Chief Compliance Officer

0001398344-22-007993.txt : 20220428 0001398344-22-007993.hdr.sgml : 20220428 20220428111013 ACCESSION NUMBER: 0001398344-22-007993 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220428 DATE AS OF CHANGE: 20220428 EFFECTIVENESS DATE: 20220428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 22863326 BUSINESS ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709089 XXXXXXXX 03-31-2022 03-31-2022 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

5120 BUR OAK CIRCLE RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 04-27-2022 0 204 204576 INFORMATION TABLE 2 fp0075309_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 292 1962 SH SOLE 1962 0 0 ABBOTT LABS COM 002824100 205 1736 SH SOLE 1736 0 0 ABBVIE INC COM 00287Y109 230 1419 SH SOLE 1419 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3047 9036 SH SOLE 9036 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 6859 33142 SH SOLE 33142 0 0 AFLAC INC COM 001055102 1300 20183 SH SOLE 20183 0 0 ALPHABET INC CAP STK CL C 02079K107 762 273 SH SOLE 273 0 0 ALPHABET INC CAP STK CL A 02079K305 2843 1022 SH SOLE 1022 0 0 ALTRIA GROUP INC COM 02209S103 297 5677 SH SOLE 5677 0 0 AMAZON COM INC COM 023135106 4346 1333 SH SOLE 1333 0 0 AMERICAN ELEC PWR CO INC COM 025537101 297 2980 SH SOLE 2980 0 0 AMERICAN TOWER CORP NEW COM 03027X100 2347 9342 SH SOLE 9342 0 0 AMGEN INC COM 031162100 307 1271 SH SOLE 1271 0 0 APPLE INC COM 037833100 6876 39378 SH SOLE 39378 0 0 AT&T INC COM 00206R102 264 11151 SH SOLE 11151 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1911 8398 SH SOLE 8398 0 0 BALL CORP COM 058498106 422 4685 SH SOLE 4685 0 0 BECTON DICKINSON & CO COM 075887109 317 1190 SH SOLE 1190 0 0 BECTON DICKINSON & CO 6% DP CONV PFD B 075887406 11 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2091 5926 SH SOLE 5926 0 0 BK OF AMERICA CORP COM 060505104 488 11843 SH SOLE 11843 0 0 BLACKSTONE INC COM 09260D107 856 6739 SH SOLE 6739 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 557 7633 SH SOLE 7633 0 0 BROADCOM INC COM 11135F101 641 1019 SH SOLE 1019 0 0 CATERPILLAR INC COM 149123101 470 2107 SH SOLE 2107 0 0 CHEVRON CORP NEW COM 166764100 1085 6663 SH SOLE 6663 0 0 CISCO SYS INC COM 17275R102 212 3810 SH SOLE 3810 0 0 CLOROX CO DEL COM 189054109 300 2156 SH SOLE 2156 0 0 COCA COLA CO COM 191216100 587 9467 SH SOLE 9467 0 0 CONOCOPHILLIPS COM 20825C104 317 3167 SH SOLE 3167 0 0 CONSTELLATION BRANDS INC CL A 21036P108 4971 21581 SH SOLE 21581 0 0 CORNING INC COM 219350105 302 8187 SH SOLE 8187 0 0 COSTCO WHSL CORP NEW COM 22160K105 4213 7317 SH SOLE 7317 0 0 CSX CORP COM 126408103 272 7275 SH SOLE 7275 0 0 CVS HEALTH CORP COM 126650100 1941 19175 SH SOLE 19175 0 0 DANAHER CORPORATION COM 235851102 4777 16286 SH SOLE 16286 0 0 DEERE & CO COM 244199105 224 538 SH SOLE 538 0 0 DIGITAL RLTY TR INC COM 253868103 341 2402 SH SOLE 2402 0 0 DISNEY WALT CO COM 254687106 4802 35012 SH SOLE 35012 0 0 DOMINION ENERGY INC COM 25746U109 209 2458 SH SOLE 2458 0 0 DOW INC COM 260557103 250 3920 SH SOLE 3920 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 3242 29031 SH SOLE 29031 0 0 ECOLAB INC COM 278865100 2397 13579 SH SOLE 13579 0 0 EXXON MOBIL CORP COM 30231G102 399 4830 SH SOLE 4830 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 310 4798 SH SOLE 4798 0 0 FISERV INC COM 337738108 714 7045 SH SOLE 7045 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 589 1786 SH SOLE 1786 0 0 HOME DEPOT INC COM 437076102 1401 4680 SH SOLE 4680 0 0 HONEYWELL INTL INC COM 438516106 617 3169 SH SOLE 3169 0 0 INTEL CORP COM 458140100 263 5305 SH SOLE 5305 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 207 1593 SH SOLE 1593 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 752 11212 SH SOLE 11212 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 46 973 SH SOLE 973 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 306 4026 SH SOLE 4026 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 45 3345 SH SOLE 3345 0 0 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 191 6588 SH SOLE 6588 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 284 3768 SH SOLE 3768 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 36 1200 SH SOLE 1200 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 247 3784 SH SOLE 3784 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 50 272 SH SOLE 272 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 37 410 SH SOLE 410 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 14 46 SH SOLE 46 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1268 8040 SH SOLE 8040 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 426 2333 SH SOLE 2333 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 71 413 SH SOLE 413 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8923 24612 SH SOLE 24612 0 0 ISHARES TR SELECT DIVID ETF 464287168 1938 15122 SH SOLE 15122 0 0 ISHARES TR CORE S&P500 ETF 464287200 533 1174 SH SOLE 1174 0 0 ISHARES TR CORE US AGGBD ET 464287226 115 1072 SH SOLE 1072 0 0 ISHARES TR IBOXX INV CP ETF 464287242 541 4477 SH SOLE 4477 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 86 1120 SH SOLE 1120 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1 11 SH SOLE 11 0 0 ISHARES TR MSCI EAFE ETF 464287465 733 9961 SH SOLE 9961 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 127 1065 SH SOLE 1065 0 0 ISHARES TR RUS MID CAP ETF 464287499 242 3097 SH SOLE 3097 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2817 10497 SH SOLE 10497 0 0 ISHARES TR EXPANDED TECH 464287515 100 290 SH SOLE 290 0 0 ISHARES TR ISHARES BIOTECH 464287556 14 106 SH SOLE 106 0 0 ISHARES TR GLOBAL 100 ETF 464287572 55 728 SH SOLE 728 0 0 ISHARES TR US CONSUM DISCRE 464287580 80 1060 SH SOLE 1060 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 473 2850 SH SOLE 2850 0 0 ISHARES TR S&P MC 400GR ETF 464287606 76 982 SH SOLE 982 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1565 5639 SH SOLE 5639 0 0 ISHARES TR RUS 1000 ETF 464287622 1581 6322 SH SOLE 6322 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 540 3345 SH SOLE 3345 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1065 4165 SH SOLE 4165 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1146 5585 SH SOLE 5585 0 0 ISHARES TR S&P MC 400VL ETF 464287705 79 725 SH SOLE 725 0 0 ISHARES TR U.S. TECH ETF 464287721 63 612 SH SOLE 612 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1279 11854 SH SOLE 11854 0 0 ISHARES TR US CONSM STAPLES 464287812 11 55 SH SOLE 55 0 0 ISHARES TR DOW JONES US ETF 464287846 45 400 SH SOLE 400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 94 922 SH SOLE 922 0 0 ISHARES TR S&P SML 600 GWT 464287887 91 729 SH SOLE 729 0 0 ISHARES TR MORNINGSTAR VALU 464288109 69 1000 SH SOLE 1000 0 0 ISHARES TR EAFE SML CP ETF 464288273 16 244 SH SOLE 244 0 0 ISHARES TR IBOXX HI YD ETF 464288513 799 9705 SH SOLE 9705 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 14 114 SH SOLE 114 0 0 ISHARES TR PFD AND INCM SEC 464288687 6 161 SH SOLE 161 0 0 ISHARES TR US HOME CONS ETF 464288752 67 1133 SH SOLE 1133 0 0 ISHARES TR U.S. MED DVC ETF 464288810 9 150 SH SOLE 150 0 0 ISHARES TR US HLTHCR PR ETF 464288828 378 1335 SH SOLE 1335 0 0 ISHARES TR EAFE GRWTH ETF 464288885 6 62 SH SOLE 62 0 0 ISHARES TR US TREAS BD ETF 46429B267 4 147 SH SOLE 147 0 0 ISHARES TR MSCI CHINA ETF 46429B671 5 99 SH SOLE 99 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 154 2130 SH SOLE 2130 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 704 9074 SH SOLE 9074 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 7 50 SH SOLE 50 0 0 ISHARES TR MSCI USA VALUE 46432F388 5 44 SH SOLE 44 0 0 ISHARES TR MSCI USA MMENTM 46432F396 48 288 SH SOLE 288 0 0 ISHARES TR CORE MSCI EAFE 46432F842 555 7990 SH SOLE 7990 0 0 JOHNSON & JOHNSON COM 478160104 1643 9268 SH SOLE 9268 0 0 JPMORGAN CHASE & CO COM 46625H100 4594 33700 SH SOLE 33700 0 0 LAUDER ESTEE COS INC CL A 518439104 909 3339 SH SOLE 3339 0 0 LILLY ELI & CO COM 532457108 735 2568 SH SOLE 2568 0 0 LOWES COS INC COM 548661107 230 1140 SH SOLE 1140 0 0 MARRIOTT INTL INC NEW CL A 571903202 5101 29023 SH SOLE 29023 0 0 MARTIN MARIETTA MATLS INC COM 573284106 205 532 SH SOLE 532 0 0 MASTEC INC COM 576323109 3503 40215 SH SOLE 40215 0 0 MASTERCARD INCORPORATED CL A 57636Q104 223 625 SH SOLE 625 0 0 MCDONALDS CORP COM 580135101 1327 5366 SH SOLE 5366 0 0 MERCK & CO INC COM 58933Y105 604 7364 SH SOLE 7364 0 0 META PLATFORMS INC CL A 30303M102 384 1726 SH SOLE 1726 0 0 MICROSOFT CORP COM 594918104 7212 23391 SH SOLE 23391 0 0 NEXTERA ENERGY INC COM 65339F101 567 6697 SH SOLE 6697 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 236 2826 SH SOLE 2826 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 141 2320 SH SOLE 2320 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 121 2758 SH SOLE 2758 0 0 NVIDIA CORPORATION COM 67066G104 258 947 SH SOLE 947 0 0 ORACLE CORP COM 68389X105 336 4065 SH SOLE 4065 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 354 9370 SH SOLE 9370 0 0 PAYPAL HLDGS INC COM 70450Y103 388 3353 SH SOLE 3353 0 0 PEPSICO INC COM 713448108 376 2245 SH SOLE 2245 0 0 PHILIP MORRIS INTL INC COM 718172109 337 3591 SH SOLE 3591 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 363 3562 SH SOLE 3562 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 40 402 SH SOLE 402 0 0 PROCTER AND GAMBLE CO COM 742718109 2456 16070 SH SOLE 16070 0 0 QUALCOMM INC COM 747525103 2019 13211 SH SOLE 13211 0 0 QUEST DIAGNOSTICS INC COM 74834L100 270 1974 SH SOLE 1974 0 0 REALTY INCOME CORP COM 756109104 449 6472 SH SOLE 6472 0 0 ROBERT HALF INTL INC COM 770323103 3939 34497 SH SOLE 34497 0 0 ROPER TECHNOLOGIES INC COM 776696106 1377 2917 SH SOLE 2917 0 0 S&P GLOBAL INC COM 78409V104 857 2088 SH SOLE 2088 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 732 13718 SH SOLE 13718 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2805 52086 SH SOLE 52086 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2456 32830 SH SOLE 32830 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 755 9948 SH SOLE 9948 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 494 10438 SH SOLE 10438 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 428 14769 SH SOLE 14769 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 123 3818 SH SOLE 3818 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 379 7091 SH SOLE 7091 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 110 1877 SH SOLE 1877 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 3878 67159 SH SOLE 67159 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1946 24669 SH SOLE 24669 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1 35 SH SOLE 35 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 98 1940 SH SOLE 1940 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 16 181 SH SOLE 181 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9 120 SH SOLE 120 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 76 411 SH SOLE 411 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 211 2755 SH SOLE 2755 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 33 320 SH SOLE 320 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 935 5885 SH SOLE 5885 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 114 1537 SH SOLE 1537 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1071 2371 SH SOLE 2371 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 14 163 SH SOLE 163 0 0 SPDR SER TR BLOOMBERG CONV 78464A359 16 210 SH SOLE 210 0 0 SPDR SER TR S&P REGL BKG 78464A698 12 169 SH SOLE 169 0 0 SPDR SER TR S&P DIVID ETF 78464A763 197 1534 SH SOLE 1534 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 231 2468 SH SOLE 2468 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 108 1450 SH SOLE 1450 0 0 T ROWE PRICE ETF INC PRICE BLUE CHIP 87283Q107 873 29740 SH SOLE 29740 0 0 TARGET CORP COM 87612E106 256 1204 SH SOLE 1204 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1219 2064 SH SOLE 2064 0 0 TRUIST FINL CORP COM 89832Q109 230 4055 SH SOLE 4055 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1304 2558 SH SOLE 2558 0 0 VANECK ETF TRUST LOW CARBN ENERGY 92189F502 225 1551 SH SOLE 1551 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 274 659 SH SOLE 659 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5 35 SH SOLE 35 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 357 1602 SH SOLE 1602 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 105 967 SH SOLE 967 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 741 2988 SH SOLE 2988 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 479 2723 SH SOLE 2723 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 580 2438 SH SOLE 2438 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 5 24 SH SOLE 24 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 603 2098 SH SOLE 2098 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 678 4586 SH SOLE 4586 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 102 481 SH SOLE 481 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1296 5692 SH SOLE 5692 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1953 12045 SH SOLE 12045 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 306 2730 SH SOLE 2730 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 205 2523 SH SOLE 2523 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 268 5262 SH SOLE 5262 0 0 VISA INC COM CL A 92826C839 6735 30371 SH SOLE 30371 0 0 WABTEC COM 929740108 6071 63124 SH SOLE 63124 0 0 WALMART INC COM 931142103 678 4553 SH SOLE 4553 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 208 5494 SH SOLE 5494 0 0 WISDOMTREE TR US AI ENHANCED 97717W406 77 777 SH SOLE 777 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1 26 SH SOLE 26 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 214 5379 SH SOLE 5379 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 285 5956 SH SOLE 5956 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 294 6837 SH SOLE 6837 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 8299 130345 SH SOLE 130345 0 0 WYNN RESORTS LTD COM 983134107 2625 32916 SH SOLE 32916 0 0 ZOETIS INC CL A 98978V103 4218 22366 SH SOLE 22366 0 0