Chief Compliance Officer

0001398344-22-013971.txt : 20220725 0001398344-22-013971.hdr.sgml : 20220725 20220725101620 ACCESSION NUMBER: 0001398344-22-013971 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220725 DATE AS OF CHANGE: 20220725 EFFECTIVENESS DATE: 20220725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 221101950 BUSINESS ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709089 XXXXXXXX 06-30-2022 06-30-2022 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

5120 BUR OAK CIRCLE RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 07-25-2022 0 212 193645 INFORMATION TABLE 2 fp0077881_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 513 3962 SH SOLE 3962 0 0 ABBVIE INC COM 00287Y109 217 1414 SH SOLE 1414 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2485 8951 SH SOLE 8951 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 5775 33365 SH SOLE 33365 0 0 AFLAC INC COM 001055102 1111 20073 SH SOLE 20073 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 356 3000 SH SOLE 3000 0 0 ALPHABET INC CAP STK CL C 02079K107 597 273 SH SOLE 273 0 0 ALPHABET INC CAP STK CL A 02079K305 2227 1022 SH SOLE 1022 0 0 AMAZON COM INC COM 023135106 3010 28341 SH SOLE 28341 0 0 AMERICAN ELEC PWR CO INC COM 025537101 286 2980 SH SOLE 2980 0 0 AMERICAN TOWER CORP NEW COM 03027X100 2162 8458 SH SOLE 8458 0 0 AMGEN INC COM 031162100 309 1271 SH SOLE 1271 0 0 ANALOG DEVICES INC COM 032654105 513 3510 SH SOLE 3510 0 0 APPLE INC COM 037833100 8023 58682 SH SOLE 58682 0 0 AT&T INC COM 00206R102 237 11326 SH SOLE 11326 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1717 8173 SH SOLE 8173 0 0 BALL CORP COM 058498106 322 4685 SH SOLE 4685 0 0 BECTON DICKINSON & CO COM 075887109 293 1190 SH SOLE 1190 0 0 BECTON DICKINSON & CO 6% DP CONV PFD B 075887406 10 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1703 6236 SH SOLE 6236 0 0 BK OF AMERICA CORP COM 060505104 366 11767 SH SOLE 11767 0 0 BLACKSTONE INC COM 09260D107 542 5945 SH SOLE 5945 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 588 7633 SH SOLE 7633 0 0 BROADCOM INC COM 11135F101 412 849 SH SOLE 849 0 0 CATERPILLAR INC COM 149123101 1432 8009 SH SOLE 8009 0 0 CHEVRON CORP NEW COM 166764100 966 6670 SH SOLE 6670 0 0 CLOROX CO DEL COM 189054109 305 2163 SH SOLE 2163 0 0 COCA COLA CO COM 191216100 5315 84481 SH SOLE 84481 0 0 COLGATE PALMOLIVE CO COM 194162103 1763 22000 SH SOLE 22000 0 0 CONOCOPHILLIPS COM 20825C104 291 3238 SH SOLE 3238 0 0 CONSTELLATION BRANDS INC CL A 21036P108 5004 21471 SH SOLE 21471 0 0 CORNING INC COM 219350105 236 7484 SH SOLE 7484 0 0 CORTEVA INC COM 22052L104 433 8001 SH SOLE 8001 0 0 COSTCO WHSL CORP NEW COM 22160K105 3515 7335 SH SOLE 7335 0 0 CSX CORP COM 126408103 211 7275 SH SOLE 7275 0 0 CVS HEALTH CORP COM 126650100 1769 19096 SH SOLE 19096 0 0 DANAHER CORPORATION COM 235851102 4124 16266 SH SOLE 16266 0 0 DEERE & CO COM 244199105 1658 5538 SH SOLE 5538 0 0 DIGITAL RLTY TR INC COM 253868103 312 2402 SH SOLE 2402 0 0 DISNEY WALT CO COM 254687106 3222 34127 SH SOLE 34127 0 0 DOW INC COM 260557103 590 11438 SH SOLE 11438 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 3141 29296 SH SOLE 29296 0 0 DUPONT DE NEMOURS INC COM 26614N102 445 8001 SH SOLE 8001 0 0 ECOLAB INC COM 278865100 2058 13385 SH SOLE 13385 0 0 EXXON MOBIL CORP COM 30231G102 463 5411 SH SOLE 5411 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 250 4798 SH SOLE 4798 0 0 FISERV INC COM 337738108 609 6845 SH SOLE 6845 0 0 FORD MTR CO DEL COM 345370860 167 15000 SH SOLE 15000 0 0 GENERAL ELECTRIC CO COM NEW 369604301 543 8533 SH SOLE 8533 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 471 1587 SH SOLE 1587 0 0 HOME DEPOT INC COM 437076102 2947 10746 SH SOLE 10746 0 0 HONEYWELL INTL INC COM 438516106 533 3069 SH SOLE 3069 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 226 1600 SH SOLE 1600 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 698 11260 SH SOLE 11260 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 43 980 SH SOLE 980 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 236 4027 SH SOLE 4027 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 41 3345 SH SOLE 3345 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 0 2 SH SOLE 2 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 269 3768 SH SOLE 3768 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 33 1200 SH SOLE 1200 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 174 3797 SH SOLE 3797 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 40 272 SH SOLE 272 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 32 410 SH SOLE 410 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 12 46 SH SOLE 46 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1091 8128 SH SOLE 8128 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 358 2335 SH SOLE 2335 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 61 413 SH SOLE 413 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6314 22529 SH SOLE 22529 0 0 ISHARES TR SELECT DIVID ETF 464287168 1788 15195 SH SOLE 15195 0 0 ISHARES TR CORE S&P500 ETF 464287200 369 973 SH SOLE 973 0 0 ISHARES TR CORE US AGGBD ET 464287226 104 1024 SH SOLE 1024 0 0 ISHARES TR IBOXX INV CP ETF 464287242 491 4465 SH SOLE 4465 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 68 1120 SH SOLE 1120 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1 11 SH SOLE 11 0 0 ISHARES TR MSCI EAFE ETF 464287465 628 10052 SH SOLE 10052 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 109 1069 SH SOLE 1069 0 0 ISHARES TR RUS MID CAP ETF 464287499 201 3102 SH SOLE 3102 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2346 10368 SH SOLE 10368 0 0 ISHARES TR EXPANDED TECH 464287515 78 290 SH SOLE 290 0 0 ISHARES TR ISHARES BIOTECH 464287556 12 106 SH SOLE 106 0 0 ISHARES TR GLOBAL 100 ETF 464287572 47 737 SH SOLE 737 0 0 ISHARES TR US CONSUM DISCRE 464287580 60 1060 SH SOLE 1060 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 414 2858 SH SOLE 2858 0 0 ISHARES TR S&P MC 400GR ETF 464287606 63 982 SH SOLE 982 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1125 5145 SH SOLE 5145 0 0 ISHARES TR RUS 1000 ETF 464287622 1316 6334 SH SOLE 6334 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 457 3359 SH SOLE 3359 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 860 4171 SH SOLE 4171 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 947 5594 SH SOLE 5594 0 0 ISHARES TR S&P MC 400VL ETF 464287705 68 725 SH SOLE 725 0 0 ISHARES TR U.S. TECH ETF 464287721 49 612 SH SOLE 612 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1061 11486 SH SOLE 11486 0 0 ISHARES TR DOW JONES US ETF 464287846 37 400 SH SOLE 400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 82 922 SH SOLE 922 0 0 ISHARES TR S&P SML 600 GWT 464287887 77 729 SH SOLE 729 0 0 ISHARES TR MORNINGSTAR VALU 464288109 60 1000 SH SOLE 1000 0 0 ISHARES TR EAFE SML CP ETF 464288273 13 245 SH SOLE 245 0 0 ISHARES TR IBOXX HI YD ETF 464288513 714 9705 SH SOLE 9705 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 14 114 SH SOLE 114 0 0 ISHARES TR PFD AND INCM SEC 464288687 5 161 SH SOLE 161 0 0 ISHARES TR US HOME CONS ETF 464288752 59 1133 SH SOLE 1133 0 0 ISHARES TR U.S. MED DVC ETF 464288810 8 150 SH SOLE 150 0 0 ISHARES TR US HLTHCR PR ETF 464288828 249 975 SH SOLE 975 0 0 ISHARES TR EAFE GRWTH ETF 464288885 5 62 SH SOLE 62 0 0 ISHARES TR US TREAS BD ETF 46429B267 4 147 SH SOLE 147 0 0 ISHARES TR MSCI CHINA ETF 46429B671 6 99 SH SOLE 99 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 115 1823 SH SOLE 1823 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 619 8814 SH SOLE 8814 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 3 25 SH SOLE 25 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 6 50 SH SOLE 50 0 0 ISHARES TR MSCI USA VALUE 46432F388 4 45 SH SOLE 45 0 0 ISHARES TR MSCI USA MMENTM 46432F396 39 288 SH SOLE 288 0 0 ISHARES TR CORE MSCI EAFE 46432F842 472 8016 SH SOLE 8016 0 0 JOHNSON & JOHNSON COM 478160104 4299 24219 SH SOLE 24219 0 0 JPMORGAN CHASE & CO COM 46625H100 3701 32866 SH SOLE 32866 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 207 1500 SH SOLE 1500 0 0 KIMBERLY-CLARK CORP COM 494368103 215 1589 SH SOLE 1589 0 0 KRAFT HEINZ CO COM 500754106 572 15000 SH SOLE 15000 0 0 LAUDER ESTEE COS INC CL A 518439104 817 3206 SH SOLE 3206 0 0 LILLY ELI & CO COM 532457108 833 2568 SH SOLE 2568 0 0 MARRIOTT INTL INC NEW CL A 571903202 3979 29258 SH SOLE 29258 0 0 MASTEC INC COM 576323109 2864 39970 SH SOLE 39970 0 0 MCDONALDS CORP COM 580135101 1325 5368 SH SOLE 5368 0 0 MERCK & CO INC COM 58933Y105 851 9329 SH SOLE 9329 0 0 MICROSOFT CORP COM 594918104 5940 23128 SH SOLE 23128 0 0 MONDELEZ INTL INC CL A 609207105 279 4495 SH SOLE 4495 0 0 NEXTERA ENERGY INC COM 65339F101 520 6712 SH SOLE 6712 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 210 2835 SH SOLE 2835 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 112 2320 SH SOLE 2320 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 95 2758 SH SOLE 2758 0 0 ORACLE CORP COM 68389X105 284 4065 SH SOLE 4065 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 263 10654 SH SOLE 10654 0 0 PAYPAL HLDGS INC COM 70450Y103 237 3398 SH SOLE 3398 0 0 PEPSICO INC COM 713448108 374 2245 SH SOLE 2245 0 0 PFIZER INC COM 717081103 249 4740 SH SOLE 4740 0 0 PHILIP MORRIS INTL INC COM 718172109 330 3347 SH SOLE 3347 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 337 3542 SH SOLE 3542 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 40 403 SH SOLE 403 0 0 PROCTER AND GAMBLE CO COM 742718109 7343 51070 SH SOLE 51070 0 0 QUALCOMM INC COM 747525103 2188 17128 SH SOLE 17128 0 0 QUEST DIAGNOSTICS INC COM 74834L100 263 1974 SH SOLE 1974 0 0 REALTY INCOME CORP COM 756109104 438 6422 SH SOLE 6422 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 225 4479 SH SOLE 4479 0 0 ROPER TECHNOLOGIES INC COM 776696106 1122 2842 SH SOLE 2842 0 0 S&P GLOBAL INC COM 78409V104 704 2088 SH SOLE 2088 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 625 14136 SH SOLE 14136 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2225 49826 SH SOLE 49826 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1823 31430 SH SOLE 31430 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 574 9144 SH SOLE 9144 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 418 10722 SH SOLE 10722 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 7 276 SH SOLE 276 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 290 11202 SH SOLE 11202 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 6 194 SH SOLE 194 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 102 3619 SH SOLE 3619 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 332 7327 SH SOLE 7327 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 112 2201 SH SOLE 2201 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 3350 66695 SH SOLE 66695 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1701 23748 SH SOLE 23748 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 7 224 SH SOLE 224 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 93 1948 SH SOLE 1948 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 3 132 SH SOLE 132 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 33 647 SH SOLE 647 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 14 258 SH SOLE 258 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 4 130 SH SOLE 130 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 13 181 SH SOLE 181 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9 120 SH SOLE 120 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 57 412 SH SOLE 412 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 199 2783 SH SOLE 2783 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 28 321 SH SOLE 321 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 717 5644 SH SOLE 5644 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 108 1541 SH SOLE 1541 0 0 SOUTHERN CO COM 842587107 291 4074 SH SOLE 4074 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 902 2392 SH SOLE 2392 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 12 164 SH SOLE 164 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 14 210 SH SOLE 210 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 8 377 SH SOLE 377 0 0 SPDR SER TR S&P REGL BKG 78464A698 10 169 SH SOLE 169 0 0 SPDR SER TR S&P DIVID ETF 78464A763 180 1513 SH SOLE 1513 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 198 2469 SH SOLE 2469 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 89 1453 SH SOLE 1453 0 0 T ROWE PRICE ETF INC PRICE BLUE CHIP 87283Q107 384 17487 SH SOLE 17487 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1119 2059 SH SOLE 2059 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1318 2565 SH SOLE 2565 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 229 659 SH SOLE 659 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5 35 SH SOLE 35 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 258 1469 SH SOLE 1469 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 88 968 SH SOLE 968 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 594 3016 SH SOLE 3016 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 417 2783 SH SOLE 2783 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 462 2344 SH SOLE 2344 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4 24 SH SOLE 24 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 434 1945 SH SOLE 1945 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 607 4600 SH SOLE 4600 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 85 481 SH SOLE 481 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1056 5597 SH SOLE 5597 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1491 10389 SH SOLE 10389 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 274 2690 SH SOLE 2690 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 410 8081 SH SOLE 8081 0 0 VISA INC COM CL A 92826C839 5869 29810 SH SOLE 29810 0 0 WABTEC COM 929740108 5118 62359 SH SOLE 62359 0 0 WALMART INC COM 931142103 541 4454 SH SOLE 4454 0 0 WASTE MGMT INC DEL COM 94106L109 1530 10000 SH SOLE 10000 0 0 WELLS FARGO CO NEW COM 949746101 228 5817 SH SOLE 5817 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 12 10 SH SOLE 10 0 0 WISDOMTREE TR US AI ENHANCED 97717W406 69 778 SH SOLE 778 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 171 5407 SH SOLE 5407 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 267 5971 SH SOLE 5971 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 257 6869 SH SOLE 6869 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 7169 125092 SH SOLE 125092 0 0 WYNN RESORTS LTD COM 983134107 1892 33206 SH SOLE 33206 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 241 2291 SH SOLE 2291 0 0 ZOETIS INC CL A 98978V103 3848 22389 SH SOLE 22389 0 0