Chief Compliance Officer

0001398344-22-001820.txt : 20220202 0001398344-22-001820.hdr.sgml : 20220202 20220202133342 ACCESSION NUMBER: 0001398344-22-001820 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 EFFECTIVENESS DATE: 20220202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 22582672 BUSINESS ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709089 XXXXXXXX 12-31-2021 12-31-2021 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

5120 BUR OAK CIRCLE RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 01-25-2022 0 212 209399 INFORMATION TABLE 2 fp0072189_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 429 2412 SH SOLE 2412 0 0 ABBOTT LABS COM 002824100 253 1800 SH SOLE 1800 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3758 9065 SH SOLE 9065 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 7705 32120 SH SOLE 32120 0 0 AFLAC INC COM 001055102 1178 20183 SH SOLE 20183 0 0 ALPHABET INC CAP STK CL C 02079K107 825 285 SH SOLE 285 0 0 ALPHABET INC CAP STK CL A 02079K305 2961 1022 SH SOLE 1022 0 0 ALTRIA GROUP INC COM 02209S103 270 5694 SH SOLE 5694 0 0 AMAZON COM INC COM 023135106 3965 1189 SH SOLE 1189 0 0 AMERICAN ELEC PWR CO INC COM 025537101 269 3021 SH SOLE 3021 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1769 6047 SH SOLE 6047 0 0 AMGEN INC COM 031162100 274 1216 SH SOLE 1216 0 0 APPLE INC COM 037833100 6991 39370 SH SOLE 39370 0 0 AT&T INC COM 00206R102 298 12132 SH SOLE 12132 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2071 8398 SH SOLE 8398 0 0 BALL CORP COM 058498106 451 4685 SH SOLE 4685 0 0 BECTON DICKINSON & CO COM 075887109 299 1190 SH SOLE 1190 0 0 BECTON DICKINSON & CO 6% DP CONV PFD B 075887406 11 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1772 5926 SH SOLE 5926 0 0 BK OF AMERICA CORP COM 060505104 525 11809 SH SOLE 11809 0 0 BLACKSTONE INC COM 09260D107 871 6735 SH SOLE 6735 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 476 7633 SH SOLE 7633 0 0 BROADCOM INC COM 11135F101 683 1026 SH SOLE 1026 0 0 CATERPILLAR INC COM 149123101 436 2107 SH SOLE 2107 0 0 CHEVRON CORP NEW COM 166764100 781 6657 SH SOLE 6657 0 0 CISCO SYS INC COM 17275R102 241 3809 SH SOLE 3809 0 0 CLOROX CO DEL COM 189054109 378 2167 SH SOLE 2167 0 0 COCA COLA CO COM 191216100 561 9467 SH SOLE 9467 0 0 CONOCOPHILLIPS COM 20825C104 229 3166 SH SOLE 3166 0 0 CONSTELLATION BRANDS INC CL A 21036P108 5282 21046 SH SOLE 21046 0 0 CORNING INC COM 219350105 305 8182 SH SOLE 8182 0 0 COSTCO WHSL CORP NEW COM 22160K105 3744 6594 SH SOLE 6594 0 0 CSX CORP COM 126408103 274 7275 SH SOLE 7275 0 0 CVS HEALTH CORP COM 126650100 1789 17344 SH SOLE 17344 0 0 DANAHER CORPORATION COM 235851102 5394 16393 SH SOLE 16393 0 0 DIGITAL RLTY TR INC COM 253868103 425 2402 SH SOLE 2402 0 0 DISNEY WALT CO COM 254687106 4836 31221 SH SOLE 31221 0 0 DOW INC COM 260557103 221 3903 SH SOLE 3903 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 3033 28917 SH SOLE 28917 0 0 EBAY INC. COM 278642103 209 3150 SH SOLE 3150 0 0 ECOLAB INC COM 278865100 2339 9971 SH SOLE 9971 0 0 EXXON MOBIL CORP COM 30231G102 287 4688 SH SOLE 4688 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 326 4798 SH SOLE 4798 0 0 FISERV INC COM 337738108 731 7045 SH SOLE 7045 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 622 1626 SH SOLE 1626 0 0 HOME DEPOT INC COM 437076102 2072 4993 SH SOLE 4993 0 0 HONEYWELL INTL INC COM 438516106 666 3194 SH SOLE 3194 0 0 INTEL CORP COM 458140100 211 4105 SH SOLE 4105 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 212 1586 SH SOLE 1586 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 771 11235 SH SOLE 11235 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 44 965 SH SOLE 965 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 318 4026 SH SOLE 4026 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 50 3345 SH SOLE 3345 0 0 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 230 6864 SH SOLE 6864 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 290 3768 SH SOLE 3768 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 40 1200 SH SOLE 1200 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 269 3761 SH SOLE 3761 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 57 272 SH SOLE 272 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 40 410 SH SOLE 410 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 1 5 SH SOLE 5 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 15 46 SH SOLE 46 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1307 8028 SH SOLE 8028 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 447 2332 SH SOLE 2332 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 71 413 SH SOLE 413 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 10007 25154 SH SOLE 25154 0 0 ISHARES TR CORE S&P TTL STK 464287150 4 35 SH SOLE 35 0 0 ISHARES TR SELECT DIVID ETF 464287168 1853 15117 SH SOLE 15117 0 0 ISHARES TR CORE S&P500 ETF 464287200 560 1173 SH SOLE 1173 0 0 ISHARES TR CORE US AGGBD ET 464287226 142 1246 SH SOLE 1246 0 0 ISHARES TR IBOXX INV CP ETF 464287242 602 4543 SH SOLE 4543 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 94 1120 SH SOLE 1120 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1 11 SH SOLE 11 0 0 ISHARES TR MSCI EAFE ETF 464287465 783 9953 SH SOLE 9953 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 130 1061 SH SOLE 1061 0 0 ISHARES TR RUS MID CAP ETF 464287499 257 3092 SH SOLE 3092 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2953 10431 SH SOLE 10431 0 0 ISHARES TR EXPANDED TECH 464287515 115 290 SH SOLE 290 0 0 ISHARES TR ISHARES BIOTECH 464287556 16 105 SH SOLE 105 0 0 ISHARES TR GLOBAL 100 ETF 464287572 57 727 SH SOLE 727 0 0 ISHARES TR US CONSUM DISCRE 464287580 89 1060 SH SOLE 1060 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 477 2842 SH SOLE 2842 0 0 ISHARES TR S&P MC 400GR ETF 464287606 84 982 SH SOLE 982 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2439 7980 SH SOLE 7980 0 0 ISHARES TR RUS 1000 ETF 464287622 1684 6368 SH SOLE 6368 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 559 3365 SH SOLE 3365 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1232 4203 SH SOLE 4203 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1241 5579 SH SOLE 5579 0 0 ISHARES TR S&P MC 400VL ETF 464287705 80 725 SH SOLE 725 0 0 ISHARES TR U.S. TECH ETF 464287721 70 612 SH SOLE 612 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1449 12654 SH SOLE 12654 0 0 ISHARES TR US CONSM STAPLES 464287812 7 35 SH SOLE 35 0 0 ISHARES TR DOW JONES US ETF 464287846 47 400 SH SOLE 400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 96 922 SH SOLE 922 0 0 ISHARES TR S&P SML 600 GWT 464287887 101 729 SH SOLE 729 0 0 ISHARES TR MORNINGSTAR VALU 464288109 70 1000 SH SOLE 1000 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 0 20 SH SOLE 20 0 0 ISHARES TR EAFE SML CP ETF 464288273 18 244 SH SOLE 244 0 0 ISHARES TR DEVSMCP EXNA ETF 464288497 1 20 SH SOLE 20 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 15 114 SH SOLE 114 0 0 ISHARES TR PFD AND INCM SEC 464288687 6 161 SH SOLE 161 0 0 ISHARES TR US HOME CONS ETF 464288752 94 1133 SH SOLE 1133 0 0 ISHARES TR U.S. MED DVC ETF 464288810 10 150 SH SOLE 150 0 0 ISHARES TR US HLTHCR PR ETF 464288828 388 1335 SH SOLE 1335 0 0 ISHARES TR EAFE GRWTH ETF 464288885 7 61 SH SOLE 61 0 0 ISHARES TR US TREAS BD ETF 46429B267 4 147 SH SOLE 147 0 0 ISHARES TR MSCI CHINA ETF 46429B671 6 99 SH SOLE 99 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 191 2482 SH SOLE 2482 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 760 9393 SH SOLE 9393 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 7 50 SH SOLE 50 0 0 ISHARES TR MSCI USA MMENTM 46432F396 52 288 SH SOLE 288 0 0 ISHARES TR CORE MSCI EAFE 46432F842 596 7989 SH SOLE 7989 0 0 JOHNSON & JOHNSON COM 478160104 1629 9524 SH SOLE 9524 0 0 JPMORGAN CHASE & CO COM 46625H100 5159 32583 SH SOLE 32583 0 0 KIMBERLY-CLARK CORP COM 494368103 227 1589 SH SOLE 1589 0 0 LAUDER ESTEE COS INC CL A 518439104 1235 3337 SH SOLE 3337 0 0 LILLY ELI & CO COM 532457108 702 2543 SH SOLE 2543 0 0 LOWES COS INC COM 548661107 276 1069 SH SOLE 1069 0 0 MARRIOTT INTL INC NEW CL A 571903202 4545 27504 SH SOLE 27504 0 0 MARTIN MARIETTA MATLS INC COM 573284106 234 532 SH SOLE 532 0 0 MASTEC INC COM 576323109 1966 21305 SH SOLE 21305 0 0 MASTERCARD INCORPORATED CL A 57636Q104 241 671 SH SOLE 671 0 0 MCDONALDS CORP COM 580135101 1450 5408 SH SOLE 5408 0 0 MERCK & CO INC COM 58933Y105 573 7471 SH SOLE 7471 0 0 META PLATFORMS INC CL A 30303M102 621 1846 SH SOLE 1846 0 0 MICROSOFT CORP COM 594918104 7856 23358 SH SOLE 23358 0 0 NEXTERA ENERGY INC COM 65339F101 632 6765 SH SOLE 6765 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 239 2826 SH SOLE 2826 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 159 2320 SH SOLE 2320 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 136 2758 SH SOLE 2758 0 0 NVIDIA CORPORATION COM 67066G104 279 947 SH SOLE 947 0 0 ORACLE CORP COM 68389X105 337 3865 SH SOLE 3865 0 0 PAYPAL HLDGS INC COM 70450Y103 613 3250 SH SOLE 3250 0 0 PEPSICO INC COM 713448108 396 2282 SH SOLE 2282 0 0 PFIZER INC COM 717081103 289 4899 SH SOLE 4899 0 0 PHILIP MORRIS INTL INC COM 718172109 342 3600 SH SOLE 3600 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 404 3690 SH SOLE 3690 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 41 402 SH SOLE 402 0 0 PROCTER AND GAMBLE CO COM 742718109 2629 16070 SH SOLE 16070 0 0 QUALCOMM INC COM 747525103 337 1845 SH SOLE 1845 0 0 QUEST DIAGNOSTICS INC COM 74834L100 342 1974 SH SOLE 1974 0 0 REALTY INCOME CORP COM 756109104 463 6467 SH SOLE 6467 0 0 ROBERT HALF INTL INC COM 770323103 3975 35645 SH SOLE 35645 0 0 ROPER TECHNOLOGIES INC COM 776696106 1445 2937 SH SOLE 2937 0 0 S&P GLOBAL INC COM 78409V104 985 2088 SH SOLE 2088 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 776 6864 SH SOLE 6864 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2886 25353 SH SOLE 25353 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2686 16403 SH SOLE 16403 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 820 10190 SH SOLE 10190 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 554 5415 SH SOLE 5415 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 468 15095 SH SOLE 15095 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 124 3815 SH SOLE 3815 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 394 7090 SH SOLE 7090 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 110 1870 SH SOLE 1870 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 3972 68441 SH SOLE 68441 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1979 24489 SH SOLE 24489 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1 35 SH SOLE 35 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 106 1959 SH SOLE 1959 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 16 181 SH SOLE 181 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9 119 SH SOLE 119 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 91 444 SH SOLE 444 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 49 882 SH SOLE 882 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 34 320 SH SOLE 320 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 988 5680 SH SOLE 5680 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 154 2158 SH SOLE 2158 0 0 SMITH A O CORP COM 831865209 241 2802 SH SOLE 2802 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1178 2481 SH SOLE 2481 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 15 163 SH SOLE 163 0 0 SPDR SER TR BLOOMBERG CONV 78464A359 17 210 SH SOLE 210 0 0 SPDR SER TR S&P REGL BKG 78464A698 12 169 SH SOLE 169 0 0 SPDR SER TR S&P DIVID ETF 78464A763 199 1538 SH SOLE 1538 0 0 SPDR SER TR S&P BK ETF 78464A797 1 10 SH SOLE 10 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 245 2468 SH SOLE 2468 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 118 1448 SH SOLE 1448 0 0 SPDR SER TR S&P SEMICNDCTR 78464A862 2 10 SH SOLE 10 0 0 STRYKER CORPORATION COM 863667101 210 784 SH SOLE 784 0 0 T ROWE PRICE ETF INC PRICE BLUE CHIP 87283Q107 1050 31676 SH SOLE 31676 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 213 1768 SH SOLE 1768 0 0 TARGET CORP COM 87612E106 279 1204 SH SOLE 1204 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1094 1639 SH SOLE 1639 0 0 TRUIST FINL CORP COM 89832Q109 237 4047 SH SOLE 4047 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1303 2594 SH SOLE 2594 0 0 VANECK ETF TRUST LOW CARBN ENERGY 92189F502 248 1551 SH SOLE 1551 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 288 659 SH SOLE 659 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5 35 SH SOLE 35 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 408 1601 SH SOLE 1601 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 27 232 SH SOLE 232 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 885 3140 SH SOLE 3140 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 490 2740 SH SOLE 2740 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 619 2431 SH SOLE 2431 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 5 24 SH SOLE 24 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 705 2198 SH SOLE 2198 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 673 4575 SH SOLE 4575 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 109 481 SH SOLE 481 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1387 5744 SH SOLE 5744 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1987 11567 SH SOLE 11567 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 238 4665 SH SOLE 4665 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 222 2523 SH SOLE 2523 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 290 5579 SH SOLE 5579 0 0 VISA INC COM CL A 92826C839 6383 29453 SH SOLE 29453 0 0 WABTEC COM 929740108 5715 62043 SH SOLE 62043 0 0 WALMART INC COM 931142103 659 4553 SH SOLE 4553 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 226 5494 SH SOLE 5494 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 10 158 SH SOLE 158 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 79 777 SH SOLE 777 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1 26 SH SOLE 26 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 234 5367 SH SOLE 5367 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 307 5945 SH SOLE 5945 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 312 6822 SH SOLE 6822 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 92 3650 SH SOLE 3650 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 8562 129998 SH SOLE 129998 0 0 WYNN RESORTS LTD COM 983134107 2576 30297 SH SOLE 30297 0 0 ZOETIS INC CL A 98978V103 5164 21163 SH SOLE 21163 0 0