471 SH SOLE 21471 0 0